0000315189-16-000116.txt : 20161201
0000315189-16-000116.hdr.sgml : 20161201
20161201095646
ACCESSION NUMBER: 0000315189-16-000116
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161129
FILED AS OF DATE: 20161201
DATE AS OF CHANGE: 20161201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERE & CO
CENTRAL INDEX KEY: 0000315189
STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523]
IRS NUMBER: 362382580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
BUSINESS PHONE: (309) 765-8000
MAIL ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gilles Jean H
CENTRAL INDEX KEY: 0001465591
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04121
FILM NUMBER: 162027100
MAIL ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-11-29
0
0000315189
DEERE & CO
DE
0001465591
Gilles Jean H
ONE JOHN DEERE PLACE
MOLINE
IL
61265
0
1
0
0
Senior Vice President
$1 Par Common Stock
2016-11-29
4
M
0
10704
88.82
A
72392
D
$1 Par Common Stock
2016-11-29
4
S
0
10704
100.7435
D
61688
D
$1 Par Common Stock
2016-11-29
4
M
0
45700
52.25
A
107388
D
$1 Par Common Stock
2016-11-29
4
S
0
45700
100.7435
D
61688
D
$1 Par Common Stock
12
I
By Son
Market Priced Options
88.82
2016-11-29
4
M
0
10704
0
D
2017-12-05
Common Stock
10704
0
D
Market Priced Options
52.25
2016-11-29
4
M
0
45700
0
D
2019-12-09
Common Stock
45700
0
D
Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted August 23, 2016.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.42 to $101.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Includes 35,067 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
The options became exercisable in three approximately equal installments on December 5, 2008, 2009 and 2010.
The options became exercisable in three approximately equal installments on December 9, 2010, 2011, and 2012.
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Poewr of Attorney
2016-12-01