0001209191-15-070017.txt : 20150909 0001209191-15-070017.hdr.sgml : 20150909 20150909195139 ACCESSION NUMBER: 0001209191-15-070017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150904 FILED AS OF DATE: 20150909 DATE AS OF CHANGE: 20150909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phillips 66 CENTRAL INDEX KEY: 0001534701 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 453779385 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3010 BRIARPARK DRIVE CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 281-293-6600 MAIL ADDRESS: STREET 1: 3010 BRIARPARK DRIVE CITY: HOUSTON STATE: TX ZIP: 77042 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUFFETT WARREN E CENTRAL INDEX KEY: 0000315090 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35349 FILM NUMBER: 151099847 BUSINESS ADDRESS: STREET 1: 3555 FARNAM ST STREET 2: STE 1440 CITY: OMAHA STATE: NE ZIP: 68131 BUSINESS PHONE: 402-346-1400 MAIL ADDRESS: STREET 1: 3555 FARNAM ST STREET 2: STE 1440 CITY: OMAHA STATE: NE ZIP: 68131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERKSHIRE HATHAWAY INC CENTRAL INDEX KEY: 0001067983 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35349 FILM NUMBER: 151099848 BUSINESS ADDRESS: STREET 1: 3555 FARNAM STREET CITY: OMAHA STATE: NE ZIP: 68131 BUSINESS PHONE: 4023461400 MAIL ADDRESS: STREET 1: 3555 FARNAM STREET CITY: OMAHA STATE: NE ZIP: 68131 FORMER NAME: FORMER CONFORMED NAME: NBH INC DATE OF NAME CHANGE: 19980810 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-04 0 0001534701 Phillips 66 PSX 0001067983 BERKSHIRE HATHAWAY INC 3555 FARNAM STREET OMAHA NE 68131 0 0 1 0 0000315090 BUFFETT WARREN E 3555 FARNAM STREET OMAHA NE 68131 0 0 1 0 Common Stock 2015-09-04 4 P 0 977793 77.1707 A 58953249 I See footnotes Common Stock 2015-09-04 4 P 0 12400 77.8109 A 58965649 I See footnotes Common Stock 2015-09-08 4 P 0 328737 77.5856 A 59294386 I See footnotes Common Stock 2015-09-08 4 P 0 375345 78.6384 A 59669731 I See footnotes Common Stock 2015-09-08 4 P 0 504374 79.6866 A 60174105 I See footnotes Common Stock 2015-09-09 4 P 0 323744 80.6241 A 60497849 I See footnotes Common Stock 2015-09-09 4 P 0 468487 81.4993 A 60966336 I See footnotes Common Stock 2015-09-09 4 P 0 520590 82.1966 A 61486926 I See footnotes The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $76.71 to $77.70. The reporting person undertakes to provide Phillips 66, any security holder of Phillips 66, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 1 and 4 through 10 to this Form 4. 55,384,926 of the total reported securities are owned by the following subsidiaries of Berkshire Hathaway Inc. ("Berkshire"): National Indemnity Company (52,863,649), National Liability & Fire Insurance Company (1,266,000), Berkshire Hathaway Assurance Corp. (1,133,277) and Brilliant National Services (122,000). As Berkshire is in the chain of ownership of each of these subsidiaries, it may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Common Stock presently owned by each of these subsidiaries. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Common Stock presently owned by each such subsidiary. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. 6,102,000 of the total reported securities are owned by the following pension plans of Berkshire's subsidiaries: FlightSafety International Inc. Retirement Income Plan (350,000), Fruit of the Loom Pension Trust (921,300), GEICO Corporation Pension Plan Trust (2,499,700), Johns Manville Corporation Master Pension Trust (2,187,000), and General Re Corp. Employee Retirement Trust (144,000). Each of Berkshire, Mr. Buffett and these pension plans disclaim beneficial ownership in such shares. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $77.71 to $77.97. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $77.01 to $78.00. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $78.01 to $79.00. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $79.01 to $79.95. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $79.96 to $80.95. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $80.96 to $81.955. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $81.96 to $82.74. Warren E. Buffett (on behalf of himself and each other reporting person hereunder) 2015-09-09