0000315189-13-000011.txt : 20130130 0000315189-13-000011.hdr.sgml : 20130130 20130130171633 ACCESSION NUMBER: 0000315189-13-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130129 FILED AS OF DATE: 20130130 DATE AS OF CHANGE: 20130130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Israel James CENTRAL INDEX KEY: 0001350112 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 13559901 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-4968 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-01-29 0 0000315189 DEERE & CO DE 0001350112 Israel James ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 President, Worldwide Financial $1 Par Common Stock 2013-01-29 4 M 0 33787 52.25 A 74562 D $1 Par Common Stock 2013-01-29 4 S 0 33787 95 D 40775 D $1 Par Common Stock 2013-01-29 4 M 0 17021 52.25 A 36622 I By Trust $1 Par Common Stock 2013-01-29 4 S 0 17021 95 D 19601 I By Trust Market Priced Options 52.25 2013-01-29 4 M 0 33787 0 D 2019-12-09 Common Stock 33787 0 D Market Priced Options 52.25 2013-01-29 4 M 0 17021 0 D 2019-12-09 Common Stock 17021 0 I By Trust Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012. Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012. Includes 40,775 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The options became exercisable in three approximately equal installments on December 9, 2010, 2011 and 2012. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2013-01-30