0000899243-23-016387.txt : 20230623 0000899243-23-016387.hdr.sgml : 20230623 20230623170253 ACCESSION NUMBER: 0000899243-23-016387 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230623 FILED AS OF DATE: 20230623 DATE AS OF CHANGE: 20230623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STATE FARM MUTUAL AUTOMOBILE INSURANCE CO CENTRAL INDEX KEY: 0000315032 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40244 FILM NUMBER: 231038568 BUSINESS ADDRESS: STREET 1: ONE STATE FARM PLAZA CITY: BLOOMINGTON STATE: IL ZIP: 61710 BUSINESS PHONE: 309-766-8411 MAIL ADDRESS: STREET 1: ONE STATE FARM PLAZA CITY: BLOOMINGTON STATE: IL ZIP: 61710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hagerty, Inc. CENTRAL INDEX KEY: 0001840776 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 121 DRIVERS EDGE CITY: TRAVERSE CITY STATE: MI ZIP: 49684 BUSINESS PHONE: 800-922-4050 MAIL ADDRESS: STREET 1: 121 DRIVERS EDGE CITY: TRAVERSE CITY STATE: MI ZIP: 49684 FORMER COMPANY: FORMER CONFORMED NAME: Aldel Financial Inc. DATE OF NAME CHANGE: 20210115 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-23 0 0001840776 Hagerty, Inc. HGTY 0000315032 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO ONE STATE FARM PLAZA BLOOMINGTON IL 61710 0 0 1 0 0 Series A Preferred Stock 11.79 2023-06-23 4 P 0 5302226 9.43 A 2023-06-23 Class A Common Stock 4241780 5302226 D The Series A Preferred Stock has no stated maturity and therefore has no expiration date. On June 23, 2023, the Reporting Person acquired 5,302,226 shares of Series A Preferred Stock convertible into 4,241,780 shares of Class A common stock, subject to customary anti-dilution adjustments, for total consideration of $49,999,991.18. /s/ Jon C. Farney, Senior Vice President, Treasurer and Chief Financial Officer 2023-06-23