0000315189-17-000032.txt : 20170919
0000315189-17-000032.hdr.sgml : 20170919
20170919160800
ACCESSION NUMBER: 0000315189-17-000032
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170918
FILED AS OF DATE: 20170919
DATE AS OF CHANGE: 20170919
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: von Pentz Markwart
CENTRAL INDEX KEY: 0001411741
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04121
FILM NUMBER: 171092083
BUSINESS ADDRESS:
STREET 1: DEERE & COMPANY
STREET 2: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265
BUSINESS PHONE: (309) 765-5218
MAIL ADDRESS:
STREET 1: DEERE & COMPANY
STREET 2: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265
FORMER NAME:
FORMER CONFORMED NAME: Markwart von Pentz
DATE OF NAME CHANGE: 20070906
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERE & CO
CENTRAL INDEX KEY: 0000315189
STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523]
IRS NUMBER: 362382580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
BUSINESS PHONE: (309) 765-8000
MAIL ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-09-18
0
0000315189
DEERE & CO
DE
0001411741
von Pentz Markwart
DEERE & COMPANY
ONE JOHN DEERE PLACE
MOLINE
IL
61265
0
1
0
0
Pres.Ag&TurfDiv.Eur.,Asia,Afr.
$1 Par Common Stock
2017-09-18
4
M
0
9600
87.46
A
51626
D
$1 Par Common Stock
2017-09-18
4
S
0
9600
120.0113
D
42026
D
$1 Par Common Stock
2017-09-19
4
M
0
12495
87.46
A
54521
D
$1 Par Common Stock
2017-09-19
4
S
0
12495
120.1766
D
42026
D
Market Priced Options
87.46
2017-09-18
4
M
0
9600
0
D
2023-12-11
Common Stock
9600
12495
D
Market Priced Options
87.46
2017-09-19
4
M
0
12495
0
D
2023-12-11
Common Stock
12495
0
D
Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Includes 12,666 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations.
All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
The options became exercisable in three approximately equal installments on December 11, 2014, 2015, and 2016.
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
2017-09-19