0000315189-17-000009.txt : 20170223
0000315189-17-000009.hdr.sgml : 20170223
20170223103132
ACCESSION NUMBER: 0000315189-17-000009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170222
FILED AS OF DATE: 20170223
DATE AS OF CHANGE: 20170223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERE & CO
CENTRAL INDEX KEY: 0000315189
STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523]
IRS NUMBER: 362382580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
BUSINESS PHONE: (309) 765-8000
MAIL ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALLEN SAMUEL R
CENTRAL INDEX KEY: 0001196901
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04121
FILM NUMBER: 17631141
MAIL ADDRESS:
STREET 1: DEERE & CO
STREET 2: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-02-22
0
0000315189
DEERE & CO
DE
0001196901
ALLEN SAMUEL R
DEERE & CO
ONE JOHN DEERE PLACE
MOLINE
IL
61265
0
1
0
0
Chairman & CEO
$1 Par Common Stock
2017-02-22
4
M
0
28808
88.82
A
299595.5172
D
$1 Par Common Stock
2017-02-22
4
S
0
23589
109.3041
D
276006.5172
D
$1 Par Common Stock
2017-02-22
4
S
0
5219
109.8156
D
270787.5172
D
$1 Par Common Stock
47203
I
By LLC
Market Priced Options
88.82
2017-02-22
4
M
0
28808
0
D
2017-12-05
Common Stock
28808
0
D
Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 5, 2016.
The sale price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.77 to $109.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The sale price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.77 to $109.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Includes 141,524 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
The options became exercisable in three approximately equal installments on December 5, 2008, 2009 and 2010.
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
2017-02-23