-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BVBEKFjBzz9fvrI26EZN5OivT9crSyidf3mQlPxXJzJbsv8hrUhqduaJJuQ3czxA vPdqD5RPPaVOIeUuuHr/ng== 0000899243-02-002918.txt : 20021114 0000899243-02-002918.hdr.sgml : 20021114 20021113181311 ACCESSION NUMBER: 0000899243-02-002918 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021114 EFFECTIVENESS DATE: 20021114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAROFIM FAYEZ CENTRAL INDEX KEY: 0000315027 IRS NUMBER: 741312679 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-00132 FILM NUMBER: 02821357 BUSINESS ADDRESS: STREET 1: TWO HOUSTON CTR STE 2907 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 7136544484 MAIL ADDRESS: STREET 1: TWO HOUSTON CENTER STREET 2: SUITE 2907 CITY: HOUSTON STATE: TX ZIP: 77010 13F-HR/A 1 d13fhra.txt FORM 13-F FOR THE PERIOD ENDING SEPTEMBER 30, 2002 FILE # 28-132 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 Report for the Calendar Quarter Ended September 30, 2002 - ------------------------------------------------------------------------------- If amended report check here: [x] Name of Institutional Investment Manager: FAYEZ SAROFIM Business Address: Street: Two Houston Center, Suite 2907 City: Houston State: Texas Zip: 77010 Name, Phone No. and Title of Person Duly Authorized to Submit This Report: Fayez Sarofim, (713) 654-4484 - ------------------------------------------------------------------------------- ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - ------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Houston and State of Texas on the 14th day of November, 2002. FAYEZ SAROFIM (Name of Institutional Investment Manager) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). NAME 13F File Number ---- --------------- 1. Fayez Sarofim & Co. 28 - 133 2. Sarofim Trust Co. 28 - 960 3. Sarofim International Management Company 28 - 5074 Fayez Sarofim is deemed to exercise investment discretion over $100,000,000 worth of Section 13(f) securities because he is the majority shareholder of Fayez Sarofim & Co., a Texas Business Corporation and a registered investment adviser, which exercises investment discretion over more than $100,000,000 worth of Section 13(f) securities. The report filed herewith covers Section 13(f) securities over which Mr. Sarofim exercises investment discretion for the account of other persons (such investment discretion is shared with co-trustees who are not managers on whose behalf this report is being filed), Section 13(f) securities over which Fayez Sarofim & Co. exercises investment discretion for the account of others or for its own account (such investment discretion is shared with Mr. Sarofim), Section 13(f) securities over which Sarofim Trust Co., a wholly-owned subsidiary of Fayez Sarofim & Co., exercises investment discretion for the account of others or for its own account (such investment discretion is shared with Mr. Sarofim and Fayez Sarofim & Co.), and Section 13(f) securities over which Sarofim International Management Company, a wholly- owned subsidiary of Fayez Sarofim & Co., exercises investment discretion for the account of others or for its own account (such investment discretion is shared with Mr. Sarofim and Fayez Sarofim & Co.). Mr. Sarofim is filing Form 13F on behalf of Fayez Sarofim & Co., Sarofim Trust Co. and Sarofim International Management Company to report investment discretion over Section 13(f) securities exercised by Fayez Sarofim & Co., Sarofim Trust Co. and Sarofim International Management Company at September 30, 2002. INFORMATION STATEMENT The Dreyfus Corporation is filing the report required of institutional investment managers pursuant to Section 13(f) of the Securities Exchange Act of 1934 and rules thereunder on behalf of Fayez Sarofim & Co. with respect to those securities owned beneficiary by the following registered investment companies: Dreyfus Appreciation Fund, Inc. Dreyfus Variable Investment Fund Capital Appreciation Portfolio Dreyfus Premier Worldwide Growth Fund, Inc. Dreyfus Premier Tax Managed Growth Fund, Inc. Dreyfus Tax-Smart Growth Fund, Inc. File # 28-133 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 Report for the Calendar Quarter Ended September 30, 2002 - ------------------------------------------------------------------------------- If amended report check here: [x] Name of Institutional Investment Manager: FAYEZ SAROFIM & CO. Business Address: Street: Two Houston Center, Suite 2907 City: Houston State: Texas Zip: 77010 Name, Phone No. and Title of Person Duly Authorized to Submit This Report: Mrs. Raye G. White, (713) 654-4484, Executive Vice President - ------------------------------------------------------------------------------- ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - ------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Houston and State of Texas on the 14th day of November, 2002 FAYEZ SAROFIM & CO. (Name of Institutional Investment Manager) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). NAME 13F File Number ---- --------------- NONE. Fayez Sarofim is filing Form 13F on behalf of Fayez Sarofim & Co., to report investment discretion over Section 13(f) securities exercised by Fayez Sarofim & Co. at September 30, 2002. File # 28-960 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 Report for the Calendar Quarter Ended September 30, 2002 _------------------------------------------------------------------------------ If amended report check here: [x] Name of Institutional Investment Manager: SAROFIM TRUST CO. Business Address: Street: Two Houston Center, Suite 2907 City: Houston State: Texas Zip: 77010 Name, Phone No. and Title of Person Duly Authorized to Submit This Report: Mrs. Raye G. White, (713) 654-4484, Executive Vice President - ------------------------------------------------------------------------------- ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - ------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Houston and State of Texas on the 14th day of November, 2002. SAROFIM TRUST CO. (Name of Institutional Investment Manager) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). NAME 13F File Number ---- --------------- NONE. Fayez Sarofim is filing Form 13F on behalf of Sarofim Trust Co. to report investment discretion over Section 13(f) securities exercised by Sarofim Trust Co. at September 30, 2002. File # 28-5074 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 Report for the Calendar Quarter Ended September 30, 2002 If amended report check here: [x] Name of Institutional Investment Manager: SAROFIM INTERNATIONAL MANAGEMENT COMPANY Business Address: Street: Two Houston Center, Suite 2907 City: Houston State: Texas Zip: 77010 Name, Phone No. and Title of Person Duly Authorized to Submit This Report: Mrs. Raye G. White, (713) 654-4484, Executive Vice President - ------------------------------------------------------------------------------- ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - ------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Houston and State of Texas on the 14th day of November, 2002. SAROFIM INTERNATIONAL MANAGEMENT COMPANY (Name of Institutional Investment Manager) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). NAME 13F File Number ---- --------------- NONE. Fayez Sarofim is filing Form 13F on behalf of Sarofim Trust Co. to report investment discretion over Section 13(f) securities exercised by Sarofim Trust Co. at September 30, 2002. THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION
Page 1 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- -------- ------------- ------------- ------------- AOL Time Warner Inc. COMMON 00184A105 134,514,695 11,496,983 AOL Time Warner Inc. COMMON 00184A105 19,955,228 1,705,575 AOL Time Warner Inc. COMMON 00184A105 13,955,585 1,192,785 AOL Time Warner Inc. COMMON 00184A105 101,790 8,700 Abbott Laboratories COMMON 002824100 424,827,606 10,515,535 Abbott Laboratories COMMON 002824100 75,214,579 1,861,747 Abbott Laboratories COMMON 002824100 35,981,129 890,622 Abbott Laboratories COMMON 002824100 420,160 10,400 Aerovox Inc (Filed Chapt. 11 on 6/6/01) COMMON 00808M105 20 10,000 Alamo Group Inc COMMON 011311107 1,872,540 151,500 Alcoa Inc COMMON 013817101 820,713 42,524 Allegheny Technologies COMMON 01741R102 225,827 32,634 Allstate Corp COMMON 020002101 178,817 5,030 Allstate Corp COMMON 020002101 533,250 15,000 ALLTEL Corp COMMON 020039103 389,264 9,700 American Ecology Corp COMMON 025533407 58,778 24,801 American Ecology Corp COMMON 025533407 867 366 American Ecology Corp COMMON 025533407 27,928 11,784 American Ecology Corp COMMON 025533407 206 87 American Electric Power COMMON 025537101 1,146,416 40,211 American Electric Power COMMON 025537101 195,008 6,840 American Electric Power COMMON 025537101 16,393 575 American Express Co COMMON 025816109 191,409,478 6,138,854 ------------ COLUMN TOTALS 901,846,277 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ AOL Time Warner Inc. 11,496,983 1 10,692,486 804,497 AOL Time Warner Inc. 1,705,575 1., 2. 1,581,007 124,568 AOL Time Warner Inc. 1,192,785 1., 3. 744,410 448,375 AOL Time Warner Inc. 8,700 None 8,700 Abbott Laboratories 10,515,535 1 8,913,797 1,601,737 Abbott Laboratories 1,861,747 1., 2. 1,698,482 163,265 Abbott Laboratories 890,622 1., 3. 273,000 617,622 Abbott Laboratories 10,400 None 10,400 Aerovox Inc (Filed Chapt. 11 on 6/6/01) 10,000 1 10,000 Alamo Group Inc 151,500 1., 3. 151,500 Alcoa Inc 42,524 1 22,524 20,000 Allegheny Technologies 32,634 1 32,625 9 Allstate Corp 5,030 1 4,228 802 Allstate Corp 15,000 1., 2. 15,000 ALLTEL Corp 9,700 1 9,238 462 American Ecology Corp 24,801 1 20,144 4,657 American Ecology Corp 366 1., 2. 366 American Ecology Corp 11,784 1., 3. 11,784 American Ecology Corp 87 None 87 American Electric Power 40,211 1 24,946 15,265 American Electric Power 6,840 1., 2. 1,300 5,540 American Electric Power 575 None 575 American Express Co 6,138,854 1 5,303,009 835,845
Page 2 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- -------- ------------- ------------- ------------- American Express Co COMMON 025816109 37,910,141 1,215,848 American Express Co COMMON 025816109 13,210,966 423,700 American Intl Group Inc COMMON 026874107 414,756,962 7,582,394 American Intl Group Inc COMMON 026874107 68,087,716 1,244,748 American Intl Group Inc COMMON 026874107 125,598,114 2,296,126 American Intl Group Inc COMMON 026874107 3,644,169 66,621 American National Ins Co COMMON 028591105 3,893,268 56,416 American Tower Corp Cl A COMMON 029912201 39,787 25,023 American Tower Corp Cl A COMMON 029912201 78,629 49,452 Amgen Inc COMMON 031162100 1,160,011 27,818 Amgen Inc COMMON 031162100 792,300 19,000 Anadarko Petroleum Corp COMMON 032511107 545,838 12,255 Anheuser-Busch Cos Inc COMMON 035229103 432,842,802 8,554,206 Anheuser-Busch Cos Inc COMMON 035229103 75,896,711 1,499,935 Anheuser-Busch Cos Inc COMMON 035229103 31,245,955 617,509 Anheuser-Busch Cos Inc COMMON 035229103 2,002,748 39,580 Apple Computer Inc COMMON 037833100 423,400 29,200 Applied Materials Inc COMMON 038222105 149,573 12,950 Argonaut Group Inc COMMON 040157109 1,898,207 110,041 Argonaut Group Inc COMMON 040157109 33,172 1,923 Argonaut Group Inc COMMON 040157109 7,063,979 409,506 Argonaut Group Inc COMMON 040157109 33,793 1,959 Automatic Data Processing COMMON 053015103 1,248,243 35,900 Automatic Data Processing COMMON 053015103 20,862 600 Avery Dennison Corp COMMON 053611109 2,541,935 44,611 ------------- COLUMN TOTALS 1,225,119,281 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ American Express Co 1,215,848 1., 2. 1,125,953 89,895 American Express Co 423,700 1., 3. 138,000 285,700 American Intl Group Inc 7,582,394 1 6,275,750 1,306,644 American Intl Group Inc 1,244,748 1., 2. 1,154,608 90,140 American Intl Group Inc 2,296,126 1., 3. 1,873,568 422,558 American Intl Group Inc 66,621 None 66,621 American National Ins Co 56,416 1 53,273 3,143 American Tower Corp Cl A 25,023 1 25,023 American Tower Corp Cl A 49,452 None 49,452 Amgen Inc 27,818 1 21,602 6,216 Amgen Inc 19,000 1., 3. 19,000 Anadarko Petroleum Corp 12,255 1 9,235 3,020 Anheuser-Busch Cos Inc 8,554,206 1 6,794,147 1,760,058 Anheuser-Busch Cos Inc 1,499,935 1., 2. 1,419,525 80,410 Anheuser-Busch Cos Inc 617,509 1., 3. 186,000 431,509 Anheuser-Busch Cos Inc 39,580 None 39,580 Apple Computer Inc 29,200 1 1,200 28,000 Applied Materials Inc 12,950 1 12,250 700 Argonaut Group Inc 110,041 1 81,084 28,957 Argonaut Group Inc 1,923 1., 2. 1,923 Argonaut Group Inc 409,506 1., 3. 409,506 Argonaut Group Inc 1,959 None 1,959 Automatic Data Processing 35,900 1 26,715 9,185 Automatic Data Processing 600 1., 2. 600 Avery Dennison Corp 44,611 1 42,192 2,419
Page 3 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- Avery Dennison Corp COMMON 053611109 404,558 7,100 BP Plc ADR COMMON 055622104 346,011,011 8,671,955 BP Plc ADR COMMON 055622104 77,899,922 1,952,379 BP Plc ADR COMMON 055622104 50,209,083 1,258,373 BP Plc ADR COMMON 055622104 835,666 20,944 Bank America Corp COMMON 060505104 54,240,547 850,165 Bank America Corp COMMON 060505104 7,583,906 118,870 Bank America Corp COMMON 060505104 2,430,270 38,092 Bank America Corp COMMON 060505104 16,779 263 Bank of New York COMMON 064057102 304,127 10,582 Bank of New York COMMON 064057102 135,078 4,700 Bank One Corp COMMON 06423A103 560,476 14,986 Baxter International Inc COMMON 071813109 1,168,935 38,263 Becton Dickinson COMMON 075887109 800,880 28,200 BellSouth Corp COMMON 079860102 199,902,590 10,887,941 BellSouth Corp COMMON 079860102 34,458,075 1,876,801 BellSouth Corp COMMON 079860102 10,227,438 557,050 BellSouth Corp COMMON 079860102 167,076 9,100 Berkshire Hathaway Cl A COMMON 084670108 65,475,400 886 Berkshire Hathaway Cl A COMMON 084670108 28,229,800 382 Berkshire Hathaway Cl A COMMON 084670108 48,256,700 653 Berkshire Hathaway Cl A COMMON 084670108 221,700 3 Berkshire Hathaway Cl B COMMON 084670207 13,937,110 5,654 Berkshire Hathaway Cl B COMMON 084670207 468,350 190 Berkshire Hathaway Cl B COMMON 084670207 3,317,890 1,346 -------------- COLUMN TOTALS 947,263,367 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Avery Dennison Corp 7,100 1., 2. 7,100 BP Plc ADR 8,671,955 1 7,296,022 1,375,934 BP Plc ADR 1,952,379 1., 2. 1,795,423 156,956 BP Plc ADR 1,258,373 1., 3. 535,198 723,175 BP Plc ADR 20,944 None 20,944 Bank America Corp 850,165 1 707,582 142,583 Bank America Corp 118,870 1., 2. 91,667 27,203 Bank America Corp 38,092 1., 3. 38,092 Bank America Corp 263 None 263 Bank of New York 10,582 1 5,170 5,412 Bank of New York 4,700 1., 2. 4,700 Bank One Corp 14,986 1 5,031 9,955 Baxter International Inc 38,263 1 32,858 5,405 Becton Dickinson 28,200 1 25,200 3,000 BellSouth Corp 10,887,941 1 9,329,667 1,558,274 BellSouth Corp 1,876,801 1., 2. 1,703,320 173,481 BellSouth Corp 557,050 1., 3. 86,600 470,450 BellSouth Corp 9,100 None 9,100 Berkshire Hathaway Cl A 886 1 659 227 Berkshire Hathaway Cl A 382 1., 2. 289 93 Berkshire Hathaway Cl A 653 1., 3. 356 297 Berkshire Hathaway Cl A 3 None 3 Berkshire Hathaway Cl B 5,654 1 4,202 1,452 Berkshire Hathaway Cl B 190 1., 2. 59 131 Berkshire Hathaway Cl B 1,346 1., 3. 24 1,322
Page 4 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- Bio Technology General Corp COMMON 090578105 191,965 64,853 Boeing Co COMMON 097023105 2,765,895 81,040 Boeing Co COMMON 097023105 291,470 8,540 Bristol-Myers Squibb Co COMMON 110122108 6,211,538 260,989 Bristol-Myers Squibb Co COMMON 110122108 199,920 8,400 Bristol-Myers Squibb Co COMMON 110122108 171,598 7,210 Bristol-Myers Squibb Co COMMON 110122108 66,640 2,800 Buckeye Partners LP Units COMMON 118230101 220,200 6,000 Burlington Northern Santa Fe Corp COMMON 12189T104 242,644 10,144 CLECO Corp (new) COMMON 12561W105 1,108,231 82,274 CLECO Corp (new) COMMON 12561W105 199,033 14,776 CVS Corp COMMON 126650100 5,393,897 212,777 CVS Corp COMMON 126650100 344,253 13,580 CVS Corp COMMON 126650100 2,535 100 Cablevision Systems Corp Class A COMMON 12686C109 1,791,739 197,764 Camden Property Trust COMMON 133131102 540,345 16,300 Camden Property Trust COMMON 133131102 4,973 150 Campbell Soup Co COMMON 134429109 1,862,448 84,350 Campbell Soup Co COMMON 134429109 176,640 8,000 Cardinal Health Inc COMMON 14149Y108 1,735,753 27,906 Caterpillar Inc COMMON 149123101 241,632 6,492 ------------ COLUMN TOTALS 23,763,349 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Bio Technology General Corp 64,853 1 64,853 Boeing Co 81,040 1 38,691 42,349 Boeing Co 8,540 1., 2. 5,940 2,600 Bristol-Myers Squibb Co 260,989 1 165,191 95,798 Bristol-Myers Squibb Co 8,400 1., 2. 700 7,700 Bristol-Myers Squibb Co 7,210 1., 3. 2,000 5,210 Bristol-Myers Squibb Co 2,800 None 2,800 Buckeye Partners LP Units 6,000 1 2,000 4,000 Burlington Northern Santa Fe Corp 10,144 1 8,050 2,094 CLECO Corp (new) 82,274 1 60,174 22,100 CLECO Corp (new) 14,776 1., 2. 14,776 CVS Corp 212,777 1 196,280 16,497 CVS Corp 13,580 1., 2. 375 13,205 CVS Corp 100 1., 3. 100 Cablevision Systems Corp Class A 197,764 1 185,000 12,764 Camden Property Trust 16,300 1 16,300 Camden Property Trust 150 1., 2. 150 Campbell Soup Co 84,350 1 14,000 70,350 Campbell Soup Co 8,000 None 8,000 Cardinal Health Inc 27,906 1 21,808 6,098 Caterpillar Inc 6,492 1 5,672 820
Page 5 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- Cendant Corp COMMON 151313103 233,331 21,685 Centerpoint Energy Inc. COMMON 15189T107 157,117 15,696 CenturyTel Inc COMMON 156700106 204,337 9,110 ChevronTexaco Corp COMMON 166764100 408,958,409 5,905,537 ChevronTexaco Corp COMMON 166764100 71,797,846 1,036,792 ChevronTexaco Corp COMMON 166764100 91,532,850 1,321,774 ChevronTexaco Corp COMMON 166764100 872,481 12,599 Cisco Systems Inc COMMON 17275R102 89,679,194 8,557,175 Cisco Systems Inc COMMON 17275R102 6,265,384 597,842 Cisco Systems Inc COMMON 17275R102 5,573,662 531,838 Cisco Systems Inc COMMON 17275R102 103,060 9,834 Citigroup Inc COMMON 172967101 710,111,902 23,949,811 Citigroup Inc COMMON 172967101 123,784,636 4,174,861 Citigroup Inc COMMON 172967101 54,845,858 1,849,776 Citigroup Inc COMMON 172967101 2,546,461 85,884 Clear Channel Communication COMMON 184502102 281,614 8,104 Clorox Co COMMON 189054109 482,763 12,015 Coach Inc COMMON 189754104 3,406,592 133,070 Coach Inc COMMON 189754104 81,408 3,180 Coach Inc COMMON 189754104 284,211 11,102 Coca-Cola Co COMMON 191216100 1304527277 27,200,319 Coca-Cola Co COMMON 191216100 202,159,306 4,215,165 Coca-Cola Co COMMON 191216100 307,662,441 6,414,980 Coca-Cola Co COMMON 191216100 9,957,935 207,630 ------------- COLUMN TOTALS 3,395,510,075 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Cendant Corp 21,685 1 21,685 Centerpoint Energy Inc. 15,696 1 9,700 5,996 CenturyTel Inc 9,110 1 9,110 ChevronTexaco Corp 5,905,537 1 4,925,882 979,655 ChevronTexaco Corp 1,036,792 1., 2. 952,982 83,810 ChevronTexaco Corp 1,321,774 1., 3. 1,079,310 242,464 ChevronTexaco Corp 12,599 None 12,599 Cisco Systems Inc 8,557,175 1 6,929,473 1,627,702 Cisco Systems Inc 597,842 1., 2. 470,184 127,658 Cisco Systems Inc 531,838 1., 3. 316,200 215,638 Cisco Systems Inc 9,834 None 9,834 Citigroup Inc 23,949,811 1 19,448,051 4,501,760 Citigroup Inc 4,174,861 1., 2. 3,876,331 298,530 Citigroup Inc 1,849,776 1., 3. 522,433 1,327,343 Citigroup Inc 85,884 None 85,884 Clear Channel Communication 8,104 1 3,376 4,728 Clorox Co 12,015 1 7,815 4,200 Coach Inc 133,070 1 29,654 103,416 Coach Inc 3,180 1., 2. 3,180 Coach Inc 11,102 None 11,102 Coca-Cola Co 27,200,319 1 21,158,948 6,041,370 Coca-Cola Co 4,215,165 1., 2. 3,940,303 274,862 Coca-Cola Co 6,414,980 1., 3. 5,107,880 1,307,100 Coca-Cola Co 207,630 None 207,630
Page 6 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- Cognex Corp COMMON 192422103 367,669 26,432 Colgate Palmolive Co COMMON 194162103 123,691,854 2,292,713 Colgate Palmolive Co COMMON 194162103 7,758,010 143,800 Colgate Palmolive Co COMMON 194162103 10,531,040 195,200 Comcast Corp Class A Spl COMMON 200300200 393,086 18,844 ConAgra Foods Inc COMMON 205887102 367,184 14,776 ConocoPhillips COMMON 20825C104 621,626 13,443 ConocoPhillips COMMON 20825C104 214,491 4,639 Cooper Cameron Corp COMMON 216640102 299,461 7,171 Costco Whsl Corp (new) COMMON 22160K105 225,943 6,980 Cox Communications Inc New Class A COMMON 224044107 242,654 9,868 Cox Communications Inc New Class A COMMON 224044107 33,147 1,348 Curtiss-Wright Corp Cl B COMMON 231561408 7,084,064 120,580 Curtiss-Wright Corp Cl B COMMON 231561408 1,800,041 30,639 Curtiss-Wright Corp Cl B COMMON 231561408 2,821,763 48,030 Curtiss-Wright Corp Cl B COMMON 231561408 38,129 649 DPL Inc COMMON 233293109 166,556 10,125 Danaher Corp COMMON 235851102 432,629 7,610 Danaher Corp COMMON 235851102 54,576 960 Dell Computer Corp COMMON 247025109 1,445,371 61,479 Devon Energy Corp COMMON 25179M103 522,934 10,838 ------------ COLUMN TOTALS 159,112,228 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Cognex Corp 26,432 1 26,432 Colgate Palmolive Co 2,292,713 1 1,969,043 323,670 Colgate Palmolive Co 143,800 1., 2. 82,535 61,265 Colgate Palmolive Co 195,200 1., 3. 195,200 Comcast Corp Class A Spl 18,844 1 17,319 1,525 ConAgra Foods Inc 14,776 1 14,776 ConocoPhillips 13,443 1 12,812 632 ConocoPhillips 4,639 None 4,639 Cooper Cameron Corp 7,171 1 7,171 Costco Whsl Corp (new) 6,980 1 5,100 1,880 Cox Communications Inc New Class A 9,868 1 9,868 Cox Communications Inc New Class A 1,348 None 1,348 Curtiss-Wright Corp Cl B 120,580 1 98,317 22,262 Curtiss-Wright Corp Cl B 30,639 1., 2. 30,543 96 Curtiss-Wright Corp Cl B 48,030 1., 3. 47,088 942 Curtiss-Wright Corp Cl B 649 None 649 DPL Inc 10,125 1., 2. 10,125 Danaher Corp 7,610 1 7,610 Danaher Corp 960 1., 2. 960 Dell Computer Corp 61,479 1 50,442 11,037 Devon Energy Corp 10,838 1 8,870 1,968
Page 7 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- Devon Energy Corp COMMON 25179M103 70,059 1,452 Devon Energy Corp COMMON 25179M103 54,909 1,138 Disney (Walt) Co COMMON 254687106 2,865,775 189,285 Disney (Walt) Co COMMON 254687106 16,276 1,075 Disney (Walt) Co COMMON 254687106 30,280 2,000 Disney (Walt) Co COMMON 254687106 102,346 6,760 Dole Food Co Inc COMMON 256605106 280,488 9,662 Dominion Resources Inc COMMON 25746U109 581,163 11,456 Dow Chemical Co COMMON 260543103 9,079,455 332,459 Dow Chemical Co COMMON 260543103 1,073,283 39,300 Dow Chemical Co COMMON 260543103 2,335,005 85,500 Dow Chemical Co COMMON 260543103 545,763 19,984 Dreyfus Appreciation Fund COMMON 261970107 2,652,797 89,531 Dreyfus Premier Core Equity Fund COMMON 261978217 2,354,959 203,540 Dreyfus Premier Tax Managed Growth Fund-Class COMMON 261978381 1,005,695 81,433 Dreyfus Premier Worldwide Growth Fund-Class A COMMON 261989107 1,969,052 83,754 DuPont E I de Nemours COMMON 263534109 2,021,004 56,030 DuPont E I de Nemours COMMON 263534109 183,957 5,100 DuPont E I de Nemours COMMON 263534109 158,708 4,400 Duke Energy Corporation COMMON 264399106 1,065,631 54,508 EMC Corp COMMON 268648102 1,219,738 266,901 ------------ COLUMN TOTALS 29,666,343 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Devon Energy Corp 1,452 1., 2. 1,452 Devon Energy Corp 1,138 None 1,138 Disney (Walt) Co 189,285 1 35,325 153,960 Disney (Walt) Co 1,075 1., 2. 75 1,000 Disney (Walt) Co 2,000 1., 3. 2,000 Disney (Walt) Co 6,760 None 6,760 Dole Food Co Inc 9,662 1 8,096 1,566 Dominion Resources Inc 11,456 1 9,600 1,856 Dow Chemical Co 332,459 1 145,547 186,912 Dow Chemical Co 39,300 1., 2. 39,300 Dow Chemical Co 85,500 1., 3. 85,500 Dow Chemical Co 19,984 None 19,984 Dreyfus Appreciation Fund 89,531 1 85,769 3,761 Dreyfus Premier Core Equity Fund 203,540 1 203,540 Dreyfus Premier Tax Managed Growth Fund-Class 81,433 1 81,433 Dreyfus Premier Worldwide Growth Fund-Class A 83,754 1 83,754 DuPont E I de Nemours 56,030 1 49,374 6,656 DuPont E I de Nemours 5,100 1., 2. 2,100 3,000 DuPont E I de Nemours 4,400 None 4,400 Duke Energy Corporation 54,508 1 38,014 16,494 EMC Corp 266,901 1 144,473 122,428
Page 8 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- EMC Corp COMMON 268648102 103,145 22,570 EMC Corp COMMON 268648102 65,351 14,300 EMC Corp COMMON 268648102 2,514 550 Eaton Vance Corp (non-voting) COMMON 278265103 12,935,520 468,000 Eaton Vance Corp (non-voting) COMMON 278265103 58,375,680 2,112,000 El Paso Corporation COMMON 28336L109 83,295 10,072 El Paso Corporation COMMON 28336L109 153,822 18,600 El Paso Energy Partners LP COMMON 28368B102 16,286,009 550,575 Emerson COMMON 291011104 174,554,265 3,972,560 Emerson COMMON 291011104 18,689,313 425,337 Emerson COMMON 291011104 17,171,752 390,800 Emerson COMMON 291011104 91,176 2,075 Enesco Group Inc COMMON 292973104 1,331,900 190,000 Entergy Corp (new) COMMON 29364G103 457,600 11,000 Exelon Corp COMMON 30161N101 199,548 4,201 Exelon Corp COMMON 30161N101 32,633 687 Expeditors Intl Wash Inc COMMON 302130109 558,800 20,000 Exxon Mobil Corp COMMON 30231G102 1044654242 32,747,782 Exxon Mobil Corp COMMON 30231G102 183,493,766 5,752,156 Exxon Mobil Corp COMMON 30231G102 171,988,308 5,391,483 Exxon Mobil Corp COMMON 30231G102 7,693,004 241,160 FPL Group Inc COMMON 302571104 620,314 11,530 ------------- COLUMN TOTALS 1,709,541,957 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ EMC Corp 22,570 1., 2. 11,270 11,300 EMC Corp 14,300 1., 3. 1,600 12,700 EMC Corp 550 None 550 Eaton Vance Corp (non-voting) 468,000 1., 2. 468,000 Eaton Vance Corp (non-voting) 2,112,000 1., 3. 2,112,000 El Paso Corporation 10,072 1 10,072 El Paso Corporation 18,600 1., 3. 18,600 El Paso Energy Partners LP 550,575 1 519,575 31,000 Emerson 3,972,560 1 3,387,468 585,091 Emerson 425,337 1., 2. 371,375 53,962 Emerson 390,800 1., 3. 74,100 316,700 Emerson 2,075 None 2,075 Enesco Group Inc 190,000 1., 3. 190,000 Entergy Corp (new) 11,000 1 1,000 10,000 Exelon Corp 4,201 1 4,201 Exelon Corp 687 1., 2. 687 Expeditors Intl Wash Inc 20,000 1 20,000 Exxon Mobil Corp 32,747,782 1 26,964,225 5,783,557 Exxon Mobil Corp 5,752,156 1., 2. 5,281,843 470,313 Exxon Mobil Corp 5,391,483 1., 3. 3,326,260 2,065,223 Exxon Mobil Corp 241,160 None 241,160 FPL Group Inc 11,530 1 5,810 5,720
Page 9 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- FPL Group Inc COMMON 302571104 247,480 4,600 Freddie Mac COMMON 313400301 286,431,880 5,124,005 Freddie Mac COMMON 313400301 64,403,229 1,152,115 Freddie Mac COMMON 313400301 31,139,375 557,055 Freddie Mac COMMON 313400301 378,723 6,775 Fannie Mae COMMON 313586109 601,696,577 10,105,754 Fannie Mae COMMON 313586109 110,071,598 1,848,700 Fannie Mae COMMON 313586109 51,363,253 862,668 Fannie Mae COMMON 313586109 1,588,408 26,678 Fifth Third Bancorp COMMON 316773100 387,831 6,334 First Data Corp COMMON 319963104 702,719 25,142 FleetBoston Financial Corp COMMON 339030108 785,084 38,617 Ford Motor Company (New) COMMON 345370860 30,607,633 3,123,228 Ford Motor Company (New) COMMON 345370860 16,266,770 1,659,875 Ford Motor Company (New) COMMON 345370860 8,424,777 859,671 Ford Motor Company (New) COMMON 345370860 680,786 69,468 Ford Cap Trust II Cv Pfd 6.5% 1/15/32 Series CV-PFD 345395206 144,650,367 3,590,230 Ford Cap Trust II Cv Pfd 6.5% 1/15/32 Series CV-PFD 345395206 9,518,915 236,260 Ford Cap Trust II Cv Pfd 6.5% 1/15/32 Series CV-PFD 345395206 12,659,118 314,200 Ford Cap Trust II Cv Pfd 6.5% 1/15/32 Series CV-PFD 345395206 120,870 3,000 Fortune Brands Inc COMMON 349631101 241,841 5,114 Fox Entertainment Group COMMON 35138T107 10,737,642 487,410 ------------- COLUMN TOTALS 1,383,104,876 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ FPL Group Inc 4,600 1., 2. 200 4,400 Freddie Mac 5,124,005 1 4,257,481 866,524 Freddie Mac 1,152,115 1., 2. 1,058,150 93,965 Freddie Mac 557,055 1., 3. 151,500 405,555 Freddie Mac 6,775 None 6,775 Fannie Mae 10,105,754 1 8,310,898 1,794,856 Fannie Mae 1,848,700 1., 2. 1,697,548 151,152 Fannie Mae 862,668 1., 3. 203,300 659,368 Fannie Mae 26,678 None 26,678 Fifth Third Bancorp 6,334 1 5,772 562 First Data Corp 25,142 1 16,942 8,200 FleetBoston Financial Corp 38,617 1 16,454 22,163 Ford Motor Company (New) 3,123,228 1 1,777,181 1,346,047 Ford Motor Company (New) 1,659,875 1., 2. 1,615,915 43,960 Ford Motor Company (New) 859,671 1., 3. 548,958 310,713 Ford Motor Company (New) 69,468 None 69,468 Ford Cap Trust II Cv Pfd 6.5% 1/15/32 Series 3,590,230 1 3,080,240 509,990 Ford Cap Trust II Cv Pfd 6.5% 1/15/32 Series 236,260 1., 2. 173,800 62,460 Ford Cap Trust II Cv Pfd 6.5% 1/15/32 Series 314,200 1., 3. 70,000 244,200 Ford Cap Trust II Cv Pfd 6.5% 1/15/32 Series 3,000 None 3,000 Fortune Brands Inc 5,114 1 1,020 4,094 Fox Entertainment Group 487,410 1 377,135 110,275
Page 10 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- Fox Entertainment Group COMMON 35138T107 6,452,587 292,900 Fox Entertainment Group COMMON 35138T107 3,600,804 163,450 Franklin Resources Inc COMMON 354613101 259,094 8,331 Franklin Resources Inc COMMON 354613101 15,550 500 Franklin Resources Inc COMMON 354613101 4,909,104 157,849 Gallaher Group PLC ADS COMMON 363595109 279,360 7,294 GAM North America Fund COMMON 364590604 2,504,974 244,626 General Electric Co COMMON 369604103 1023013122 41,501,547 General Electric Co COMMON 369604103 162,507,085 6,592,580 General Electric Co COMMON 369604103 101,195,497 4,105,294 General Electric Co COMMON 369604103 6,867,046 278,582 General Growth Properties COMMON 370021107 952,750 18,500 General Mills Inc COMMON 370334104 2,008,302 45,212 General Mills Inc COMMON 370334104 106,608 2,400 General Mills Inc COMMON 370334104 84,398 1,900 Gerald Stevens Inc COMMON 37369G200 15 14,846 Gillette Company COMMON 375766102 29,558,973 998,614 Gillette Company COMMON 375766102 699,448 23,630 Gillette Company COMMON 375766102 578,088 19,530 Gillette Company COMMON 375766102 718,688 24,280 GlaxoSmithKline PLC ADR COMMON 37733W105 946,031 24,617 GlaxoSmithKline PLC ADR COMMON 37733W105 48,614 1,265 Goldman Sachs Group Inc COMMON 38141G104 2,151,522 32,584 Goldman Sachs Group Inc COMMON 38141G104 39,618 600 Goldman Sachs Group Inc COMMON 38141G104 16,508 250 ------------- COLUMN TOTALS 1,349,513,786 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Fox Entertainment Group 292,900 1., 2. 292,300 600 Fox Entertainment Group 163,450 1., 3. 163,450 Franklin Resources Inc 8,331 1 6,381 1,950 Franklin Resources Inc 500 1., 2. 500 Franklin Resources Inc 157,849 1., 3. 157,849 Gallaher Group PLC ADS 7,294 1 3,200 4,094 GAM North America Fund 244,626 1 244,626 General Electric Co 41,501,547 1 33,136,647 8,364,900 General Electric Co 6,592,580 1., 2. 6,084,139 508,441 General Electric Co 4,105,294 1., 3. 1,931,200 2,174,094 General Electric Co 278,582 None 278,582 General Growth Properties 18,500 1 18,500 General Mills Inc 45,212 1 11,487 33,725 General Mills Inc 2,400 1., 2. 2,400 General Mills Inc 1,900 None 1,900 Gerald Stevens Inc 14,846 1 14,846 Gillette Company 998,614 1 568,128 430,486 Gillette Company 23,630 1., 2. 18,380 5,250 Gillette Company 19,530 1., 3. 19,530 Gillette Company 24,280 None 24,280 GlaxoSmithKline PLC ADR 24,617 1 18,178 6,439 GlaxoSmithKline PLC ADR 1,265 1., 2. 1,265 Goldman Sachs Group Inc 32,584 1 6,865 25,719 Goldman Sachs Group Inc 600 1., 2. 600 Goldman Sachs Group Inc 250 None 250
Page 11 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- HCA Inc COMMON 404119109 6,536,901 137,301 Harrahs Entertainment Inc COMMON 413619107 4,338,900 90,000 Harrahs Entertainment Inc COMMON 413619107 14,221,950 295,000 Harte Hanks Inc COMMON 416196103 461,937 24,822 Hartford Financial Ser Group Inc COMMON 416515104 309,960 7,560 Hartford Financial Ser Group Inc COMMON 416515104 82,000 2,000 Hartford Financial Ser Group Inc COMMON 416515104 20,500 500 Heinz (H. J.) Co COMMON 423074103 17,936,242 537,496 Heinz (H. J.) Co COMMON 423074103 1,329,795 39,850 Heinz (H. J.) Co COMMON 423074103 14,371,625 430,675 Heinz (H. J.) Co COMMON 423074103 853,338 25,572 Hewlett-Packard Co COMMON 428236103 126,561 10,845 Hewlett-Packard Co COMMON 428236103 3,734 320 Hewlett-Packard Co COMMON 428236103 292 25 Hewlett-Packard Co COMMON 428236103 45,443 3,894 Hibernia Corp Class A COMMON 428656102 154,003 7,704 Hibernia Corp Class A COMMON 428656102 75,962 3,800 Hilton Hotels Corp COMMON 432848109 1,382,670 121,500 Hilton Hotels Corp COMMON 432848109 1,777,158 156,165 Hilton Hotels Corp COMMON 432848109 4,993,021 438,754 Home Depot Inc COMMON 437076102 18,302,625 701,250 Home Depot Inc COMMON 437076102 5,804,588 222,398 Home Depot Inc COMMON 437076102 2,666,115 102,150 ------------ COLUMN TOTALS 95,795,320 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ HCA Inc 137,301 1 137,301 Harrahs Entertainment Inc 90,000 1., 2. 90,000 Harrahs Entertainment Inc 295,000 1., 3. 295,000 Harte Hanks Inc 24,822 1 24,822 Hartford Financial Ser Group Inc 7,560 1 226 7,334 Hartford Financial Ser Group Inc 2,000 1., 2. 2,000 Hartford Financial Ser Group Inc 500 1., 3. 500 Heinz (H. J.) Co 537,496 1 331,846 205,650 Heinz (H. J.) Co 39,850 1., 2. 37,350 2,500 Heinz (H. J.) Co 430,675 1., 3. 420,000 10,675 Heinz (H. J.) Co 25,572 None 25,572 Hewlett-Packard Co 10,845 1 9,153 1,692 Hewlett-Packard Co 320 1., 2. 300 20 Hewlett-Packard Co 25 1., 3. 25 Hewlett-Packard Co 3,894 None 3,894 Hibernia Corp Class A 7,704 1 7,704 Hibernia Corp Class A 3,800 1., 2. 3,800 Hilton Hotels Corp 121,500 1 16,500 105,000 Hilton Hotels Corp 156,165 1., 2. 156,165 Hilton Hotels Corp 438,754 1., 3. 438,754 Home Depot Inc 701,250 1 612,708 88,542 Home Depot Inc 222,398 1., 2. 220,848 1,550 Home Depot Inc 102,150 1., 3. 102,150
Page 12 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- Honeywell Int'l Inc COMMON 438516106 109,817,217 5,070,047 Honeywell Int'l Inc COMMON 438516106 23,482,061 1,084,121 Honeywell Int'l Inc COMMON 438516106 8,995,398 415,300 Honeywell Int'l Inc COMMON 438516106 25,992 1,200 Hubbell Inc Cl B COMMON 443510201 1,986,702 68,342 ITT Industries Inc. COMMON 450911102 256,613 4,117 InforeTech Wireless Technology Inc. COMMON 45666P104 33,275 652,457 Intel Corporation COMMON 458140100 529,218,341 38,100,673 Intel Corporation COMMON 458140100 101,613,670 7,315,599 Intel Corporation COMMON 458140100 38,981,604 2,806,451 Intel Corporation COMMON 458140100 1,804,200 129,892 Intl Business Machines COMMON 459200101 345,766,437 5,929,797 Intl Business Machines COMMON 459200101 60,981,517 1,045,816 Intl Business Machines COMMON 459200101 22,740,608 389,995 Intl Business Machines COMMON 459200101 204,785 3,512 Investors Finl Services COMMON 461915100 4,480,193 165,504 Investors Finl Services COMMON 461915100 29,093,970 1,074,768 J. P. Morgan Chase & Co. COMMON 46625H100 259,945,007 13,688,521 J. P. Morgan Chase & Co. COMMON 46625H100 37,964,687 1,999,194 J. P. Morgan Chase & Co. COMMON 46625H100 20,454,699 1,077,130 J. P. Morgan Chase & Co. COMMON 46625H100 616,852 32,483 Jefferson-Pilot Corp COMMON 475070108 1,723,458 42,979 Johnson & Johnson COMMON 478160104 965,489,433 17,852,985 Johnson & Johnson COMMON 478160104 176,645,939 3,266,382 ------------- COLUMN TOTALS 2,742,322,658 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Honeywell Int'l Inc 5,070,047 1 4,094,186 975,861 Honeywell Int'l Inc 1,084,121 1., 2. 1,021,146 62,975 Honeywell Int'l Inc 415,300 1., 3. 128,100 287,200 Honeywell Int'l Inc 1,200 None 1,200 Hubbell Inc Cl B 68,342 1 66,430 1,912 ITT Industries Inc. 4,117 1 800 3,317 InforeTech Wireless Technology Inc. 652,457 1 652,457 Intel Corporation 38,100,673 1 31,555,660 6,545,012 Intel Corporation 7,315,599 1., 2. 6,794,954 520,645 Intel Corporation 2,806,451 1., 3. 865,600 1,940,851 Intel Corporation 129,892 None 129,892 Intl Business Machines 5,929,797 1 5,065,628 864,168 Intl Business Machines 1,045,816 1., 2. 973,037 72,779 Intl Business Machines 389,995 1., 3. 124,700 265,295 Intl Business Machines 3,512 None 3,512 Investors Finl Services 165,504 1., 2. 165,504 Investors Finl Services 1,074,768 1., 3. 1,074,768 J. P. Morgan Chase & Co. 13,688,521 1 11,303,243 2,385,278 J. P. Morgan Chase & Co. 1,999,194 1., 2. 1,805,516 193,678 J. P. Morgan Chase & Co. 1,077,130 1., 3. 425,650 651,480 J. P. Morgan Chase & Co. 32,483 None 32,483 Jefferson-Pilot Corp 42,979 1 19,547 23,432 Johnson & Johnson 17,852,985 1 14,676,331 3,176,654 Johnson & Johnson 3,266,382 1., 2. 3,016,404 249,978
Page 13 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- Johnson & Johnson COMMON 478160104 75,479,835 1,395,707 Johnson & Johnson COMMON 478160104 2,491,303 46,067 Kellogg Co COMMON 487836108 61,246,101 1,841,988 Kellogg Co COMMON 487836108 4,538,293 136,490 Kellogg Co COMMON 487836108 18,108,748 544,624 Kellogg Co COMMON 487836108 1,033,975 31,097 KeyCorp (New) COMMON 493267108 985,516 39,468 KeySpan Corp COMMON 49337W100 531,846 15,876 KeySpan Corp COMMON 49337W100 50,250 1,500 Kimberly-Clark Corp COMMON 494368103 1,188,194 20,978 Kimberly-Clark Corp COMMON 494368103 56,244 993 Kinder Morgan Energy Partners L P COMMON 494550106 162,315,165 5,083,469 Kinder Morgan Energy Partners L P COMMON 494550106 2,436,259 76,300 Kinder Morgan Energy Partners L P COMMON 494550106 95,790 3,000 Kinder Morgan Energy Partners L P COMMON 494550106 127,720 4,000 Kinder Morgan Inc COMMON 49455P101 24,486,662 690,738 Kinder Morgan Inc COMMON 49455P101 159,525 4,500 Kinder Morgan Inc COMMON 49455P101 6,634,503 187,151 Kinder Morgan Inc COMMON 49455P101 920,672 25,971 Kraft Foods Inc COMMON 50075N104 168,491,468 4,621,269 Kraft Foods Inc COMMON 50075N104 10,058,220 275,870 Kraft Foods Inc COMMON 50075N104 19,828,589 543,845 Kraft Foods Inc COMMON 50075N104 51,044 1,400 L-3 Communications Hldgs COMMON 502424104 391,034 7,420 ------------- COLUMN TOTALS 561,706,956 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Johnson & Johnson 1,395,707 1., 3. 394,800 1,000,907 Johnson & Johnson 46,067 None 46,067 Kellogg Co 1,841,988 1 1,225,183 616,805 Kellogg Co 136,490 1., 2. 125,110 11,380 Kellogg Co 544,624 1., 3. 525,760 18,864 Kellogg Co 31,097 None 31,097 KeyCorp (New) 39,468 1 38,040 1,428 KeySpan Corp 15,876 1 15,876 KeySpan Corp 1,500 1., 2. 1,500 Kimberly-Clark Corp 20,978 1 10,335 10,643 Kimberly-Clark Corp 993 1., 2. 593 400 Kinder Morgan Energy Partners L P 5,083,469 1 4,103,872 979,597 Kinder Morgan Energy Partners L P 76,300 1., 2. 12,600 63,700 Kinder Morgan Energy Partners L P 3,000 1., 3. 3,000 Kinder Morgan Energy Partners L P 4,000 None 4,000 Kinder Morgan Inc 690,738 1 349,279 341,459 Kinder Morgan Inc 4,500 1., 2. 4,500 Kinder Morgan Inc 187,151 1., 3. 160,251 26,900 Kinder Morgan Inc 25,971 None 25,971 Kraft Foods Inc 4,621,269 1 3,927,484 693,785 Kraft Foods Inc 275,870 1., 2. 122,275 153,595 Kraft Foods Inc 543,845 1., 3. 800 543,045 Kraft Foods Inc 1,400 None 1,400 L-3 Communications Hldgs 7,420 1 6,000 1,420
Page 14 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- Lauder (Estee) Co Cl A COMMON 518439104 36,384,298 1,265,981 Lauder (Estee) Co Cl A COMMON 518439104 11,632,802 404,760 Lauder (Estee) Co Cl A COMMON 518439104 3,974,742 138,300 Leggett & Platt Inc COMMON 524660107 1,583,200 80,000 Liberty Media Corp. Media Group COMMON 530718105 468,308 65,224 LifePoint Hospitals Inc COMMON 53219L109 225,364 7,226 Eli Lilly & Co COMMON 532457108 257,240,739 4,648,369 Eli Lilly & Co COMMON 532457108 51,758,119 935,275 Eli Lilly & Co COMMON 532457108 18,816,984 340,025 Eli Lilly & Co COMMON 532457108 599,222 10,828 Lincoln Electric Hldgs COMMON 533900106 2,288,345 103,400 Lincoln National Corp COMMON 534187109 237,587 7,777 Lockheed Martin Corp COMMON 539830109 408,326 6,314 Luminex Corporation COMMON 55027E102 88,000 12,500 Marsh & McLennan Cos, Inc COMMON 571748102 418,277,374 10,045,086 Marsh & McLennan Cos, Inc COMMON 571748102 85,648,875 2,056,889 Marsh & McLennan Cos, Inc COMMON 571748102 36,365,794 873,338 Marsh & McLennan Cos, Inc COMMON 571748102 1,778,736 42,717 Masco Corp COMMON 574599106 234,600 12,000 Mattel Inc COMMON 577081102 563,857 31,308 ------------- COLUMN TOTALS 928,575,272 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Lauder (Estee) Co Cl A 1,265,981 1 1,112,042 153,939 Lauder (Estee) Co Cl A 404,760 1., 2. 365,910 38,850 Lauder (Estee) Co Cl A 138,300 1., 3. 56,700 81,600 Leggett & Platt Inc 80,000 1., 3. 80,000 Liberty Media Corp. Media Group 65,224 1 46,052 19,172 LifePoint Hospitals Inc 7,226 1 7,226 Eli Lilly & Co 4,648,369 1 3,972,863 675,506 Eli Lilly & Co 935,275 1., 2. 841,045 94,230 Eli Lilly & Co 340,025 1., 3. 1,500 338,525 Eli Lilly & Co 10,828 None 10,828 Lincoln Electric Hldgs 103,400 1., 3. 103,400 Lincoln National Corp 7,777 1 3,080 4,697 Lockheed Martin Corp 6,314 1 4,950 1,364 Luminex Corporation 12,500 1 12,500 Marsh & McLennan Cos, Inc 10,045,086 1 8,318,662 1,726,424 Marsh & McLennan Cos, Inc 2,056,889 1., 2. 1,890,435 166,454 Marsh & McLennan Cos, Inc 873,338 1., 3. 224,400 648,938 Marsh & McLennan Cos, Inc 42,717 None 42,717 Masco Corp 12,000 1 12,000 Mattel Inc 31,308 1 31,308
Page 15 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- May Department Stores Co COMMON 577778103 4,834,435 212,316 May Department Stores Co COMMON 577778103 157,113 6,900 May Department Stores Co COMMON 577778103 160,232 7,037 McDonalds Corp COMMON 580135101 119,157,330 6,747,301 McDonalds Corp COMMON 580135101 7,440,343 421,310 McDonalds Corp COMMON 580135101 12,292,066 696,040 McDonalds Corp COMMON 580135101 141,280 8,000 McGraw-Hill Inc COMMON 580645109 392,175,275 6,405,999 McGraw-Hill Inc COMMON 580645109 66,789,505 1,090,975 McGraw-Hill Inc COMMON 580645109 34,475,431 563,140 McGraw-Hill Inc COMMON 580645109 336,710 5,500 MeadWestvaco Corp COMMON 583334107 19,006,374 989,400 Medtronic Inc COMMON 585055106 2,000,489 47,495 Mellon Finl Corp COMMON 58551A108 3,900,805 150,436 Mellon Finl Corp COMMON 58551A108 2,730,740 105,312 Mellon Finl Corp COMMON 58551A108 188,985,826 7,288,308 Merck & Co Inc COMMON 589331107 850,869,498 18,614,515 Merck & Co Inc COMMON 589331107 117,706,020 2,575,061 Merck & Co Inc COMMON 589331107 135,394,894 2,962,041 Merck & Co Inc COMMON 589331107 5,124,228 112,103 Merrill Lynch & Co Inc COMMON 590188108 34,257,178 1,039,672 Merrill Lynch & Co Inc COMMON 590188108 5,766,085 174,995 Merrill Lynch & Co Inc COMMON 590188108 5,110,545 155,100 Mesa Offshore Trust UBI COMMON 590650107 1,700 100,000 Mesa Royalty Trust COMMON 590660106 366,300 9,000 ------------- COLUMN TOTALS 2,009,180,402 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ May Department Stores Co 212,316 1 58,287 154,029 May Department Stores Co 6,900 1., 2. 6,900 May Department Stores Co 7,037 None 7,037 McDonalds Corp 6,747,301 1 5,710,445 1,036,856 McDonalds Corp 421,310 1., 2. 255,485 165,825 McDonalds Corp 696,040 1., 3. 71,800 624,240 McDonalds Corp 8,000 None 8,000 McGraw-Hill Inc 6,405,999 1 5,408,655 997,344 McGraw-Hill Inc 1,090,975 1., 2. 990,983 99,992 McGraw-Hill Inc 563,140 1., 3. 123,800 439,340 McGraw-Hill Inc 5,500 None 5,500 MeadWestvaco Corp 989,400 1 989,400 Medtronic Inc 47,495 1 39,740 7,755 Mellon Finl Corp 150,436 1 107,486 42,950 Mellon Finl Corp 105,312 1., 2. 105,312 Mellon Finl Corp 7,288,308 1., 3. 7,288,308 Merck & Co Inc 18,614,515 1 14,637,489 3,977,026 Merck & Co Inc 2,575,061 1., 2. 2,356,290 218,771 Merck & Co Inc 2,962,041 1., 3. 2,151,000 811,041 Merck & Co Inc 112,103 None 112,103 Merrill Lynch & Co Inc 1,039,672 1 901,137 138,535 Merrill Lynch & Co Inc 174,995 1., 2. 141,170 33,825 Merrill Lynch & Co Inc 155,100 1., 3. 155,100 Mesa Offshore Trust UBI 100,000 1 100,000 Mesa Royalty Trust 9,000 1., 3. 9,000
Page 16 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- Mesa Royalty Trust COMMON 590660106 12,210 300 MetLife Inc COMMON 59156R108 534,860 23,500 Microsoft Corp COMMON 594918104 349,827,402 7,997,883 Microsoft Corp COMMON 594918104 44,271,004 1,012,140 Microsoft Corp COMMON 594918104 24,906,650 569,425 Microsoft Corp COMMON 594918104 200,460 4,583 Morgan Stanley COMMON 617446448 1,027,900 30,339 Morgan Stanley COMMON 617446448 271,040 8,000 New York Times Co Class A COMMON 650111107 446,774 9,830 News Corp Ltd ADS COMMON 652487703 37,010,460 1,922,621 News Corp Ltd ADS COMMON 652487703 10,017,469 520,388 News Corp Ltd ADS COMMON 652487703 327,154 16,995 News Corp Ltd Preference Limited Voting Pref ADS CV-PFD 652487802 42,830,772 2,580,167 News Corp Ltd Preference Limited Voting Pref ADS CV-PFD 652487802 6,279,863 378,305 News Corp Ltd Preference Limited Voting Pref ADS CV-PFD 652487802 2,850,303 171,705 Nokia Corp Sponsored ADR COMMON 654902204 861,581 65,025 Noble Energy Inc. COMMON 655044105 271,760 8,000 Norfolk Southern Corp COMMON 655844108 90,381,711 4,476,558 Norfolk Southern Corp COMMON 655844108 10,635,183 526,755 Norfolk Southern Corp COMMON 655844108 7,558,793 374,383 Norfolk Southern Corp COMMON 655844108 154,454 7,650 Occidental Petroleum Corp COMMON 674599105 469,405 16,540 ------------- COLUMN TOTALS 631,147,208 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Mesa Royalty Trust 300 None 300 MetLife Inc 23,500 1 23,500 Microsoft Corp 7,997,883 1 6,964,896 1,032,987 Microsoft Corp 1,012,140 1., 2. 887,805 124,335 Microsoft Corp 569,425 1., 3. 54,700 514,725 Microsoft Corp 4,583 None 4,583 Morgan Stanley 30,339 1 28,880 1,459 Morgan Stanley 8,000 1., 2. 8,000 New York Times Co Class A 9,830 1 9,380 450 News Corp Ltd ADS 1,922,621 1 1,587,765 334,856 News Corp Ltd ADS 520,388 1., 2. 518,088 2,300 News Corp Ltd ADS 16,995 1., 3. 16,995 News Corp Ltd Preference Limited Voting Pref ADS 2,580,167 1 2,271,663 308,504 News Corp Ltd Preference Limited Voting Pref ADS 378,305 1., 2. 359,855 18,450 News Corp Ltd Preference Limited Voting Pref ADS 171,705 1., 3. 47,300 124,405 Nokia Corp Sponsored ADR 65,025 1 5,425 59,600 Noble Energy Inc. 8,000 1 8,000 Norfolk Southern Corp 4,476,558 1 3,678,314 798,244 Norfolk Southern Corp 526,755 1., 2. 447,700 79,055 Norfolk Southern Corp 374,383 1., 3. 151,300 223,083 Norfolk Southern Corp 7,650 None 7,650 Occidental Petroleum Corp 16,540 1 15,540 1,000
Page 17 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- Ocean Energy Inc COMMON 67481E106 547,368 27,437 Omnicom Group COMMON 681919106 264,870 4,757 Oracle Corp COMMON 68389X105 684,543 87,092 PNC Finl Svcs Group Inc COMMON 693475105 896,113 21,250 Pennzoil-Quaker State Co Acq'd Royal Dutch 10/2/02 $22.00 per share COMMON 709323109 362,505 16,500 PepsiCo Inc COMMON 713448108 623,771,211 16,881,494 PepsiCo Inc COMMON 713448108 100,586,922 2,722,244 PepsiCo Inc COMMON 713448108 42,847,626 1,159,611 PepsiCo Inc COMMON 713448108 2,106,150 57,000 Pfizer Inc COMMON 717081103 1385770728 47,752,265 Pfizer Inc COMMON 717081103 228,633,780 7,878,490 Pfizer Inc COMMON 717081103 109,426,672 3,770,733 Pfizer Inc COMMON 717081103 8,175,543 281,721 Pharmacia Corp COMMON 71713U102 1,277,675 32,862 Pharmacia Corp COMMON 71713U102 20,529 528 Philip Morris Cos Inc COMMON 718154107 1097746119 28,292,426 Philip Morris Cos Inc COMMON 718154107 180,032,617 4,640,016 Philip Morris Cos Inc COMMON 718154107 355,566,226 9,164,078 Philip Morris Cos Inc COMMON 718154107 8,852,996 228,170 Piedmont Natural Gas Inc COMMON 720186105 532,050 15,000 Pitney-Bowes Inc COMMON 724479100 341,854 11,212 ------------- COLUMN TOTALS 4,148,444,097 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Ocean Energy Inc 27,437 1 27,437 Omnicom Group 4,757 1 4,357 400 Oracle Corp 87,092 1 25,820 61,272 PNC Finl Svcs Group Inc 21,250 1 12,000 9,250 Pennzoil-Quaker State Co Acq'd Royal Dutch 10/2/02 $22.00 per share 16,500 1 16,500 PepsiCo Inc 16,881,494 1 13,648,654 3,232,841 PepsiCo Inc 2,722,244 1., 2. 2,514,099 208,145 PepsiCo Inc 1,159,611 1., 3. 279,100 880,511 PepsiCo Inc 57,000 None 57,000 Pfizer Inc 47,752,265 1 37,740,599 10,011,665 Pfizer Inc 7,878,490 1., 2. 7,309,880 568,610 Pfizer Inc 3,770,733 1., 3. 1,147,750 2,622,983 Pfizer Inc 281,721 None 281,721 Pharmacia Corp 32,862 1 28,518 4,344 Pharmacia Corp 528 1., 2. 528 Philip Morris Cos Inc 28,292,426 1 21,659,510 6,632,916 Philip Morris Cos Inc 4,640,016 1., 2. 4,414,250 225,766 Philip Morris Cos Inc 9,164,078 1., 3. 7,077,700 2,086,378 Philip Morris Cos Inc 228,170 None 228,170 Piedmont Natural Gas Inc 15,000 1 15,000 Pitney-Bowes Inc 11,212 1 11,212
Page 18 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- Plains All American Pipeline COMMON 726503105 12,708,900 523,000 Pogo Producing Co COMMON 730448107 215,259 6,320 Polo Ralph Lauren Corp COMMON 731572103 6,414,994 308,710 Polo Ralph Lauren Corp COMMON 731572103 1,373,558 66,100 Polo Ralph Lauren Corp COMMON 731572103 2,251,513 108,350 PowerBrief Inc (Filed Ch 11-10/2/01) COMMON 73932E109 35 35,422 Price (T Rowe) Group Inc. COMMON 74144T108 74,630 2,990 Price (T Rowe) Group Inc. COMMON 74144T108 99,840,000 4,000,000 Procter & Gamble COMMON 742718109 837,172,019 9,366,436 Procter & Gamble COMMON 742718109 138,784,974 1,552,752 Procter & Gamble COMMON 742718109 124,123,615 1,388,718 Procter & Gamble COMMON 742718109 4,102,721 45,902 Progress Energy Inc COMMON 743263105 1,341,272 32,818 Progress Energy Inc COMMON 743263105 89,914 2,200 Rational Software Corp COMMON 75409P202 1,068,972 247,447 Rational Software Corp COMMON 75409P202 582,336 134,800 Raytheon Co COMMON 755111507 201,188 6,866 Rockwell Automation COMMON 773903109 5,459,252 335,541 Rockwell Automation COMMON 773903109 1,053,971 64,780 Rockwell Automation COMMON 773903109 2,416,095 148,500 Rockwell Automation COMMON 773903109 81,350 5,000 Rockwell Collins COMMON 774341101 20,645,474 940,997 ------------- COLUMN TOTALS 1,260,002,042 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Plains All American Pipeline 523,000 1 519,000 4,000 Pogo Producing Co 6,320 1 5,500 820 Polo Ralph Lauren Corp 308,710 1 219,170 89,540 Polo Ralph Lauren Corp 66,100 1., 2. 57,400 8,700 Polo Ralph Lauren Corp 108,350 1., 3. 108,350 PowerBrief Inc (Filed Ch 11-10/2/01) 35,422 1 35,422 Price (T Rowe) Group Inc. 2,990 1 31 2,959 Price (T Rowe) Group Inc. 4,000,000 1., 3. 4,000,000 Procter & Gamble 9,366,436 1 7,450,582 1,915,853 Procter & Gamble 1,552,752 1., 2. 1,439,752 113,000 Procter & Gamble 1,388,718 1., 3. 945,800 442,918 Procter & Gamble 45,902 None 45,902 Progress Energy Inc 32,818 1 16,320 16,498 Progress Energy Inc 2,200 1., 2. 2,200 Rational Software Corp 247,447 1 205,308 42,139 Rational Software Corp 134,800 1., 3. 134,800 Raytheon Co 6,866 1 1,866 5,000 Rockwell Automation 335,541 1 236,902 98,639 Rockwell Automation 64,780 1., 2. 56,050 8,730 Rockwell Automation 148,500 1., 3. 15,800 132,700 Rockwell Automation 5,000 None 5,000 Rockwell Collins 940,997 1 709,968 231,029
Page 19 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- Rockwell Collins COMMON 774341101 2,570,929 117,180 Rockwell Collins COMMON 774341101 3,640,943 165,950 Rockwell Collins COMMON 774341101 109,700 5,000 Rouse Co COMMON 779273101 1,467,432 45,929 Royal Dutch Petroleum Co N Y Registry Shares COMMON 780257804 265,207,714 6,602,134 Royal Dutch Petroleum Co N Y Registry Shares COMMON 780257804 41,916,431 1,043,476 Royal Dutch Petroleum Co N Y Registry Shares COMMON 780257804 11,532,807 287,100 Royal Dutch Petroleum Co N Y Registry Shares COMMON 780257804 835,536 20,800 SBC Communications Inc COMMON 78387G103 232,609,846 11,572,629 SBC Communications Inc COMMON 78387G103 35,060,049 1,744,281 SBC Communications Inc COMMON 78387G103 15,292,080 760,800 SBC Communications Inc COMMON 78387G103 516,711 25,707 Sabine Royalty Trust COMMON 785688102 3,757,500 150,000 Sabine Royalty Trust COMMON 785688102 3,507 140 St Paul Cos Inc COMMON 792860108 217,812 7,584 Sara Lee Corp COMMON 803111103 2,349,095 128,436 Sara Lee Corp COMMON 803111103 195,465 10,687 Sara Lee Corp COMMON 803111103 135,401 7,403 Schering-Plough Corp COMMON 806605101 14,226,684 667,293 Schering-Plough Corp COMMON 806605101 1,381,707 64,808 Schlumberger Ltd COMMON 806857108 944,039 24,546 Schlumberger Ltd COMMON 806857108 141,033 3,667 ------------- COLUMN TOTALS 634,112,421 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Rockwell Collins 117,180 1., 2. 78,800 38,380 Rockwell Collins 165,950 1., 3. 15,800 150,150 Rockwell Collins 5,000 None 5,000 Rouse Co 45,929 1 45,929 Royal Dutch Petroleum Co N Y Registry Shares 6,602,134 1 5,315,578 1 ,286,556 Royal Dutch Petroleum Co N Y Registry Shares 1,043,476 1., 2. 976,681 66,795 Royal Dutch Petroleum Co N Y Registry Shares 287,100 1., 3. 151,300 135,800 Royal Dutch Petroleum Co N Y Registry Shares 20,800 None 20,800 SBC Communications Inc 11,572,629 1 9,789,231 1 ,783,398 SBC Communications Inc 1,744,281 1., 2. 1,570,539 173,742 SBC Communications Inc 760,800 1., 3. 260,484 500,316 SBC Communications Inc 25,707 None 25,707 Sabine Royalty Trust 150,000 1., 3. 150,000 Sabine Royalty Trust 140 None 140 St Paul Cos Inc 7,584 1 7,084 500 Sara Lee Corp 128,436 1 49,989 78,447 Sara Lee Corp 10,687 1., 3. 10,687 Sara Lee Corp 7,403 None 7,403 Schering-Plough Corp 667,293 1 435,744 231,549 Schering-Plough Corp 64,808 1., 2. 64,808 Schlumberger Ltd 24,546 1 11,706 12,840 Schlumberger Ltd 3,667 None 3,667
0age 20 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- Shell Transport & Trading PLC COMMON 822703609 826,775 23,146 Shell Transport & Trading PLC COMMON 822703609 797,735 22,333 Smith Intl Inc COMMON 832110100 610,058 20,814 Smith Intl Inc COMMON 832110100 264,552 9,026 Smucker (J M) Co COMMON 832696405 5,959,545 162,385 Smucker (J M) Co COMMON 832696405 1,023,636 27,892 Smucker (J M) Co COMMON 832696405 967,596 26,365 Smucker (J M) Co COMMON 832696405 34,792 948 Solectron Corp COMMON 834182107 31,650 15,000 Southern Co COMMON 842587107 1,034,296 35,938 Southwest Airlines Co COMMON 844741108 1,155,679 88,490 Southwest Airlines Co COMMON 844741108 10,605 812 Southwest Airlines Co COMMON 844741108 15,812,069 1,210,725 Southwest Bancorp Texas COMMON 84476R109 590,352 16,214 Sprint Corp (FON Group) COMMON 852061100 237,138 26,002 Startek Inc COMMON 85569C107 220,100 10,000 State Street Corp COMMON 857477103 807,769 20,905 Sun Microsystems Inc COMMON 866810104 54,014 20,855 SunTrust Banks Inc COMMON 867914103 128,888,270 2,096,426 SunTrust Banks Inc COMMON 867914103 6,394,842 104,015 SunTrust Banks Inc COMMON 867914103 17,029,960 277,000 ------------- COLUMN TOTALS 182,751,433 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Shell Transport & Trading PLC 23,146 1 17,896 5,250 Shell Transport & Trading PLC 22,333 None 22,333 Smith Intl Inc 20,814 1 20,814 Smith Intl Inc 9,026 None 9,026 Smucker (J M) Co 162,385 1 126,603 35,782 Smucker (J M) Co 27,892 1., 2. 27,071 821 Smucker (J M) Co 26,365 1., 3. 18,916 7,449 Smucker (J M) Co 948 None 948 Solectron Corp 15,000 1 15,000 Southern Co 35,938 1 31,286 4,652 Southwest Airlines Co 88,490 1 22,613 65,877 Southwest Airlines Co 812 1., 2. 812 Southwest Airlines Co 1,210,725 None 1,210,725 Southwest Bancorp Texas 16,214 1 1,292 14,922 Sprint Corp (FON Group) 26,002 1 26,002 Startek Inc 10,000 1 10,000 State Street Corp 20,905 1 19,550 1,355 Sun Microsystems Inc 20,855 1 9,945 10,910 SunTrust Banks Inc 2,096,426 1 1,718,821 377,605 SunTrust Banks Inc 104,015 1., 2. 39,425 64,590 SunTrust Banks Inc 277,000 1., 3. 1,500 275,500
Page 21 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- SunTrust Banks Inc COMMON 867914103 307,400 5,000 Supervalu Inc COMMON 868536103 234,175 14,500 Sysco Corp COMMON 871829107 2,603,562 91,707 Sysco Corp COMMON 871829107 79,492 2,800 Teppco Partners LP COMMON 872384102 14,804,400 507,000 TXU Corp COMMON 873168108 612,470 14,684 TXU Corp COMMON 873168108 12,012 288 Target Corp COMMON 87612E106 153,777,745 5,209,273 Target Corp COMMON 87612E106 9,516,475 322,374 Target Corp COMMON 87612E106 16,359,984 554,200 Tecumseh Products Co Class B COMMON 878895101 585,000 15,000 Tecumseh Products Co Class A COMMON 878895200 1,888,200 45,000 Telecom Italia SPA ADR Sponsored ADR for ordinary shares COMMON 87927W106 1,241,490 17,400 Teledyne Technologies Inc COMMON 879360105 186,939 10,294 Teledyne Technologies Inc COMMON 879360105 1,810,370 99,690 Temple-Inland Inc COMMON 879868107 11,434 296 Temple-Inland Inc COMMON 879868107 27,814 720 Temple-Inland Inc COMMON 879868107 1,193,899 30,906 Teva Pharmaceutical Inds ADR COMMON 881624209 822,760 12,280 ------------- COLUMN TOTALS 206,075,621 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ SunTrust Banks Inc 5,000 None 5,000 Supervalu Inc 14,500 1 14,500 Sysco Corp 91,707 1 44,264 47,443 Sysco Corp 2,800 1., 2. 2,800 Teppco Partners LP 507,000 1 507,000 TXU Corp 14,684 1 8,684 6,000 TXU Corp 288 None 288 Target Corp 5,209,273 1 4,449,289 759,984 Target Corp 322,374 1., 2. 208,525 113,849 Target Corp 554,200 1., 3. 68,000 486,200 Tecumseh Products Co Class B 15,000 1., 3. 15,000 Tecumseh Products Co Class A 45,000 1., 3. 45,000 Telecom Italia SPA ADR Sponsored ADR for ordinary shares 17,400 1 8,500 8,900 Teledyne Technologies Inc 10,294 1 9,292 1,002 Teledyne Technologies Inc 99,690 1., 3. 99,690 Temple-Inland Inc 296 1 296 Temple-Inland Inc 720 1., 2. 720 Temple-Inland Inc 30,906 1., 3. 30,906 Teva Pharmaceutical Inds ADR 12,280 1 12,280
Page 22 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- Texas Biotechnology Corp COMMON 88221T104 379,440 124,000 Texas Instruments COMMON 882508104 24,522,920 1,660,320 Texas Instruments COMMON 882508104 301,146 20,389 Texas Instruments COMMON 882508104 97,482 6,600 3M Company COMMON 88579Y101 11,795,932 107,265 3M Company COMMON 88579Y101 390,394 3,550 3M Company COMMON 88579Y101 329,910 3,000 3M Company COMMON 88579Y101 1,262,456 11,480 Tidewater Inc COMMON 886423102 894,071 33,126 Total Fina Elf S A ADR COMMON 89151E109 482,746 7,331 Travelers Property Casualty Corp Cl A COMMON 89420G109 13,271,168 1,005,392 Travelers Property Casualty Corp Cl A COMMON 89420G109 2,373,566 179,816 Travelers Property Casualty Corp Cl A COMMON 89420G109 912,457 69,126 Travelers Property Casualty Corp Cl A COMMON 89420G109 52,746 3,996 Travelers Property Casualty Corp Cl B COMMON 89420G406 27,972,686 2,067,456 Travelers Property Casualty Corp Cl B COMMON 89420G406 4,999,250 369,494 Travelers Property Casualty Corp Cl B COMMON 89420G406 1,922,101 142,062 Travelers Property Casualty Corp Cl B COMMON 89420G406 111,152 8,215 Triad Hospitals Inc COMMON 89579K109 274,227 7,226 ------------- COLUMN TOTALS 92,345,850 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Texas Biotechnology Corp 124,000 1 50,000 74,000 Texas Instruments 1,660,320 1 1,263,248 397,071 Texas Instruments 20,389 1., 2. 11,850 8,539 Texas Instruments 6,600 1., 3. 6,600 3M Company 107,265 1 28,079 79,186 3M Company 3,550 1., 2. 1,500 2,050 3M Company 3,000 1., 3. 3,000 3M Company 11,480 None 11,480 Tidewater Inc 33,126 1 33,126 Total Fina Elf S A ADR 7,331 1 5,944 1,387 Travelers Property Casualty Corp Cl A 1,005,392 1 812,088 193,304 Travelers Property Casualty Corp Cl A 179,816 1., 2. 167,100 12,716 Travelers Property Casualty Corp Cl A 69,126 1., 3. 22,571 46,555 Travelers Property Casualty Corp Cl A 3,996 None 3,996 Travelers Property Casualty Corp Cl B 2,067,456 1 1,669,821 397,635 Travelers Property Casualty Corp Cl B 369,494 1., 2. 343,333 26,161 Travelers Property Casualty Corp Cl B 142,062 1., 3. 46,373 95,689 Travelers Property Casualty Corp Cl B 8,215 None 8,215 Triad Hospitals Inc 7,226 1 7,226
Page 23 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- Trinity Industries Inc COMMON 896522109 298,749 18,150 US Bancorp Del COMMON 902973304 210,623 11,336 Unilever N V (New York Shares) COMMON 904784709 457,052 7,688 Union Pacific Corp COMMON 907818108 219,906 3,800 Union Pacific Corp COMMON 907818108 34,722 600 United Parcel Service COMMON 911312106 260,590,801 4,167,452 United Parcel Service COMMON 911312106 32,631,192 521,849 United Parcel Service COMMON 911312106 20,215,011 323,285 United Technologies Corp COMMON 913017109 1,285,430 22,755 United Technologies Corp COMMON 913017109 1,338,813 23,700 Unitrin Inc COMMON 913275103 59,349,915 1,933,222 Unitrin Inc COMMON 913275103 14,479,962 471,660 Unitrin Inc COMMON 913275103 22,690,063 739,090 Unitrin Inc COMMON 913275103 309,456 10,080 Unocal Corp COMMON 915289102 414,034 13,190 Varco Intl Inc COMMON 922122106 1,878,780 111,039 Verizon Communications COMMON 92343V104 95,095,162 3,465,567 Verizon Communications COMMON 92343V104 17,167,142 625,625 Verizon Communications COMMON 92343V104 2,332,400 85,000 Viacom Inc Class B common (non-voting) COMMON 925524308 26,232,119 646,908 Viacom Inc Class B common (non-voting) COMMON 925524308 2,097,449 51,725 ------------- COLUMN TOTALS 559,328,781 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Trinity Industries Inc 18,150 1 12,000 6,150 US Bancorp Del 11,336 1 10,200 1,136 Unilever N V (New York Shares) 7,688 1 5,748 1,940 Union Pacific Corp 3,800 1 2,250 1,550 Union Pacific Corp 600 None 600 United Parcel Service 4,167,452 1 3,431,637 735,815 United Parcel Service 521,849 1., 2. 453,665 68,184 United Parcel Service 323,285 1., 3. 71,000 252,285 United Technologies Corp 22,755 1 19,990 2,765 United Technologies Corp 23,700 1., 2. 23,700 Unitrin Inc 1,933,222 1 1,590,913 342,309 Unitrin Inc 471,660 1., 2. 470,160 1,500 Unitrin Inc 739,090 1., 3. 725,020 14,070 Unitrin Inc 10,080 None 10,080 Unocal Corp 13,190 1 2,750 10,440 Varco Intl Inc 111,039 1 111,039 Verizon Communications 3,465,567 1 2,934,825 530,743 Verizon Communications 625,625 1., 2. 559,470 66,155 Verizon Communications 85,000 1., 3. 1,500 83,500 Viacom Inc Class B common (non-voting) 646,908 1 600,908 46,000 Viacom Inc Class B common (non-voting) 51,725 1., 2. 6,325 45,400
Page 24 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- Viacom Inc Class B common (non-voting) COMMON 925524308 7,173,092 176,895 Wachovia Corp COMMON 929903102 819,309 25,063 Wal-Mart Stores Inc COMMON 931142103 563,537,236 11,444,704 Wal-Mart Stores Inc COMMON 931142103 102,247,447 2,076,512 Wal-Mart Stores Inc COMMON 931142103 42,275,051 858,551 Wal-Mart Stores Inc COMMON 931142103 2,425,464 49,258 Walgreen Co COMMON 931422109 530,849,893 17,257,799 Walgreen Co COMMON 931422109 94,987,456 3,088,019 Walgreen Co COMMON 931422109 48,254,812 1,568,752 Walgreen Co COMMON 931422109 711,848 23,142 Washington Mutual COMMON 939322103 396,018 12,584 Waste Recovery Inc COMMON 940902109 6 59,000 Water Pik Technologies Inc COMMON 94113U100 354,144 34,891 Weingarten Realty Inv COMMON 948741103 2,042,536 55,807 Weingarten Realty Inv COMMON 948741103 98,820 2,700 Weingarten Realty Inv COMMON 948741103 16,470 450 Wells Fargo & Co COMMON 949746101 3,239,868 67,273 Wells Fargo & Co COMMON 949746101 9,632 200 Wells Fargo & Co COMMON 949746101 236,080 4,902 Wilmington Trust Corp COMMON 971807102 432,354 14,950 Wyeth COMMON 983024100 52,136,477 1,639,512 Wyeth COMMON 983024100 1,789,481 56,273 Wyeth COMMON 983024100 20,123,358 632,810 ------------- COLUMN TOTALS 1,474,156,852 - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Viacom Inc Class B common (non-voting) 176,895 1., 3. 1,200 175,695 Wachovia Corp 25,063 1 15,378 9,685 Wal-Mart Stores Inc 11,444,704 1 9,471,457 1,973,247 Wal-Mart Stores Inc 2,076,512 1., 2. 1,917,516 158,996 Wal-Mart Stores Inc 858,551 1., 3. 132,500 726,051 Wal-Mart Stores Inc 49,258 None 49,258 Walgreen Co 17,257,799 1 14,287,020 2,970,778 Walgreen Co 3,088,019 1., 2. 2,831,543 256,476 Walgreen Co 1,568,752 1., 3. 382,200 1,186,552 Walgreen Co 23,142 None 23,142 Washington Mutual 12,584 1 3,050 9,534 Waste Recovery Inc 59,000 1 59,000 Water Pik Technologies Inc 34,891 1., 3. 34,891 Weingarten Realty Inv 55,807 1 31,746 24,061 Weingarten Realty Inv 2,700 1., 2. 2,700 Weingarten Realty Inv 450 None 450 Wells Fargo & Co 67,273 1 30,872 36,401 Wells Fargo & Co 200 1., 2. 200 Wells Fargo & Co 4,902 None 4,902 Wilmington Trust Corp 14,950 1 3,950 11,000 Wyeth 1,639,512 1 698,902 940,610 Wyeth 56,273 1., 2. 29,773 26,500 Wyeth 632,810 1., 3. 623,110 9,700
Page 25 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2002 - -------------------------- ------- --------- ------------- ------------ ------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------- --------- ------------- ------------- ------------- Wyeth COMMON 983024100 1,634,488 51,399 Yum! Brands Inc. COMMON 988498101 918,697 33,154 Zimmer Holdings Inc COMMON 98956P102 713,316 18,605 Zimmer Holdings Inc COMMON 98956P102 31,055 810 Zimmer Holdings Inc COMMON 98956P102 17,483 456 Zimmer Holdings Inc COMMON 98956P102 10,735 280 Zions Bancorp COMMON 989701107 6,235,673 143,250 Zions Bancorp COMMON 989701107 182,826 4,200 Republic Geothermal Inc COMMON 998704472 5,000 100,000 Global Crossing Ltd (Filed Chapter 11-1/28/02) COMMON G3921A100 677 29,421 UBS AG COMMON H8920M855 1,018,973 24,853 -------------- COLUMN TOTALS 10,768,923 -------------- REPORT TOTALS 26,661,155,375 ============== - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- --------- ---------- ---------- ------------ Wyeth 51,399 None 51,399 Yum! Brands Inc. 33,154 1 12,738 20,416 Zimmer Holdings Inc 18,605 1 9,816 8,789 Zimmer Holdings Inc 810 1., 2. 650 160 Zimmer Holdings Inc 456 1., 3. 200 256 Zimmer Holdings Inc 280 None 280 Zions Bancorp 143,250 1 79,350 63,900 Zions Bancorp 4,200 1., 3. 1,500 2,700 Republic Geothermal Inc 100,000 1., 3. 100,000 Global Crossing Ltd (Filed Chapter 11-1/28/02) 29,421 1 29,421 UBS AG 24,853 1 24,178 675
-----END PRIVACY-ENHANCED MESSAGE-----