FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
DEERE & CO [ DE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 12/02/2010 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
$1 Par Common Stock(1) | 12/02/2010 | M | 1,000 | A | $30.82 | 115,710 | D | |||
$1 Par Common Stock(1) | 12/02/2010 | S | 1,000 | D | $77.89 | 114,710 | D | |||
$1 Par Common Stock(1) | 12/02/2010 | M | 2,500 | A | $34.685 | 117,210 | D | |||
$1 Par Common Stock(1) | 12/02/2010 | S | 2,500 | D | $77.89 | 114,710 | D | |||
$1 Par Common Stock(1) | 12/02/2010 | M | 3,000 | A | $34.44 | 117,710 | D | |||
$1 Par Common Stock(1) | 12/02/2010 | S | 3,000 | D | $77.89 | 114,710 | D | |||
$1 Par Commmon Stock(1) | 12/02/2010 | M | 5,000 | A | $48.375 | 119,710 | D | |||
$1 Par Common Stock(1) | 12/02/2010 | S | 5,000 | D | $77.89 | 114,710 | D | |||
$1 Par Common Stock(1) | 12/02/2010 | M | 2,500 | A | $39.665 | 117,210 | D | |||
$1 Par Common Stock(1) | 12/02/2010 | S | 2,500 | D | $77.89(2) | 114,710(2) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Market Priced Options(1)(3) | $30.82 | 12/02/2010 | M | 1,000 | 12/10/2006 | 12/10/2013 | Common Stock | 3,000 | $0 | 0 | D | ||||
Market Priced Options(1)(3) | $34.685 | 12/02/2010 | M | 2,500 | 12/08/2007 | 12/08/2014 | Common Stock | 5,000 | $0 | 2,500 | D | ||||
Market Priced Options(1)(3) | $34.44 | 12/02/2010 | M | 3,000 | 12/07/2008 | 12/07/2015 | Common Stock | 4,000 | $0 | 12,660 | D | ||||
Market Priced Options(1)(3) | $48.375 | 12/02/2010 | M | 5,000 | 12/06/2007 | 12/06/2016 | Common Stock | 9,920 | $0 | 30,000 | D | ||||
Market Priced Options(1)(3) | $39.665 | 12/02/2010 | M | 2,500 | 12/17/2009 | 12/17/2018 | Common Stock | 7,124 | $0 | 40,742 | D |
Explanation of Responses: |
1. Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010. |
2. Includes 82,433 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 6,000 common shares of the Issuer that are directly owned by his spouse. |
3. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. |
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney | 12/03/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |