-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fb0TPsilG4s3DfGtM9c8mkQnrrncXqSVezFACUBR4BkT8G/37je4onldf+Acs5Dg E4bjLnYmQqN/IhM1K+YOiA== 0000315066-05-001497.txt : 20050411 0000315066-05-001497.hdr.sgml : 20050411 20050411155059 ACCESSION NUMBER: 0000315066-05-001497 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040812 FILED AS OF DATE: 20050411 DATE AS OF CHANGE: 20050411 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARCHIPELAGO HOLDINGS INC CENTRAL INDEX KEY: 0001107389 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 364298373 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 SOUTH WACKER DRIVE STREET 2: SUITE 1800 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-960-1696 MAIL ADDRESS: STREET 1: 100 SOUTH WACKER DRIVE STREET 2: SUITE 1800 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: ARCHIPELAGO HOLDINGS L L C DATE OF NAME CHANGE: 20000218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FMR CORP CENTRAL INDEX KEY: 0000315066 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32274 FILM NUMBER: 05744066 BUSINESS ADDRESS: STREET 1: 82 DEVONSHIRE ST CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175706339 MAIL ADDRESS: STREET 1: 82 DEVONSHIRE STREET CITY: BOSTON STATE: MA ZIP: 02109 3 1 primary_doc.xml PRIMARY DOCUMENT X0202 3 2004-08-12 0 0001107389 ARCHIPELAGO HOLDINGS INC AX 0000315066 FMR CORP 82 DEVONSHIRE STREET BOSTON MA 02109 0 0 1 0 Common Stock 2728340 I By wholly owned subsidiaries. Through wholly owned subsidiary 2,728,340 shares. FMR Corp. also has indirect voting and investment power with respect to 3,163,750 shares held through a wholly owned registered investment adviser, but disclaims any pecuniary interest with respect to those shares. FMR Corp. is a parent holding company. Through a wholly owned subsidiary, FMR Corp. is the beneficial owner of 2,728,340 shares or 5.89% of the outstanding common stock of Archipelago Holdings Incorporated. Fidelity Management & Research Company, another wholly owned subsidiary of FMR Corp. and an investment adviser registered under the Investment Advisers Act of 1940, is the beneficial owner of 3,163,750 or 6.83% of Archipelago Holdings Incorporated as a result of acting as investment adviser to various investment companies registered under the Investment Company Act of 1940, and to various third party accounts. FMR Corp. disclaims any pecuniary interest in the 3,163,750 shares. Members of the Edward C Johnson 3rd family are the predominant owners of class B shares of common stock of FMR Corp., representing approximately 49% of the voting power of FMR Corp. Mr. Johnson owns 12.0% and Abigail Johnson owns 24.5% of the aggregate outstanding voting stock of FMR Corp. Mr. Johnson 3rd is t he Chairman of FMR Corp. and Abigail P. Johnson is a Director of FMR Corp. The Johnson family group and all other Class B shareholders have entered into a shareholders' voting agreement under which all Class B shares will be voted in accordance with the majority vote of Class B shares. Accordingly, through their ownership of voting common stock and the execution of the shareholders' voting agreement, members of the Johnson family may be deemed, under the Investment Company Act of 1940, to form a controlling group with respect to FMR Corp. Nicholas E. Steck V.P. & Compliance Officer 2005-04-11 -----END PRIVACY-ENHANCED MESSAGE-----