0001105838-17-000001.txt : 20170103 0001105838-17-000001.hdr.sgml : 20170103 20170103172839 ACCESSION NUMBER: 0001105838-17-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161229 FILED AS OF DATE: 20170103 DATE AS OF CHANGE: 20170103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PANHANDLE OIL & GAS INC CENTRAL INDEX KEY: 0000315131 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 731055775 STATE OF INCORPORATION: OK FISCAL YEAR END: 1211 BUSINESS ADDRESS: STREET 1: 5400 NW GRAND BLVD STREET 2: GRAND CENTRE STE 210 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 BUSINESS PHONE: 4059481560 MAIL ADDRESS: STREET 1: 5400 N GRAND BLVD STREET 2: GRAND CENTRE STE 300 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 FORMER COMPANY: FORMER CONFORMED NAME: PANHANDLE ROYALTY CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBOTTI ROBERT CENTRAL INDEX KEY: 0001105838 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31759 FILM NUMBER: 17502885 MAIL ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: SUITE 3100 CITY: NEW YORK STATE: NY ZIP: 10165 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-12-29 0 0000315131 PANHANDLE OIL & GAS INC PHX 0001105838 ROBOTTI ROBERT 60 EAST 42ND STREET SUITE 3100 NEW YORK NY 10165 1 0 0 0 Class A Common Stock, $0.0166 par value 2016-12-29 4 G 0 5000 0 D 696486 I See footnote Class A Common Stock, $0.0166 par value 2016-12-31 4 A 0 1486 0 A 697972 I See footnote The gift of 5,000 shares of the Class A Common Stock, $0.0166 par value ("Common Stock") was for no consideration. This amount includes 29,480 shares of Common Stock directly beneficially owned by Robotti & Company, Incorporated ("ROBT"), 390,274 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 237,280 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 36,000 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 3,452 shares of the Common Stock, of which 541 shares are restricted stock, directly beneficially owned by Robert Robotti (following disposition of all shares reported herein). Amount represents the number of shares of restricted stock granted under the Amended Panhandle Oil and Gas Inc. 2010 Restricted Stock Plan. The shares will vest 1/4 each calendar quarter. This amount includes 29,480 shares of Common Stock directly beneficially owned by ROBT, 390,274 shares of the Common Stock directly beneficially owned by RIC, 237,280 shares of the Common Stock directly beneficially owned by RI, 36,000 shares of the Common Stock directly beneficially owned by Su Robotti, wife of Robert Robotti, and 4,938 of the Common Stock, of which 1,486 shares are restricted stock awarded on December 31, 2016 as described in Footnote 3 above, directly beneficially owned by Robert Robotti. Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his proportionate ownership of ROBT and Robotti & Company, as a managing member of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any. /s/ Robert E. Robotti 2017-01-03