0001105838-17-000001.txt : 20170103
0001105838-17-000001.hdr.sgml : 20170103
20170103172839
ACCESSION NUMBER: 0001105838-17-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161229
FILED AS OF DATE: 20170103
DATE AS OF CHANGE: 20170103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PANHANDLE OIL & GAS INC
CENTRAL INDEX KEY: 0000315131
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 731055775
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1211
BUSINESS ADDRESS:
STREET 1: 5400 NW GRAND BLVD
STREET 2: GRAND CENTRE STE 210
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73112
BUSINESS PHONE: 4059481560
MAIL ADDRESS:
STREET 1: 5400 N GRAND BLVD
STREET 2: GRAND CENTRE STE 300
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73112
FORMER COMPANY:
FORMER CONFORMED NAME: PANHANDLE ROYALTY CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROBOTTI ROBERT
CENTRAL INDEX KEY: 0001105838
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31759
FILM NUMBER: 17502885
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: SUITE 3100
CITY: NEW YORK
STATE: NY
ZIP: 10165
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-12-29
0
0000315131
PANHANDLE OIL & GAS INC
PHX
0001105838
ROBOTTI ROBERT
60 EAST 42ND STREET
SUITE 3100
NEW YORK
NY
10165
1
0
0
0
Class A Common Stock, $0.0166 par value
2016-12-29
4
G
0
5000
0
D
696486
I
See footnote
Class A Common Stock, $0.0166 par value
2016-12-31
4
A
0
1486
0
A
697972
I
See footnote
The gift of 5,000 shares of the Class A Common Stock, $0.0166 par value ("Common Stock") was for no consideration.
This amount includes 29,480 shares of Common Stock directly beneficially owned by Robotti & Company, Incorporated ("ROBT"), 390,274 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 237,280 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 36,000 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 3,452 shares of the Common Stock, of which 541 shares are restricted stock, directly beneficially owned by Robert Robotti (following disposition of all shares reported herein).
Amount represents the number of shares of restricted stock granted under the Amended Panhandle Oil and Gas Inc. 2010 Restricted Stock Plan. The shares will vest 1/4 each calendar quarter.
This amount includes 29,480 shares of Common Stock directly beneficially owned by ROBT, 390,274 shares of the Common Stock directly beneficially owned by RIC, 237,280 shares of the Common Stock directly beneficially owned by RI, 36,000 shares of the Common Stock directly beneficially owned by Su Robotti, wife of Robert Robotti, and 4,938 of the Common Stock, of which 1,486 shares are restricted stock awarded on December 31, 2016 as described in Footnote 3 above, directly beneficially owned by Robert Robotti.
Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his proportionate ownership of ROBT and Robotti & Company, as a managing member of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.
/s/ Robert E. Robotti
2017-01-03