0000315189-16-000116.txt : 20161201 0000315189-16-000116.hdr.sgml : 20161201 20161201095646 ACCESSION NUMBER: 0000315189-16-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161129 FILED AS OF DATE: 20161201 DATE AS OF CHANGE: 20161201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-8000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gilles Jean H CENTRAL INDEX KEY: 0001465591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 162027100 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-11-29 0 0000315189 DEERE & CO DE 0001465591 Gilles Jean H ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 Senior Vice President $1 Par Common Stock 2016-11-29 4 M 0 10704 88.82 A 72392 D $1 Par Common Stock 2016-11-29 4 S 0 10704 100.7435 D 61688 D $1 Par Common Stock 2016-11-29 4 M 0 45700 52.25 A 107388 D $1 Par Common Stock 2016-11-29 4 S 0 45700 100.7435 D 61688 D $1 Par Common Stock 12 I By Son Market Priced Options 88.82 2016-11-29 4 M 0 10704 0 D 2017-12-05 Common Stock 10704 0 D Market Priced Options 52.25 2016-11-29 4 M 0 45700 0 D 2019-12-09 Common Stock 45700 0 D Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted August 23, 2016. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.42 to $101.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Includes 35,067 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The options became exercisable in three approximately equal installments on December 5, 2008, 2009 and 2010. The options became exercisable in three approximately equal installments on December 9, 2010, 2011, and 2012. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Poewr of Attorney 2016-12-01