0000315189-12-000040.txt : 20120702
0000315189-12-000040.hdr.sgml : 20120702
20120702113028
ACCESSION NUMBER: 0000315189-12-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120629
FILED AS OF DATE: 20120702
DATE AS OF CHANGE: 20120702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERE & CO
CENTRAL INDEX KEY: 0000315189
STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523]
IRS NUMBER: 362382580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
BUSINESS PHONE: (309) 765-4968
MAIL ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: von Pentz Markwart
CENTRAL INDEX KEY: 0001411741
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04121
FILM NUMBER: 12939051
BUSINESS ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265
BUSINESS PHONE: 000-000-0000
MAIL ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265
FORMER NAME:
FORMER CONFORMED NAME: Markwart von Pentz
DATE OF NAME CHANGE: 20070906
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2012-06-29
0
0000315189
DEERE & CO
DE
0001411741
von Pentz Markwart
ONE JOHN DEERE PLACE
MOLINE
IL
61265
0
1
0
0
Pres.Ag&Turf Div. Eur.,Afr.,ME
$1 Par Common Stock
2012-06-29
4
M
0
39897
52.25
A
66344
D
$1 Par Common Stock
2012-06-29
4
S
0
39897
80.0018
D
26447
D
Market Priced Options
52.25
2012-06-29
4
M
0
39897
0
D
2019-12-09
Common Stock
39897
19651
D
Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 2, 2012.
All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.036, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Includes 15,861 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations.
The options became exercisable in two approximately equal installments on December 9, 2010 and December 9, 2011.
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
2012-07-02