0000315189-18-000009.txt : 20180222 0000315189-18-000009.hdr.sgml : 20180222 20180222101603 ACCESSION NUMBER: 0000315189-18-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180221 FILED AS OF DATE: 20180222 DATE AS OF CHANGE: 20180222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gilles Jean H CENTRAL INDEX KEY: 0001465591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 18631321 MAIL ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-8000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-02-21 0 0000315189 DEERE & CO DE 0001465591 Gilles Jean H DEERE & COMPANY ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 Senior Vice President $1 Par Common Stock 2018-02-21 4 M 0 8200 74.24 A 77147 D $1 Par Common Stock 2018-02-21 4 S 0 8200 165.1834 D 68947 D $1 Par Common Stock 2018-02-21 4 M 0 14983 74.24 A 83930 D $1 Par Common Stock 2018-02-21 4 S 0 14983 166.2341 D 68947 D $1 Par Common Stock 2018-02-21 4 M 0 9000 86.36 A 77947 D $1 Par Common Stock 2018-02-21 4 S 0 9000 166.2341 D 68947 D $1 Par Common Stock 12 I By Son Market Priced Options 74.24 2018-02-21 4 M 0 23183 0 D 2021-12-14 Common Stock 23183 0 D Market Priced Options 86.36 2018-02-21 4 M 0 9000 0 D 2022-12-12 Common Stock 9000 15083 D Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted November 28, 2017. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.80 to $165.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.80 to $166.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Includes 32,325 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The options became exercisable in three approximately equal installments on December 14, 2012, 2013 and 2014. The options became exercisable in three approximately equal installments on December 12, 2013, 2014 and 2015. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2018-02-22