-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N3M6HAknjb9A4eegKqCdxwqdxbLFDoPkzQW0kfqfDiPCn5TS6TeCO4AA7EBXtOak tdZsnAofi8EMXKFcFI0eow== 0000899243-02-002334.txt : 20020815 0000899243-02-002334.hdr.sgml : 20020815 20020814191513 ACCESSION NUMBER: 0000899243-02-002334 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAROFIM FAYEZ CENTRAL INDEX KEY: 0000315027 IRS NUMBER: 741312679 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-00132 FILM NUMBER: 02738705 BUSINESS ADDRESS: STREET 1: TWO HOUSTON CTR STE 2907 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 7136544484 MAIL ADDRESS: STREET 1: TWO HOUSTON CENTER STREET 2: SUITE 2907 CITY: HOUSTON STATE: TX ZIP: 77010 13F-HR/A 1 d13fhra.txt FORM 13-F FOR THE PERIOD ENDING JUNE 30, 2002 FILE # 28-132 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 Report for the Calendar Quarter Ended June 30, 2002 - ------------------------------------------------------------------------------- If amended report check here: [x] Name of Institutional Investment Manager: FAYEZ SAROFIM Business Address: Street: Two Houston Center, Suite 2907 City: Houston State: Texas Zip: 77010 Name, Phone No. and Title of Person Duly Authorized to Submit This Report: Fayez Sarofim, (713) 654-4484 - ------------------------------------------------------------------------------- ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - ------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Houston and State of Texas on the 15th day of August, 2002. FAYEZ SAROFIM (Name of Institutional Investment Manager) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). NAME 13F File Number ---- --------------- 1. Fayez Sarofim & Co. 28 - 133 2. Sarofim Trust Co. 28 - 960 3. Sarofim International Management Company 28 - 5074 Fayez Sarofim is deemed to exercise investment discretion over $100,000,000 worth of Section 13(f) securities because he is the majority shareholder of Fayez Sarofim & Co., a Texas Business Corporation and a registered investment adviser, which exercises investment discretion over more than $100,000,000 worth of Section 13(f) securities. The report filed herewith covers Section 13(f) securities over which Mr. Sarofim exercises investment discretion for the account of other persons (such investment discretion is shared with co-trustees who are not managers on whose behalf this report is being filed), Section 13(f) securities over which Fayez Sarofim & Co. exercises investment discretion for the account of others or for its own account (such investment discretion is shared with Mr. Sarofim), Section 13(f) securities over which Sarofim Trust Co., a wholly-owned subsidiary of Fayez Sarofim & Co., exercises investment discretion for the account of others or for its own account (such investment discretion is shared with Mr. Sarofim and Fayez Sarofim & Co.), and Section 13(f) securities over which Sarofim International Management Company, a wholly- owned subsidiary of Fayez Sarofim & Co., exercises investment discretion for the account of others or for its own account (such investment discretion is shared with Mr. Sarofim and Fayez Sarofim & Co.). Mr. Sarofim is filing Form 13F on behalf of Fayez Sarofim & Co., Sarofim Trust Co. and Sarofim International Management Company to report investment discretion over Section 13(f) securities exercised by Fayez Sarofim & Co., Sarofim Trust Co. and Sarofim International Management Company at June 30, 2002. INFORMATION STATEMENT The Dreyfus Corporation is filing the report required of institutional investment managers pursuant to Section 13(f) of the Securities Exchange Act of 1934 and rules thereunder on behalf of Fayez Sarofim & Co. with respect to those securities owned beneficiary by the following registered investment companies: Dreyfus Appreciation Fund, Inc. Dreyfus Variable Investment Fund Capital Appreciation Portfolio Dreyfus Premier Worldwide Growth Fund, Inc. Dreyfus Premier Tax Managed Growth Fund, Inc. Dreyfus Tax-Smart Growth Fund, Inc. File # 28-133 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 Report for the Calendar Quarter Ended June 30, 2002 - ------------------------------------------------------------------------------- If amended report check here: [x] Name of Institutional Investment Manager: FAYEZ SAROFIM & CO. Business Address: Street: Two Houston Center, Suite 2907 City: Houston State: Texas Zip: 77010 Name, Phone No. and Title of Person Duly Authorized to Submit This Report: Mrs. Raye G. White, (713) 654-4484, Executive Vice President - ------------------------------------------------------------------------------- ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - ------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Houston and State of Texas on the 15th day of August, 2002 FAYEZ SAROFIM & CO. (Name of Institutional Investment Manager) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). NAME 13F File Number ---- --------------- NONE. Fayez Sarofim is filing Form 13F on behalf of Fayez Sarofim & Co., to report investment discretion over Section 13(f) securities exercised by Fayez Sarofim & Co. at June 30, 2002. File # 28-960 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 Report for the Calendar Quarter Ended June 30, 2002 _------------------------------------------------------------------------------ If amended report check here: [x] Name of Institutional Investment Manager: SAROFIM TRUST CO. Business Address: Street: Two Houston Center, Suite 2907 City: Houston State: Texas Zip: 77010 Name, Phone No. and Title of Person Duly Authorized to Submit This Report: Mrs. Raye G. White, (713) 654-4484, Executive Vice President - ------------------------------------------------------------------------------- ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - ------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Houston and State of Texas on the 15th day of August, 2002. SAROFIM TRUST CO. (Name of Institutional Investment Manager) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). NAME 13F File Number ---- --------------- NONE. Fayez Sarofim is filing Form 13F on behalf of Sarofim Trust Co. to report investment discretion over Section 13(f) securities exercised by Sarofim Trust Co. at June 30, 2002. File # 28-5074 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 Report for the Calendar Quarter Ended June 30, 2002 If amended report check here: [x] Name of Institutional Investment Manager: SAROFIM INTERNATIONAL MANAGEMENT COMPANY Business Address: Street: Two Houston Center, Suite 2907 City: Houston State: Texas Zip: 77010 Name, Phone No. and Title of Person Duly Authorized to Submit This Report: Mrs. Raye G. White, (713) 654-4484, Executive Vice President - ------------------------------------------------------------------------------- ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - ------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Houston and State of Texas on the 15th day of August, 2002. SAROFIM INTERNATIONAL MANAGEMENT COMPANY (Name of Institutional Investment Manager) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). NAME 13F File Number ---- --------------- NONE. Fayez Sarofim is filing Form 13F on behalf of Sarofim Trust Co. to report investment discretion over Section 13(f) securities exercised by Sarofim Trust Co. at June 30, 2002. THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION
Page 1 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ------ ---------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------ ---------- ------------- ------------- -------------- AOL Time Warner Inc. COMMON 00184A105 168,659,439 11,465,632 AOL Time Warner Inc. COMMON 00184A105 25,397,183 1,726,525 AOL Time Warner Inc. COMMON 00184A105 17,560,577 1,193,785 AOL Time Warner Inc. COMMON 00184A105 130,184 8,850 Abbott Laboratories COMMON 002824100 395,079,778 10,493,487 Abbott Laboratories COMMON 002824100 74,695,605 1,983,947 Abbott Laboratories COMMON 002824100 31,741,661 843,072 Abbott Laboratories COMMON 002824100 402,855 10,700 Aerovox Inc (Filed Chapt. 11 on 6/6/01) COMMON 00808M105 78 10,000 Air Products & Chemicals COMMON 009158106 227,317 4,504 Alamo Group Inc COMMON 011311107 2,272,500 151,500 Alcoa Inc COMMON 013817101 1,450,279 43,749 Allegheny Technologies COMMON 01741R102 515,617 32,634 Allstate Corp COMMON 020002101 186,009 5,030 Allstate Corp COMMON 020002101 554,700 15,000 ALLTEL Corp COMMON 020039103 455,618 9,694 American Ecology Corp COMMON 025533407 112,845 24,801 American Ecology Corp COMMON 025533407 1,665 366 American Ecology Corp COMMON 025533407 53,617 11,784 American Ecology Corp COMMON 025533407 396 87 American Electric Power COMMON 025537101 1,644,262 41,086 American Electric Power COMMON 025537101 361,781 9,040 American Electric Power COMMON 025537101 23,012 575 ------------ COLUMN TOTALS 721,526,978 - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- AOL Time Warner Inc. 11,465,632 1 10,598,242 867,390 AOL Time Warner Inc. 1,726,525 1., 2. 1,601,457 125,068 AOL Time Warner Inc. 1,193,785 1., 3. 744,410 449,375 AOL Time Warner Inc. 8,850 None 8,850 Abbott Laboratories 10,493,487 1 8,717,127 1,776,359 Abbott Laboratories 1,983,947 1., 2. 1,820,182 163,765 Abbott Laboratories 843,072 1., 3. 273,000 570,072 Abbott Laboratories 10,700 None 10,700 Aerovox Inc (Filed Chapt. 11 on 6/6/01) 10,000 1 10,000 Air Products & Chemicals 4,504 1 3,304 1,200 Alamo Group Inc 151,500 1., 3. 151,500 Alcoa Inc 43,749 1 23,524 20,225 Allegheny Technologies 32,634 1 32,625 9 Allstate Corp 5,030 1 4,228 802 Allstate Corp 15,000 1., 2. 15,000 ALLTEL Corp 9,694 1 9,232 462 American Ecology Corp 24,801 1 20,144 4,657 American Ecology Corp 366 1., 2. 366 American Ecology Corp 11,784 1., 3. 11,784 American Ecology Corp 87 None 87 American Electric Power 41,086 1 25,446 15,640 American Electric Power 9,040 1., 2. 1,300 7,740 American Electric Power 575 None 575
Page 2 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ------ ---------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------ ---------- ------------- ------------- -------------- American Express Co COMMON 025816109 218,704,124 6,021,589 American Express Co COMMON 025816109 45,496,175 1,252,648 American Express Co COMMON 025816109 15,443,264 425,200 American Intl Group Inc COMMON 026874107 503,941,762 7,385,926 American Intl Group Inc COMMON 026874107 84,854,581 1,243,655 American Intl Group Inc COMMON 026874107 149,503,966 2,191,176 American Intl Group Inc COMMON 026874107 5,003,442 73,332 American National Ins Co COMMON 028591105 2,613,871 27,143 American Tower Corp Cl A COMMON 029912201 86,329 25,023 American Tower Corp Cl A COMMON 029912201 170,609 49,452 Amgen Inc COMMON 031162100 879,941 21,011 Amgen Inc COMMON 031162100 795,720 19,000 Anadarko Petroleum Corp COMMON 032511107 653,472 13,255 Anheuser-Busch Cos Inc COMMON 035229103 414,058,661 8,281,173 Anheuser-Busch Cos Inc COMMON 035229103 80,603,750 1,612,075 Anheuser-Busch Cos Inc COMMON 035229103 26,251,700 525,034 Anheuser-Busch Cos Inc COMMON 035229103 2,172,000 43,440 Apple Computer Inc COMMON 037833100 520,968 29,400 Applera Corp - Celera Genomics Group COMMON 038020202 124,008 10,334 Applera Corp - Celera Genomics Group COMMON 038020202 72,000 6,000 Applied Materials Inc COMMON 038222105 223,105 11,730 Argonaut Group Inc COMMON 040157109 2,370,294 110,658 ------------ COLUMN TOTALS 1,554,543,742 - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- American Express Co 6,021,589 1 5,126,392 895,197 American Express Co 1,252,648 1., 2. 1,165,753 86,895 American Express Co 425,200 1., 3. 138,000 287,200 American Intl Group Inc 7,385,926 1 5,993,566 1,392,361 American Intl Group Inc 1,243,655 1., 2. 1,153,443 90,212 American Intl Group Inc 2,191,176 1., 3. 1,873,568 317,608 American Intl Group Inc 73,332 None 73,332 American National Ins Co 27,143 1 24,000 3,143 American Tower Corp Cl A 25,023 1 25,023 American Tower Corp Cl A 49,452 None 49,452 Amgen Inc 21,011 1 16,205 4,806 Amgen Inc 19,000 1., 3. 19,000 Anadarko Petroleum Corp 13,255 1 9,235 4,020 Anheuser-Busch Cos Inc 8,281,173 1 6,536,810 1,744,363 Anheuser-Busch Cos Inc 1,612,075 1., 2. 1,550,775 61,300 Anheuser-Busch Cos Inc 525,034 1., 3. 186,000 339,034 Anheuser-Busch Cos Inc 43,440 None 43,440 Apple Computer Inc 29,400 1 1,400 28,000 Applera Corp - Celera Genomics Group 10,334 1 10,000 334 Applera Corp - Celera Genomics Group 6,000 1., 3. 6,000 Applied Materials Inc 11,730 1 10,250 1,480 Argonaut Group Inc 110,658 1 81,555 29,103
Page 3 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ------ ---------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------ ---------- ------------- ------------- -------------- Argonaut Group Inc COMMON 040157109 41,191 1,923 Argonaut Group Inc COMMON 040157109 8,771,619 409,506 Argonaut Group Inc COMMON 040157109 42,861 2,001 Aspen Technology Inc COMMON 045327103 269,649 32,332 Atrix Labs Inc COMMON 04962L101 222,500 10,000 Automatic Data Processing COMMON 053015103 1,371,607 31,495 Automatic Data Processing COMMON 053015103 26,130 600 Avery Dennison Corp COMMON 053611109 2,877,470 45,856 Avery Dennison Corp COMMON 053611109 445,525 7,100 BP Plc ADR COMMON 055622104 409,002,506 8,100,664 BP Plc ADR COMMON 055622104 99,393,554 1,968,579 BP Plc ADR COMMON 055622104 53,818,452 1,065,923 BP Plc ADR COMMON 055622104 1,207,266 23,911 Bank America Corp COMMON 060505104 63,990,823 909,477 Bank America Corp COMMON 060505104 9,320,167 132,464 Bank America Corp COMMON 060505104 2,680,153 38,092 Bank America Corp COMMON 060505104 25,119 357 Bank of New York COMMON 064057102 333,518 9,882 Bank of New York COMMON 064057102 158,625 4,700 Bank One Corp COMMON 06423A103 576,661 14,986 Baxter International Inc COMMON 071813109 1,551,038 34,894 Becton Dickinson COMMON 075887109 609,765 17,700 BellSouth Corp COMMON 079860102 343,688,324 10,910,740 BellSouth Corp COMMON 079860102 61,691,221 1,958,451 ------------ COLUMN TOTALS 1,062,115,744 - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Argonaut Group Inc 1,923 1., 2. 1,923 Argonaut Group Inc 409,506 1., 3. 409,506 Argonaut Group Inc 2,001 None 2,001 Aspen Technology Inc 32,332 1 32,332 Atrix Labs Inc 10,000 1 10,000 Automatic Data Processing 31,495 1 26,240 5,255 Automatic Data Processing 600 1., 2. 600 Avery Dennison Corp 45,856 1 43,192 2,664 Avery Dennison Corp 7,100 1., 2. 7,100 BP Plc ADR 8,100,664 1 6,653,616 1,447,048 BP Plc ADR 1,968,579 1., 2. 1,812,123 156,456 BP Plc ADR 1,065,923 1., 3. 535,198 530,725 BP Plc ADR 23,911 None 23,911 Bank America Corp 909,477 1 736,011 173,466 Bank America Corp 132,464 1., 2. 105,261 27,203 Bank America Corp 38,092 1., 3. 38,092 Bank America Corp 357 None 357 Bank of New York 9,882 1 5,170 4,712 Bank of New York 4,700 1., 2. 4,700 Bank One Corp 14,986 1 5,031 9,955 Baxter International Inc 34,894 1 33,944 950 Becton Dickinson 17,700 1 14,700 3,000 BellSouth Corp 10,910,740 1 9,211,490 1,699,251 BellSouth Corp 1,958,451 1., 2. 1,784,520 173,931
Page 4 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ------ ---------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------ ---------- ------------- ------------- -------------- BellSouth Corp COMMON 079860102 17,669,925 560,950 BellSouth Corp COMMON 079860102 286,650 9,100 Berkshire Hathaway Cl A COMMON 084670108 62,391,200 934 Berkshire Hathaway Cl A COMMON 084670108 25,584,400 383 Berkshire Hathaway Cl A COMMON 084670108 43,620,400 653 Berkshire Hathaway Cl A COMMON 084670108 200,400 3 Berkshire Hathaway Cl B COMMON 084670207 13,433,042 6,013 Berkshire Hathaway Cl B COMMON 084670207 424,460 190 Berkshire Hathaway Cl B COMMON 084670207 3,006,964 1,346 Bio Technology General Corp COMMON 090578105 389,767 64,853 Boeing Co COMMON 097023105 3,639,285 80,873 Boeing Co COMMON 097023105 411,300 9,140 Bristol-Myers Squibb Co COMMON 110122108 7,586,666 295,201 Bristol-Myers Squibb Co COMMON 110122108 391,925 15,250 Bristol-Myers Squibb Co COMMON 110122108 185,297 7,210 Bristol-Myers Squibb Co COMMON 110122108 71,960 2,800 Buckeye Partners LP Units COMMON 118230101 212,700 6,000 Burlington Northern Santa Fe Corp COMMON 12189T104 304,320 10,144 CLECO Corp (new) COMMON 12561W105 1,801,801 82,274 CLECO Corp (new) COMMON 12561W105 389,294 17,776 CVS Corp COMMON 126650100 7,364,012 240,654 CVS Corp COMMON 126650100 441,558 14,430 CVS Corp COMMON 126650100 3,060 100 Camden Property Trust COMMON 133131102 603,589 16,300 ------------ COLUMN TOTALS 190,413,975 - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- BellSouth Corp 560,950 1., 3. 86,600 474,350 BellSouth Corp 9,100 None 9,100 Berkshire Hathaway Cl A 934 1 702 232 Berkshire Hathaway Cl A 383 1., 2. 290 93 Berkshire Hathaway Cl A 653 1., 3. 356 297 Berkshire Hathaway Cl A 3 None 3 Berkshire Hathaway Cl B 6,013 1 4,571 1,442 Berkshire Hathaway Cl B 190 1., 2. 59 131 Berkshire Hathaway Cl B 1,346 1., 3. 24 1,322 Bio Technology General Corp 64,853 1 64,853 Boeing Co 80,873 1 38,941 41,932 Boeing Co 9,140 1., 2. 6,540 2,600 Bristol-Myers Squibb Co 295,201 1 195,403 99,798 Bristol-Myers Squibb Co 15,250 1., 2. 2,350 12,900 Bristol-Myers Squibb Co 7,210 1., 3. 2,000 5,210 Bristol-Myers Squibb Co 2,800 None 2,800 Buckeye Partners LP Units 6,000 1 2,000 4,000 Burlington Northern Santa Fe Corp 10,144 1 8,050 2,094 CLECO Corp (new) 82,274 1 60,174 22,100 CLECO Corp (new) 17,776 1., 2. 17,776 CVS Corp 240,654 1 223,679 16,975 CVS Corp 14,430 1., 2. 1,225 13,205 CVS Corp 100 1., 3. 100 Camden Property Trust 16,300 1 16,300
Page 5 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ------ ---------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------ ---------- ------------- ------------- -------------- Camden Property Trust COMMON 133131102 5,555 150 Campbell Soup Co COMMON 134429109 2,333,121 84,350 Campbell Soup Co COMMON 134429109 221,280 8,000 Cardinal Health Inc COMMON 14149Y108 1,313,928 21,396 Caterpillar Inc COMMON 149123101 317,783 6,492 Cendant Corp COMMON 151313103 344,358 21,685 CenturyTel Inc COMMON 156700106 268,745 9,110 Charter One Financial Inc COMMON 160903100 293,365 8,533 ChevronTexaco Corp COMMON 166764100 517,347,233 5,845,731 ChevronTexaco Corp COMMON 166764100 94,099,130 1,063,267 ChevronTexaco Corp COMMON 166764100 117,074,349 1,322,874 ChevronTexaco Corp COMMON 166764100 1,130,499 12,774 Cisco Systems Inc COMMON 17275R102 210,119,155 15,062,305 Cisco Systems Inc COMMON 17275R102 41,596,696 2,981,842 Cisco Systems Inc COMMON 17275R102 15,247,880 1,093,038 Cisco Systems Inc COMMON 17275R102 176,705 12,667 Citigroup Inc COMMON 172967101 927,583,403 23,937,636 Citigroup Inc COMMON 172967101 171,342,589 4,421,744 Citigroup Inc COMMON 172967101 62,678,474 1,617,509 Citigroup Inc COMMON 172967101 3,786,456 97,715 Clear Channel Communication COMMON 184502102 3,457,680 107,985 Clorox Co COMMON 189054109 546,440 13,215 Coach Inc COMMON 189754104 4,057,879 73,914 ------------ COLUMN TOTALS 2,175,342,703 - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Camden Property Trust 150 1., 2. 150 Campbell Soup Co 84,350 1 14,000 70,350 Campbell Soup Co 8,000 None 8,000 Cardinal Health Inc 21,396 1 17,958 3,438 Caterpillar Inc 6,492 1 5,672 820 Cendant Corp 21,685 1 21,685 CenturyTel Inc 9,110 1 9,110 Charter One Financial Inc 8,533 1 8,533 ChevronTexaco Corp 5,845,731 1 4,817,964 1,027,768 ChevronTexaco Corp 1,063,267 1., 2. 979,382 83,885 ChevronTexaco Corp 1,322,874 1., 3. 1,079,310 243,564 ChevronTexaco Corp 12,774 None 12,774 Cisco Systems Inc 15,062,305 1 12,842,818 2,219,487 Cisco Systems Inc 2,981,842 1., 2. 2,715,684 266,158 Cisco Systems Inc 1,093,038 1., 3. 316,200 776,838 Cisco Systems Inc 12,667 None 12,667 Citigroup Inc 23,937,636 1 19,025,142 4,912,494 Citigroup Inc 4,421,744 1., 2. 4,123,464 298,280 Citigroup Inc 1,617,509 1., 3. 522,433 1,095,076 Citigroup Inc 97,715 None 97,715 Clear Channel Communication 107,985 1 103,747 4,238 Clorox Co 13,215 1 8,815 4,400 Coach Inc 73,914 1 17,595 56,319
Page 6 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ------ ---------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------ ---------- ------------- ------------- -------------- Coach Inc COMMON 189754104 87,291 1,590 Coach Inc COMMON 189754104 316,389 5,763 Coca-Cola Co COMMON 191216100 1545434025 27,597,036 Coca-Cola Co COMMON 191216100 263,955,431 4,713,490 Coca-Cola Co COMMON 191216100 356,545,280 6,366,880 Coca-Cola Co COMMON 191216100 12,632,480 225,580 Cognex Corp COMMON 192422103 529,962 26,432 Colgate Palmolive Co COMMON 194162103 108,130,511 2,160,450 Colgate Palmolive Co COMMON 194162103 7,282,275 145,500 Colgate Palmolive Co COMMON 194162103 7,117,110 142,200 Comcast Corp Class A Spl COMMON 200300200 440,182 18,464 ConAgra Foods Inc COMMON 205887102 408,556 14,776 Conoco Inc COMMON 208251504 204,942 7,372 Conoco Inc COMMON 208251504 275,720 9,918 Cooper Cameron Corp COMMON 216640102 347,220 7,171 Corning Inc COMMON 219350105 56,509 15,918 Corning Inc COMMON 219350105 3,696 1,041 Cox Communications Inc New Class A COMMON 224044107 278,338 10,103 Cox Communications Inc New Class A COMMON 224044107 37,137 1,348 Curtiss-Wright Corp Cl B COMMON 231561408 9,055,883 119,787 Curtiss-Wright Corp Cl B COMMON 231561408 2,346,548 31,039 Curtiss-Wright Corp Cl B COMMON 231561408 3,631,068 48,030 Curtiss-Wright Corp Cl B COMMON 231561408 49,820 659 ------------ COLUMN TOTALS 2,319,166,373 - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Coach Inc 1,590 1., 2. 1,590 Coach Inc 5,763 None 5,763 Coca-Cola Co 27,597,036 1 21,223,071 6,373,965 Coca-Cola Co 4,713,490 1., 2. 4,442,278 271,212 Coca-Cola Co 6,366,880 1., 3. 5,107,880 1,259,000 Coca-Cola Co 225,580 None 225,580 Cognex Corp 26,432 1 26,432 Colgate Palmolive Co 2,160,450 1 1,815,238 345,212 Colgate Palmolive Co 145,500 1., 2. 84,035 61,465 Colgate Palmolive Co 142,200 1., 3. 142,200 Comcast Corp Class A Spl 18,464 1 17,819 645 ConAgra Foods Inc 14,776 1 14,776 Conoco Inc 7,372 1 6,017 1,355 Conoco Inc 9,918 None 9,918 Cooper Cameron Corp 7,171 1 7,171 Corning Inc 15,918 1 15,918 Corning Inc 1,041 1., 2. 1,041 Cox Communications Inc New Class A 10,103 1 10,103 Cox Communications Inc New Class A 1,348 None 1,348 Curtiss-Wright Corp Cl B 119,787 1 97,124 22,662 Curtiss-Wright Corp Cl B 31,039 1., 2. 30,943 96 Curtiss-Wright Corp Cl B 48,030 1., 3. 47,088 942 Curtiss-Wright Corp Cl B 659 None 659
Page 7 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ------ ---------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------ ---------- ------------- ------------- -------------- DPL Inc COMMON 233293109 267,806 10,125 Danaher Corp COMMON 235851102 199,714 3,010 Danaher Corp COMMON 235851102 63,696 960 Dell Computer Corp COMMON 247025109 1,888,327 72,239 Dell Computer Corp COMMON 247025109 3,353,762 128,300 Devon Energy Corp COMMON 25179M103 534,097 10,838 Devon Energy Corp COMMON 25179M103 402,322 8,164 Devon Energy Corp COMMON 25179M103 3,562,303 72,287 Devon Energy Corp COMMON 25179M103 60,368 1,225 Disney (Walt) Co COMMON 254687106 4,683,033 247,780 Disney (Walt) Co COMMON 254687106 20,318 1,075 Disney (Walt) Co COMMON 254687106 37,800 2,000 Disney (Walt) Co COMMON 254687106 127,764 6,760 Dole Food Co Inc COMMON 256605106 278,749 9,662 Dominion Resources Inc COMMON 25746U109 758,387 11,456 Dow Chemical Co COMMON 260543103 11,408,281 331,829 Dow Chemical Co COMMON 260543103 1,366,605 39,750 Dow Chemical Co COMMON 260543103 2,939,490 85,500 Dow Chemical Co COMMON 260543103 698,636 20,321 Dreyfus Appreciation Fund COMMON 261970107 3,096,869 89,531 Dreyfus Premier Core Equ- ity Fund COMMON 261978217 2,715,225 203,540 Dreyfus Premier Tax Managed Growth Fund-Class COMMON 261978381 1,183,219 81,433 ------------ COLUMN TOTALS 39,646,771 - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- DPL Inc 10,125 1., 2. 10,125 Danaher Corp 3,010 1 3,010 Danaher Corp 960 1., 2. 960 Dell Computer Corp 72,239 1 58,242 13,997 Dell Computer Corp 128,300 1., 3. 128,300 Devon Energy Corp 10,838 1 8,870 1,968 Devon Energy Corp 8,164 1., 2. 8,164 Devon Energy Corp 72,287 1., 3. 72,287 Devon Energy Corp 1,225 None 1,225 Disney (Walt) Co 247,780 1 76,594 171,186 Disney (Walt) Co 1,075 1., 2. 75 1,000 Disney (Walt) Co 2,000 1., 3. 2,000 Disney (Walt) Co 6,760 None 6,760 Dole Food Co Inc 9,662 1 8,096 1,566 Dominion Resources Inc 11,456 1 9,600 1,856 Dow Chemical Co 331,829 1 145,817 186,012 Dow Chemical Co 39,750 1., 2. 39,300 450 Dow Chemical Co 85,500 1., 3. 85,500 Dow Chemical Co 20,321 None 20,321 Dreyfus Appreciation Fund 89,531 1 85,769 3,761 Dreyfus Premier Core Equ- ity Fund 203,540 1 203,540 Dreyfus Premier Tax Managed Growth 81,433 1 81,433
Page 8 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ------ ---------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------ ---------- ------------- ------------- -------------- Dreyfus Premier Worldwide Growth Fund-Class A COMMON 261989107 2,361,020 83,754 DuPont E I de Nemours COMMON 263534109 2,660,492 59,921 DuPont E I de Nemours COMMON 263534109 235,320 5,300 DuPont E I de Nemours COMMON 263534109 195,360 4,400 Duke Energy Corporation COMMON 264399106 1,689,508 54,325 Duke Energy Corporation COMMON 264399106 20,899 672 EMC Corp COMMON 268648102 3,945,496 522,582 EMC Corp COMMON 268648102 237,183 31,415 EMC Corp COMMON 268648102 107,965 14,300 EMC Corp COMMON 268648102 4,153 550 Eaton Vance Corp (non-voting) COMMON 278265103 14,601,600 468,000 Eaton Vance Corp (non-voting) COMMON 278265103 65,894,400 2,112,000 El Paso Corporation COMMON 28336L109 3,332,431 161,690 El Paso Corporation COMMON 28336L109 60,841 2,952 El Paso Corporation COMMON 28336L109 383,346 18,600 El Paso Energy Partners LP COMMON 28368B102 17,546,825 550,575 Emerson COMMON 291011104 204,686,873 3,825,208 Emerson COMMON 291011104 21,058,171 393,537 Emerson COMMON 291011104 14,119,951 263,875 Emerson COMMON 291011104 151,166 2,825 Enesco Group Inc COMMON 292973104 1,660,600 190,000 Entergy Corp (new) COMMON 29364G103 488,060 11,500 ------------ COLUMN TOTALS 355,441,660 - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Dreyfus Premier Worldwide Growth Fund-Class A 83,754 1 83,754 DuPont E I de Nemours 59,921 1 52,765 7,156 DuPont E I de Nemours 5,300 1., 2. 2,100 3,200 DuPont E I de Nemours 4,400 None 4,400 Duke Energy Corporation 54,325 1 43,014 11,311 Duke Energy Corporation 672 None 672 EMC Corp 522,582 1 337,318 185,264 EMC Corp 31,415 1., 2. 18,065 13,350 EMC Corp 14,300 1., 3. 1,600 12,700 EMC Corp 550 None 550 Eaton Vance Corp (non-voting) 468,000 1., 2. 468,000 Eaton Vance Corp (non-voting) 2,112,000 1., 3. 2,112,000 El Paso Corporation 161,690 1 71,478 90,212 El Paso Corporation 2,952 1., 2. 2,952 El Paso Corporation 18,600 1., 3. 18,600 El Paso Energy Partners LP 550,575 1 519,575 31,000 Emerson 3,825,208 1 3,237,750 587,458 Emerson 393,537 1., 2. 346,575 46,962 Emerson 263,875 1., 3. 74,100 189,775 Emerson 2,825 None 2,825 Enesco Group Inc 190,000 1., 3. 190,000 Entergy Corp (new) 11,500 1 1,500 10,000
Page 9 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ------ ---------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------ ---------- ------------- ------------- -------------- Ericsson (LM) Telephone Co ADR COMMON 294821400 25,644 17,808 Exelon Corp COMMON 30161N101 361,550 6,913 Exelon Corp COMMON 30161N101 35,930 687 Expeditors Intl Wash Inc COMMON 302130109 663,200 20,000 Exxon Mobil Corp COMMON 30231G102 1326715427 32,422,176 Exxon Mobil Corp COMMON 30231G102 241,180,667 5,893,956 Exxon Mobil Corp COMMON 30231G102 207,138,800 5,062,043 Exxon Mobil Corp COMMON 30231G102 10,589,441 258,784 FPL Group Inc COMMON 302571104 691,685 11,530 FPL Group Inc COMMON 302571104 275,954 4,600 Freddie Mac COMMON 313400301 297,672,210 4,863,925 Freddie Mac COMMON 313400301 70,781,778 1,156,565 Freddie Mac COMMON 313400301 29,232,486 477,655 Freddie Mac COMMON 313400301 477,360 7,800 Fannie Mae COMMON 313586109 748,398,159 10,147,772 Fannie Mae COMMON 313586109 137,894,063 1,869,750 Fannie Mae COMMON 313586109 55,441,046 751,743 Fannie Mae COMMON 313586109 2,343,406 31,775 Fifth Third Bancorp COMMON 316773100 370,707 5,562 First Data Corp COMMON 319963104 1,147,322 30,842 Fleet Boston Finl Corp COMMON 339030108 1,316,871 40,707 Ford Motor Company (New) COMMON 345370860 58,832,678 3,677,042 Ford Motor Company (New) COMMON 345370860 38,355,464 2,397,217 ------------ COLUMN TOTALS 3,229,941,848 - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Ericsson (LM) Telephone Co ADR 17,808 1 4,860 12,948 Exelon Corp 6,913 1 6,913 Exelon Corp 687 1., 2. 687 Expeditors Intl Wash Inc 20,000 1 20,000 Exxon Mobil Corp 32,422,176 1 26,260,501 6,161,675 Exxon Mobil Corp 5,893,956 1., 2. 5,423,543 470,413 Exxon Mobil Corp 5,062,043 1., 3. 3,326,260 1,735,783 Exxon Mobil Corp 258,784 None 258,784 FPL Group Inc 11,530 1 5,810 5,720 FPL Group Inc 4,600 1., 2. 200 4,400 Freddie Mac 4,863,925 1 4,004,204 859,721 Freddie Mac 1,156,565 1., 2. 1,063,550 93,015 Freddie Mac 477,655 1., 3. 151,500 326,155 Freddie Mac 7,800 None 7,800 Fannie Mae 10,147,772 1 8,207,471 1,940,300 Fannie Mae 1,869,750 1., 2. 1,719,148 150,602 Fannie Mae 751,743 1., 3. 203,300 548,443 Fannie Mae 31,775 None 31,775 Fifth Third Bancorp 5,562 1 5,000 562 First Data Corp 30,842 1 15,992 14,850 Fleet Boston Finl Corp 40,707 1 16,454 24,253 Ford Motor Company (New) 3,677,042 1 2,196,943 1,480,099 Ford Motor Company (New) 2,397,217 1., 2. 2,348,970 48,247
Page 10 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ------ ---------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------ ---------- ------------- ------------- -------------- Ford Motor Company (New) COMMON 345370860 14,187,442 886,715 Ford Motor Company (New) COMMON 345370860 1,271,888 79,493 Ford Cap Trust II Cv Pfd 6.5% 1/15/32 Series CV-PFD 345395206 199,144,125 3,540,340 Ford Cap Trust II Cv Pfd 6.5% 1/15/32 Series CV-PFD 345395206 14,378,063 255,610 Ford Cap Trust II Cv Pfd 6.5% 1/15/32 Series CV-PFD 345395206 17,561,250 312,200 Ford Cap Trust II Cv Pfd 6.5% 1/15/32 Series CV-PFD 345395206 168,750 3,000 Fortune Brands Inc COMMON 349631101 286,384 5,114 Fox Entertainment Group COMMON 35138T107 10,685,993 491,310 Fox Entertainment Group COMMON 35138T107 6,459,750 297,000 Fox Entertainment Group COMMON 35138T107 3,555,038 163,450 Franklin Resources Inc COMMON 354613101 355,234 8,331 Franklin Resources Inc COMMON 354613101 21,320 500 Franklin Resources Inc COMMON 354613101 6,730,681 157,849 Gallaher Group PLC ADS COMMON 363595109 272,431 7,294 GAM North America Fund COMMON 364590604 3,216,836 244,626 Gannett Co COMMON 364730101 224,081 2,952 Gap Inc COMMON 364760108 200,461 14,117 General Electric Co COMMON 369604103 1204557600 41,464,978 General Electric Co COMMON 369604103 198,839,392 6,844,730 General Electric Co COMMON 369604103 111,427,637 3,835,719 General Electric Co COMMON 369604103 8,467,552 291,482 General Growth Properties COMMON 370021107 943,500 18,500 ------------ COLUMN TOTALS 1,802,955,408 - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Ford Motor Company (New) 886,715 1., 3. 548,958 337,757 Ford Motor Company (New) 79,493 None 79,493 Ford Cap Trust II Cv Pfd 6.5% 1/15/32 Series 3,540,340 1 3,016,290 524,050 Ford Cap Trust II Cv Pfd 6.5% 1/15/32 Series 255,610 1., 2. 193,750 61,860 Ford Cap Trust II Cv Pfd 6.5% 1/15/32 Series 312,200 1., 3. 70,000 242,200 Ford Cap Trust II Cv Pfd 6.5% 1/15/32 Series 3,000 None 3,000 Fortune Brands Inc 5,114 1 1,020 4,094 Fox Entertainment Group 491,310 1 380,835 110,475 Fox Entertainment Group 297,000 1., 2. 296,400 600 Fox Entertainment Group 163,450 1., 3. 163,450 Franklin Resources Inc 8,331 1 6,381 1,950 Franklin Resources Inc 500 1., 2. 500 Franklin Resources Inc 157,849 1., 3. 157,849 Gallaher Group PLC ADS 7,294 1 3,200 4,094 GAM North America Fund 244,626 1 244,626 Gannett Co 2,952 1 1,300 1,652 Gap Inc 14,117 1 14,117 General Electric Co 41,464,978 1 32,514,002 8,950,976 General Electric Co 6,844,730 1., 2. 6,347,289 497,441 General Electric Co 3,835,719 1., 3. 1,931,200 1,904,519 General Electric Co 291,482 None 291,482 General Growth Properties 18,500 1 18,500
Page 11 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ---------- ----------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ---------- ----------- ------------- ------------- -------------- General Mills Inc COMMON 370334104 1,986,538 45,067 General Mills Inc COMMON 370334104 105,792 2,400 General Mills Inc COMMON 370334104 83,752 1,900 General Motors Corp COMMON 370442105 217,381 4,067 Gillette Company COMMON 375766102 34,967,387 1,032,400 Gillette Company COMMON 375766102 807,800 23,850 Gillette Company COMMON 375766102 661,481 19,530 Gillette Company COMMON 375766102 822,364 24,280 GlaxoSmithKline PLC ADR COMMON 37733W105 1,627,111 37,717 GlaxoSmithKline PLC ADR COMMON 37733W105 54,572 1,265 Goldman Sachs Group Inc COMMON 38141G104 12,825,027 174,847 Goldman Sachs Group Inc COMMON 38141G104 480,443 6,550 Goldman Sachs Group Inc COMMON 38141G104 18,338 250 HCA Inc COMMON 404119109 6,521,798 137,301 Harrahs Entertainment Inc COMMON 413619107 3,991,500 90,000 Harrahs Entertainment Inc COMMON 413619107 13,083,250 295,000 Harte Hanks Inc COMMON 416196103 510,092 24,822 Hartford Financial Ser Group Inc COMMON 416515104 449,593 7,560 Hartford Financial Ser Group Inc COMMON 416515104 118,940 2,000 Hartford Financial Ser Group Inc COMMON 416515104 29,735 500 Heinz (H. J.) Co COMMON 423074103 47,612,583 1,158,457 Heinz (H. J.) Co COMMON 423074103 3,385,818 82,380 ------------ COLUMN TOTALS 130,361,295 - -------------------------- ---------- ----------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- ------------- ----------- ---------- ------------- General Mills Inc 45,067 1 11,487 33,580 General Mills Inc 2,400 1., 2. 2,400 General Mills Inc 1,900 None 1,900 General Motors Corp 4,067 1 4,067 Gillette Company 1,032,400 1 589,549 442,851 Gillette Company 23,850 1., 2. 18,600 5,250 Gillette Company 19,530 1., 3. 19,530 Gillette Company 24,280 None 24,280 GlaxoSmithKline PLC ADR 37,717 1 31,178 6,539 GlaxoSmithKline PLC ADR 1,265 1., 2. 1,265 Goldman Sachs Group Inc 174,847 1 90,028 84,819 Goldman Sachs Group Inc 6,550 1., 2. 1,550 5,000 Goldman Sachs Group Inc 250 None 250 HCA Inc 137,301 1 137,301 Harrahs Entertainment Inc 90,000 1., 2. 90,000 Harrahs Entertainment Inc 295,000 1., 3. 295,000 Harte Hanks Inc 24,822 1 24,822 Hartford Financial Ser Group Inc 7,560 1 226 7,334 Hartford Financial Ser Group Inc 2,000 1., 2. 2,000 Hartford Financial Ser Group Inc 500 1., 3. 500 Heinz (H. J.) Co 1,158,457 1 861,693 296,764 Heinz (H. J.) Co 82,380 1., 2. 79,580 2,800
Page 12 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ---------- ----------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ---------- ----------- ------------- ------------- -------------- Heinz (H. J.) Co COMMON 423074103 17,700,743 430,675 Heinz (H. J.) Co COMMON 423074103 1,158,280 28,182 Hewlett-Packard Co COMMON 428236103 338,921 22,181 Hewlett-Packard Co COMMON 428236103 10,238 670 Hewlett-Packard Co COMMON 428236103 382 25 Hewlett-Packard Co COMMON 428236103 69,386 4,541 Hibernia Corp Class A COMMON 428656102 152,462 7,704 Hibernia Corp Class A COMMON 428656102 75,202 3,800 Hilton Hotels Corp COMMON 432848109 1,522,050 109,500 Hilton Hotels Corp COMMON 432848109 2,170,694 156,165 Hilton Hotels Corp COMMON 432848109 6,098,681 438,754 Home Depot Inc COMMON 437076102 25,387,886 691,203 Home Depot Inc COMMON 437076102 8,168,679 222,398 Home Depot Inc COMMON 437076102 3,751,970 102,150 Honeywell Int'l Inc COMMON 438516106 181,679,206 5,156,946 Honeywell Int'l Inc COMMON 438516106 38,647,345 1,097,001 Honeywell Int'l Inc COMMON 438516106 14,701,479 417,300 Honeywell Int'l Inc COMMON 438516106 98,644 2,800 Hubbell Inc Cl B COMMON 443510201 2,358,877 69,074 Hudson City Bancorp Inc COMMON 443683107 366,160 18,400 ITT Industries Inc. COMMON 450911102 290,660 4,117 InforeTech Wireless Technology Inc. COMMON 45666P104 6,525 652,457 Intel Corporation COMMON 458140100 704,044,491 38,535,550 Intel Corporation COMMON 458140100 135,228,127 7,401,649 ------------ COLUMN TOTALS 1,144,027,088 - -------------------------- ---------- ----------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- ------------- ----------- ---------- ------------- Heinz (H. J.) Co 430,675 1., 3. 420,000 10,675 Heinz (H. J.) Co 28,182 None 28,182 Hewlett-Packard Co 22,181 1 12,672 9,508 Hewlett-Packard Co 670 1., 2. 650 20 Hewlett-Packard Co 25 1., 3. 25 Hewlett-Packard Co 4,541 None 4,541 Hibernia Corp Class A 7,704 1 7,704 Hibernia Corp Class A 3,800 1., 2. 3,800 Hilton Hotels Corp 109,500 1 4,500 105,000 Hilton Hotels Corp 156,165 1., 2. 156,165 Hilton Hotels Corp 438,754 1., 3. 438,754 Home Depot Inc 691,203 1 607,311 83,892 Home Depot Inc 222,398 1., 2. 220,848 1,550 Home Depot Inc 102,150 1., 3. 102,150 Honeywell Int'l Inc 5,156,946 1 4,096,282 1,060,664 Honeywell Int'l Inc 1,097,001 1., 2. 1,033,646 63,355 Honeywell Int'l Inc 417,300 1., 3. 128,100 289,200 Honeywell Int'l Inc 2,800 None 2,800 Hubbell Inc Cl B 69,074 1 67,162 1,912 Hudson City Bancorp Inc 18,400 1 18,400 ITT Industries Inc. 4,117 1 800 3,317 InforeTech Wireless Technology Inc. 652,457 1 652,457 Intel Corporation 38,535,550 1 31,184,852 7,350,698 Intel Corporation 7,401,649 1., 2. 6,878,304 523,345
Page 13 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ---------- ----------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ---------- ----------- ------------- ------------- -------------- Intel Corporation COMMON 458140100 51,428,698 2,814,926 Intel Corporation COMMON 458140100 2,628,432 143,866 Intl Business Machines COMMON 459200101 420,503,472 5,840,326 Intl Business Machines COMMON 459200101 79,714,495 1,107,146 Intl Business Machines COMMON 459200101 29,735,640 412,995 Intl Business Machines COMMON 459200101 264,240 3,670 Interpublic Group Cos Inc COMMON 460690100 257,628 10,405 Investors Finl Services COMMON 461915100 5,551,004 165,504 Investors Finl Services COMMON 461915100 36,047,719 1,074,768 J. P. Morgan Chase & Co. COMMON 46625H100 475,763,046 14,026,033 J. P. Morgan Chase & Co. COMMON 46625H100 96,427,967 2,842,806 J. P. Morgan Chase & Co. COMMON 46625H100 38,244,122 1,127,480 J. P. Morgan Chase & Co. COMMON 46625H100 1,306,056 38,504 Jefferson-Pilot Corp COMMON 475070108 2,020,013 42,979 Johnson & Johnson COMMON 478160104 950,817,465 18,193,981 Johnson & Johnson COMMON 478160104 178,108,978 3,408,132 Johnson & Johnson COMMON 478160104 67,136,175 1,284,657 Johnson & Johnson COMMON 478160104 2,666,828 51,030 Kellogg Co COMMON 487836108 67,561,352 1,884,031 Kellogg Co COMMON 487836108 6,805,869 189,790 Kellogg Co COMMON 487836108 19,530,217 544,624 Kellogg Co COMMON 487836108 1,209,916 33,740 KeyCorp (New) COMMON 493267108 1,077,476 39,468 KeySpan Corp COMMON 49337W100 597,731 15,876 KeySpan Corp COMMON 49337W100 112,950 3,000 Kimberly-Clark Corp COMMON 494368103 1,023,496 16,508 ------------- COLUMN TOTALS 2,536,540,985 - -------------------------- ---------- ----------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- ------------- ----------- ---------- ------------- Intel Corporation 2,814,926 1., 3. 865,600 1,949,326 Intel Corporation 143,866 None 143,866 Intl Business Machines 5,840,326 1 4,925,903 914,423 Intl Business Machines 1,107,146 1., 2. 1,034,367 72,779 Intl Business Machines 412,995 1., 3. 124,700 288,295 Intl Business Machines 3,670 None 3,670 Interpublic Group Cos Inc 10,405 1 10,405 Investors Finl Services 165,504 1., 2. 165,504 Investors Finl Services 1,074,768 1., 3. 1,074,768 J. P. Morgan Chase & Co. 14,026,033 1 11,357,591 2,668,442 J. P. Morgan Chase & Co. 2,842,806 1., 2. 2,646,578 196,228 J. P. Morgan Chase & Co. 1,127,480 1., 3. 425,650 701,830 J. P. Morgan Chase & Co. 38,504 None 38,504 Jefferson-Pilot Corp 42,979 1 19,547 23,432 Johnson & Johnson 18,193,981 1 14,621,458 3,572,523 Johnson & Johnson 3,408,132 1., 2. 3,156,254 251,878 Johnson & Johnson 1,284,657 1., 3. 394,800 889,857 Johnson & Johnson 51,030 None 51,030 Kellogg Co 1,884,031 1 1,255,566 628,465 Kellogg Co 189,790 1., 2. 178,310 11,480 Kellogg Co 544,624 1., 3. 525,760 18,864 Kellogg Co 33,740 None 33,740 KeyCorp (New) 39,468 1 38,040 1,428 KeySpan Corp 15,876 1 15,876 KeySpan Corp 3,000 1., 2. 3,000 Kimberly-Clark Corp 16,508 1 3,700 12,808
Page 14 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ---------- ----------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ---------- ----------- ------------- ------------- -------------- Kimberly-Clark Corp COMMON 494368103 67,766 1,093 Kinder Morgan Energy Partners L P COMMON 494550106 158,700,376 5,052,543 Kinder Morgan Energy Partners L P COMMON 494550106 2,333,763 74,300 Kinder Morgan Energy Partners L P COMMON 494550106 94,230 3,000 Kinder Morgan Energy Partners L P COMMON 494550106 125,640 4,000 Kinder Morgan Inc COMMON 49455P101 25,807,368 678,784 Kinder Morgan Inc COMMON 49455P101 171,090 4,500 Kinder Morgan Inc COMMON 49455P101 7,115,481 187,151 Kinder Morgan Inc COMMON 49455P101 1,269,526 33,391 Kraft Foods Inc COMMON 50075N104 182,888,024 4,466,130 Kraft Foods Inc COMMON 50075N104 9,724,397 237,470 Kraft Foods Inc COMMON 50075N104 22,270,453 543,845 Kraft Foods Inc COMMON 50075N104 57,330 1,400 L-3 Communications Hldgs COMMON 502424104 324,000 6,000 Lauder (Estee) Co Cl A COMMON 518439104 43,286,853 1,229,740 Lauder (Estee) Co Cl A COMMON 518439104 14,120,832 401,160 Lauder (Estee) Co Cl A COMMON 518439104 5,572,160 158,300 Leggett & Platt Inc COMMON 524660107 1,872,000 80,000 Liberty Media Corp. Media Group COMMON 530718105 786,500 78,650 LifePoint Hospitals Inc COMMON 53219L109 262,376 7,226 ------------- COLUMN TOTALS 476,850,165 - -------------------------- ---------- ----------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- ------------- ----------- ---------- ------------- Kimberly-Clark Corp 1,093 1., 2. 693 400 Kinder Morgan Energy Partners L 5,052,543 1 4,154,476 898,067 Kinder Morgan Energy Partners L 74,300 1., 2. 12,600 61,700 Kinder Morgan Energy Partners L 3,000 1., 3. 3,000 Kinder Morgan Energy Partners L 4,000 None 4,000 Kinder Morgan Inc 678,784 1 337,325 341,459 Kinder Morgan Inc 4,500 1., 2. 4,500 Kinder Morgan Inc 187,151 1., 3. 160,251 26,900 Kinder Morgan Inc 33,391 None 33,391 Kraft Foods Inc 4,466,130 1 3,683,665 782,465 Kraft Foods Inc 237,470 1., 2. 83,875 153,595 Kraft Foods Inc 543,845 1., 3. 800 543,045 Kraft Foods Inc 1,400 None 1,400 L-3 Communications Hldgs 6,000 1 6,000 Lauder (Estee) Co Cl A 1,229,740 1 1,025,048 204,692 Lauder (Estee) Co Cl A 401,160 1., 2. 372,310 28,850 Lauder (Estee) Co Cl A 158,300 1., 3. 56,700 101,600 Leggett & Platt Inc 80,000 1., 3. 80,000 Liberty Media Corp. Media Group 78,650 1 47,552 31,098 LifePoint Hospitals Inc 7,226 1 7,226
Page 15 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ---------- ----------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ---------- ----------- ------------- ------------- -------------- Eli Lilly & Co COMMON 532457108 255,622,113 4,532,307 Eli Lilly & Co COMMON 532457108 53,375,550 946,375 Eli Lilly & Co COMMON 532457108 19,233,810 341,025 Eli Lilly & Co COMMON 532457108 666,648 11,820 Lincoln Electric Hldgs COMMON 533900106 2,781,460 103,400 Lincoln National Corp COMMON 534187109 326,660 7,778 Luminex Corporation COMMON 55027E102 93,875 12,500 MBIA Inc COMMON 55262C100 248,845 4,402 Marsh & McLennan Cos, Inc COMMON 571748102 486,607,380 5,037,343 Marsh & McLennan Cos, Inc COMMON 571748102 102,967,863 1,065,920 Marsh & McLennan Cos, Inc COMMON 571748102 39,912,125 413,169 Marsh & McLennan Cos, Inc COMMON 571748102 2,193,593 22,708 Masco Corp COMMON 574599106 325,320 12,000 Mattel Inc COMMON 577081102 322,693 15,308 May Department Stores Co COMMON 577778103 8,946,422 271,680 May Department Stores Co COMMON 577778103 227,217 6,900 May Department Stores Co COMMON 577778103 335,458 10,187 McDonalds Corp COMMON 580135101 189,098,109 6,646,682 McDonalds Corp COMMON 580135101 12,060,254 423,910 McDonalds Corp COMMON 580135101 18,738,308 658,640 McDonalds Corp COMMON 580135101 241,825 8,500 McGraw-Hill Inc COMMON 580645109 386,917,626 6,481,032 McGraw-Hill Inc COMMON 580645109 65,008,838 1,088,925 McGraw-Hill Inc COMMON 580645109 31,091,163 520,790 ------------- COLUMN TOTALS 1,677,343,155 - -------------------------- ---------- ----------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- ------------- ----------- ---------- ------------- Eli Lilly & Co 4,532,307 1 3,810,205 722,102 Eli Lilly & Co 946,375 1., 2. 852,345 94,030 Eli Lilly & Co 341,025 1., 3. 1,500 339,525 Eli Lilly & Co 11,820 None 11,820 Lincoln Electric Hldgs 103,400 1., 3. 103,400 Lincoln National Corp 7,778 1 3,080 4,698 Luminex Corporation 12,500 1 12,500 MBIA Inc 4,402 1 2,400 2,002 Marsh & McLennan Cos, Inc 5,037,343 1 4,090,893 946,450 Marsh & McLennan Cos, Inc 1,065,920 1., 2. 982,568 83,352 Marsh & McLennan Cos, Inc 413,169 1., 3. 112,200 300,969 Marsh & McLennan Cos, Inc 22,708 None 22,708 Masco Corp 12,000 1 12,000 Mattel Inc 15,308 1 15,308 May Department Stores Co 271,680 1 67,571 204,109 May Department Stores Co 6,900 1., 2. 6,900 May Department Stores Co 10,187 None 10,187 McDonalds Corp 6,646,682 1 5,548,494 1,098,188 McDonalds Corp 423,910 1., 2. 257,885 166,025 McDonalds Corp 658,640 1., 3. 71,800 586,840 McDonalds Corp 8,500 None 8,500 McGraw-Hill Inc 6,481,032 1 5,384,555 1,096,477 McGraw-Hill Inc 1,088,925 1., 2. 988,933 99,992 McGraw-Hill Inc 520,790 1., 3. 123,800 396,990
Page 16 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ---------- ----------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ---------- ----------- ------------- ------------- -------------- McGraw-Hill Inc COMMON 580645109 397,005 6,650 MeadWestvaco Corp COMMON 583334107 33,204,264 989,400 Medtronic Inc COMMON 585055106 2,057,014 48,005 Mellon Finl Corp COMMON 58551A108 4,721,917 150,236 Mellon Finl Corp COMMON 58551A108 3,309,956 105,312 Mellon Finl Corp COMMON 58551A108 229,071,520 7,288,308 Merck & Co Inc COMMON 589331107 954,797,683 18,854,615 Merck & Co Inc COMMON 589331107 147,831,357 2,919,261 Merck & Co Inc COMMON 589331107 151,256,160 2,986,891 Merck & Co Inc COMMON 589331107 6,124,351 120,939 Merrill Lynch & Co Inc COMMON 590188108 40,647,605 1,003,645 Merrill Lynch & Co Inc COMMON 590188108 7,087,298 174,995 Merrill Lynch & Co Inc COMMON 590188108 6,281,550 155,100 Merrill Lynch & Co Inc COMMON 590188108 113,400 2,800 Mesa Offshore Trust UBI COMMON 590650107 2,000 100,000 Mesa Royalty Trust COMMON 590660106 346,500 9,000 Mesa Royalty Trust COMMON 590660106 11,550 300 MetLife Inc COMMON 59156R108 288,000 10,000 Microsoft Corp COMMON 594918104 422,555,740 7,724,968 Microsoft Corp COMMON 594918104 55,908,323 1,022,090 Microsoft Corp COMMON 594918104 31,256,948 571,425 Microsoft Corp COMMON 594918104 287,175 5,250 Molex Inc Class A COMMON 608554200 439,950 16,039 Morgan Stanley COMMON 617446448 1,320,722 30,657 ------------ COLUMN TOTALS 2,099,317,988 - -------------------------- ---------- ----------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ----------- ------------- ----------- ---------- ------------- McGraw-Hill Inc 6,650 None 6,650 MeadWestvaco Corp 989,400 1 989,400 Medtronic Inc 48,005 1 40,140 7,865 Mellon Finl Corp 150,236 1 107,786 42,450 Mellon Finl Corp 105,312 1., 2. 105,312 Mellon Finl Corp 7,288,308 1., 3. 7,288,308 Merck & Co Inc 18,854,615 1 14,631,465 4,223,149 Merck & Co Inc 2,919,261 1., 2. 2,697,390 221,871 Merck & Co Inc 2,986,891 1., 3. 2,151,000 835,891 Merck & Co Inc 120,939 None 120,939 Merrill Lynch & Co Inc 1,003,645 1 847,880 155,765 Merrill Lynch & Co Inc 174,995 1., 2. 141,170 33,825 Merrill Lynch & Co Inc 155,100 1., 3. 155,100 Merrill Lynch & Co Inc 2,800 None 2,800 Mesa Offshore Trust UBI 100,000 1 100,000 Mesa Royalty Trust 9,000 1., 3. 9,000 Mesa Royalty Trust 300 None 300 MetLife Inc 10,000 1 10,000 Microsoft Corp 7,724,968 1 6,647,215 1,077,753 Microsoft Corp 1,022,090 1., 2. 897,755 124,335 Microsoft Corp 571,425 1., 3. 54,700 516,725 Microsoft Corp 5,250 None 5,250 Molex Inc Class A 16,039 1 913 15,126 Morgan Stanley 30,657 1 29,280 1,377
Page 17 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ------ ---------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------ ---------- ------------- ------------- -------------- Morgan Stanley COMMON 617446448 344,640 8,000 News Corp Ltd ADS COMMON 652487703 44,675,925 1,948,361 News Corp Ltd ADS COMMON 652487703 15,564,609 678,788 News Corp Ltd ADS COMMON 652487703 390,269 17,020 News Corp Ltd Preference Limited Voting Pref ADS CV-PFD 652487802 47,048,272 2,382,191 News Corp Ltd Preference Limited Voting Pref ADS CV-PFD 652487802 7,554,474 382,505 News Corp Ltd Preference Limited Voting Pref ADS CV-PFD 652487802 3,391,668 171,730 Nokia Corp Sponsored ADR COMMON 654902204 1,167,016 80,595 Noble Energy Inc. COMMON 655044105 288,400 8,000 Norfolk Southern Corp COMMON 655844108 114,138,898 4,881,903 Norfolk Southern Corp COMMON 655844108 19,842,723 848,705 Norfolk Southern Corp COMMON 655844108 9,721,007 415,783 Norfolk Southern Corp COMMON 655844108 187,625 8,025 Occidental Petroleum Corp COMMON 674599105 645,985 21,540 Ocean Energy Inc COMMON 67481E106 269,510 12,437 Omnicom Group COMMON 681919106 201,841 4,407 Oracle Corp COMMON 68389X105 1,070,460 113,037 PNC Finl Svcs Group Inc COMMON 693475105 1,129,248 21,600 Pactiv Corp COMMON 695257105 221,721 9,316 Pennzoil-Quaker State Co COMMON 709323109 355,245 16,500 ------------ COLUMN TOTALS 268,209,536 - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Morgan Stanley 8,000 1., 2. 8,000 News Corp Ltd ADS 1,948,361 1 1,592,555 355,806 News Corp Ltd ADS 678,788 1., 2. 676,488 2,300 News Corp Ltd ADS 17,020 1., 3. 17,020 News Corp Ltd Preference Limited Voting Pref ADS 2,382,191 1 2,011,372 370,819 News Corp Ltd Preference Limited Voting Pref ADS 382,505 1., 2. 364,055 18,450 News Corp Ltd Preference Limited Voting Pref ADS 171,730 1., 3. 47,300 124,430 Nokia Corp Sponsored ADR 80,595 1 20,625 59,970 Noble Energy Inc. 8,000 1 8,000 Norfolk Southern Corp 4,881,903 1 4,012,764 869,139 Norfolk Southern Corp 848,705 1., 2. 769,550 79,155 Norfolk Southern Corp 415,783 1., 3. 151,300 264,483 Norfolk Southern Corp 8,025 None 8,025 Occidental Petroleum Corp 21,540 1 20,540 1,000 Ocean Energy Inc 12,437 1 12,437 Omnicom Group 4,407 1 4,207 200 Oracle Corp 113,037 1 36,365 76,672 PNC Finl Svcs Group Inc 21,600 1 12,350 9,250 Pactiv Corp 9,316 1 9,316 Pennzoil-Quaker State Co 16,500 1 16,500
Page 18 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ------ ---------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------ ---------- ------------- ------------- -------------- PepsiCo Inc COMMON 713448108 813,001,604 16,867,253 PepsiCo Inc COMMON 713448108 149,414,899 3,099,894 PepsiCo Inc COMMON 713448108 51,458,850 1,067,611 PepsiCo Inc COMMON 713448108 2,923,330 60,650 Pfizer Inc COMMON 717081103 1681249508 48,035,700 Pfizer Inc COMMON 717081103 278,307,400 7,951,640 Pfizer Inc COMMON 717081103 120,622,530 3,446,358 Pfizer Inc COMMON 717081103 10,496,640 299,904 Pharmacia Corp COMMON 71713U102 1,101,330 29,408 Pharmacia Corp COMMON 71713U102 19,774 528 Philip Morris Cos Inc COMMON 718154107 1223893817 28,019,547 Philip Morris Cos Inc COMMON 718154107 204,800,927 4,688,666 Philip Morris Cos Inc COMMON 718154107 389,984,431 8,928,215 Philip Morris Cos Inc COMMON 718154107 10,430,347 238,790 Phillips Petroleum Co COMMON 718507106 588,800 10,000 Piedmont Natural Gas Inc COMMON 720186105 554,700 15,000 Pitney-Bowes Inc COMMON 724479100 485,061 12,212 Plains All American Pipeline COMMON 726503105 13,488,170 523,000 Plum Creek Timber Co Inc COMMON 729251108 230,250 7,500 Pogo Producing Co COMMON 730448107 206,158 6,320 Polo Ralph Lauren Corp COMMON 731572103 7,056,224 315,010 Polo Ralph Lauren Corp COMMON 731572103 1,480,640 66,100 Polo Ralph Lauren Corp COMMON 731572103 2,427,040 108,350 ------------ COLUMN TOTALS 4,964,222,430 - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- PepsiCo Inc 16,867,253 1 13,490,283 3,376,971 PepsiCo Inc 3,099,894 1., 2. 2,891,699 208,195 PepsiCo Inc 1,067,611 1., 3. 279,100 788,511 PepsiCo Inc 60,650 None 60,650 Pfizer Inc 48,035,700 1 37,333,006 10,702,694 Pfizer Inc 7,951,640 1., 2. 7,393,830 557,810 Pfizer Inc 3,446,358 1., 3. 1,147,750 2,298,608 Pfizer Inc 299,904 None 299,904 Pharmacia Corp 29,408 1 25,839 3,569 Pharmacia Corp 528 1., 2. 528 Philip Morris Cos Inc 28,019,547 1 21,225,118 6,794,430 Philip Morris Cos Inc 4,688,666 1., 2. 4,462,800 225,866 Philip Morris Cos Inc 8,928,215 1., 3. 7,077,700 1,850,515 Philip Morris Cos Inc 238,790 None 238,790 Phillips Petroleum Co 10,000 1 10,000 Piedmont Natural Gas Inc 15,000 1 15,000 Pitney-Bowes Inc 12,212 1 1,000 11,212 Plains All American Pipeline 523,000 1 519,000 4,000 Plum Creek Timber Co Inc 7,500 1 4,500 3,000 Pogo Producing Co 6,320 1 5,500 820 Polo Ralph Lauren Corp 315,010 1 219,170 95,840 Polo Ralph Lauren Corp 66,100 1., 2. 57,400 8,700 Polo Ralph Lauren Corp 108,350 1., 3. 108,350
Page 19 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ------ ---------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------ ---------- ------------- ------------- -------------- PowerBrief Inc (Filed Ch 11- 10/2/01) COMMON 73932E109 354 35,422 Price (T Rowe) Group Inc. COMMON 74144T108 147,631 4,490 Price (T Rowe) Group Inc. COMMON 74144T108 131,520,000 4,000,000 Procter & Gamble COMMON 742718109 840,121,724 9,407,858 Procter & Gamble COMMON 742718109 146,943,329 1,645,502 Procter & Gamble COMMON 742718109 119,721,652 1,340,668 Procter & Gamble COMMON 742718109 4,323,549 48,416 Progress Energy Inc COMMON 743263105 1,706,864 32,818 Progress Energy Inc COMMON 743263105 114,422 2,200 Prudential Financial Inc COMMON 744320102 217,908 6,532 RadioShack Corp COMMON 750438103 246,131 8,188 Rational Software Corp COMMON 75409P202 2,034,006 247,747 Rational Software Corp COMMON 75409P202 1,106,708 134,800 Raytheon Co COMMON 755111507 480,850 11,800 Reliant Energy Inc COMMON 75952J108 512,138 30,304 Rockwell Automation COMMON 773903109 9,679,331 484,451 Rockwell Automation COMMON 773903109 1,706,891 85,430 Rockwell Automation COMMON 773903109 2,967,030 148,500 Rockwell Automation COMMON 773903109 99,900 5,000 Rockwell Collins COMMON 774341101 26,498,606 966,397 Rockwell Collins COMMON 774341101 3,248,722 118,480 Rockwell Collins COMMON 774341101 4,596,963 167,650 Rockwell Collins COMMON 774341101 137,100 5,000 ------------ COLUMN TOTALS 1,298,131,809 - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- PowerBrief Inc (Filed Ch 11- 35,422 1 35,422 10/2/01) 4,490 1 31 4,459 Price (T Rowe) Group Inc. 4,000,000 1., 3. 4,000,000 Price (T Rowe) Group Inc. 9,407,858 1 7,407,433 2,000,425 Procter & Gamble 1,645,502 1., 2. 1,532,152 113,350 Procter & Gamble 1,340,668 1., 3. 945,800 394,868 Procter & Gamble 48,416 None 48,416 Procter & Gamble 32,818 1 16,320 16,498 Progress Energy Inc 2,200 1., 2. 2,200 Progress Energy Inc 6,532 1 6,532 Prudential Financial Inc 8,188 1 2,700 5,488 RadioShack Corp 247,747 1 205,608 42,139 Rational Software Corp 134,800 1., 3. 134,800 Rational Software Corp 11,800 1 1,800 10,000 Raytheon Co 30,304 1 17,463 12,841 Reliant Energy Inc 484,451 1 337,402 147,049 Rockwell Automation 85,430 1., 2. 76,675 8,755 Rockwell Automation 148,500 1., 3. 15,800 132,700 Rockwell Automation 5,000 None 5,000 Rockwell Automation 966,397 1 714,518 251,879 Rockwell Collins 118,480 1., 2. 80,075 38,405 Rockwell Collins 167,650 1., 3. 15,800 151,850 Rockwell Collins 5,000 None 5,000 Rockwell Collins
Page 20 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ------ ---------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------ ---------- ------------- ------------- -------------- Rouse Co COMMON 779273101 2,362,239 71,583 Royal Dutch Petroleum Co N Y Registry Shares COMMON 780257804 335,862,182 6,076,754 Royal Dutch Petroleum Co N Y Registry Shares COMMON 780257804 62,340,470 1,127,926 Royal Dutch Petroleum Co N Y Registry Shares COMMON 780257804 15,376,114 278,200 Royal Dutch Petroleum Co N Y Registry Shares COMMON 780257804 1,224,231 22,150 SBC Communications Inc COMMON 78387G103 357,769,391 11,730,144 SBC Communications Inc COMMON 78387G103 67,752,732 2,221,401 SBC Communications Inc COMMON 78387G103 23,933,350 784,700 SBC Communications Inc COMMON 78387G103 830,332 27,224 Sabine Royalty Trust COMMON 785688102 3,414,000 150,000 Sabine Royalty Trust COMMON 785688102 3,186 140 St Paul Cos Inc COMMON 792860108 295,169 7,584 Sara Lee Corp COMMON 803111103 2,745,864 133,036 Sara Lee Corp COMMON 803111103 220,580 10,687 Sara Lee Corp COMMON 803111103 158,639 7,686 Schering-Plough Corp COMMON 806605101 17,824,099 724,557 Schering-Plough Corp COMMON 806605101 1,594,277 64,808 Schlumberger Ltd COMMON 806857108 1,085,031 23,334 Schlumberger Ltd COMMON 806857108 220,875 4,750 Shell Transport & Trading PLC COMMON 822703609 1,500,903 33,346 ------------ COLUMN TOTALS 896,513,664 - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Rouse Co 71,583 1 71,583 Royal Dutch Petroleum Co N Y Registry Shares 6,076,754 1 4,725,350 1,351,404 Royal Dutch Petroleum Co N Y Registry Shares 1,127,926 1., 2. 1,069,931 57,995 Royal Dutch Petroleum Co N Y Registry Shares 278,200 1., 3. 151,300 126,900 Royal Dutch Petroleum Co N Y Registry Shares 22,150 None 22,150 SBC Communications Inc 11,730,144 1 9,758,805 1,971,339 SBC Communications Inc 2,221,401 1., 2. 2,047,609 173,792 SBC Communications Inc 784,700 1., 3. 260,484 524,216 SBC Communications Inc 27,224 None 27,224 Sabine Royalty Trust 150,000 1., 3. 150,000 Sabine Royalty Trust 140 None 140 St Paul Cos Inc 7,584 1 7,084 500 Sara Lee Corp 133,036 1 49,989 83,047 Sara Lee Corp 10,687 1., 3. 10,687 Sara Lee Corp 7,686 None 7,686 Schering-Plough Corp 724,557 1 484,551 240,006 Schering-Plough Corp 64,808 1., 2. 64,808 Schlumberger Ltd 23,334 1 10,794 12,540 Schlumberger Ltd 4,750 None 4,750 Shell Transport & Trading PLC 33,346 1 28,096 5,250
Page 21 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ------ ---------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------ ---------- ------------- ------------- -------------- Shell Transport & Trading PLC COMMON 822703609 1,305,290 29,000 Smith Intl Inc COMMON 832110100 882,924 12,948 Smith Intl Inc COMMON 832110100 307,741 4,513 Smucker (J M) Co COMMON 832696405 6,029,334 176,658 Smucker (J M) Co COMMON 832696405 1,111,621 32,570 Smucker (J M) Co COMMON 832696405 900,657 26,389 Smucker (J M) Co COMMON 832696405 33,031 968 Solectron Corp COMMON 834182107 543,107 88,310 Southern Co COMMON 842587107 1,038,898 37,916 Southwest Airlines Co COMMON 844741108 1,432,180 88,625 Southwest Airlines Co COMMON 844741108 13,122 812 Southwest Airlines Co COMMON 844741108 19,565,316 1,210,725 Southwest Bancorp Texas COMMON 84476R109 275,779 7,614 Sprint Corp (FON Group) COMMON 852061100 276,942 26,102 Sprint PCS Group COMMON 852061506 126,501 28,300 Startek Inc COMMON 85569C107 267,400 10,000 State Street Corp COMMON 857477103 821,586 18,380 Sun Microsystems Inc COMMON 866810104 325,249 64,920 SunTrust Banks Inc COMMON 867914103 122,754,080 1,812,671 SunTrust Banks Inc COMMON 867914103 4,998,075 73,805 SunTrust Banks Inc COMMON 867914103 16,083,500 237,500 SunTrust Banks Inc COMMON 867914103 338,600 5,000 ------------ COLUMN TOTALS 179,430,933 - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Shell Transport & Trading PLC 29,000 None 29,000 Smith Intl Inc 12,948 1 12,948 Smith Intl Inc 4,513 None 4,513 Smucker (J M) Co 176,658 1 137,155 39,503 Smucker (J M) Co 32,570 1., 2. 30,639 1,931 Smucker (J M) Co 26,389 1., 3. 18,916 7,473 Smucker (J M) Co 968 None 968 Solectron Corp 88,310 1 43,140 45,170 Southern Co 37,916 1 31,286 6,630 Southwest Airlines Co 88,625 1 22,613 66,012 Southwest Airlines Co 812 1., 2. 812 Southwest Airlines Co 1,210,725 None 1,210,725 Southwest Bancorp Texas 7,614 1 5,292 2,322 Sprint Corp (FON Group) 26,102 1 26,002 100 Sprint PCS Group 28,300 1 28,000 300 Startek Inc 10,000 1 10,000 State Street Corp 18,380 1 16,800 1,580 Sun Microsystems Inc 64,920 1 17,950 46,970 SunTrust Banks Inc 1,812,671 1 1,428,961 383,710 SunTrust Banks Inc 73,805 1., 2. 9,775 64,030 SunTrust Banks Inc 237,500 1., 3. 1,500 236,000 SunTrust Banks Inc 5,000 None 5,000
Page 22 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ------ ---------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------ ---------- ------------- ------------- -------------- Sysco Corp COMMON 871829107 2,512,597 92,307 Sysco Corp COMMON 871829107 76,216 2,800 Teppco Partners LP COMMON 872384102 16,249,350 507,000 TXU Corp COMMON 873168108 749,537 14,540 TXU Corp COMMON 873168108 14,846 288 Target Corp COMMON 87612E106 134,681,832 3,534,956 Target Corp COMMON 87612E106 8,992,507 236,024 Target Corp COMMON 87612E106 15,487,650 406,500 Tecumseh Products Co Class B COMMON 878895101 749,700 15,000 Tecumseh Products Co Class A COMMON 878895200 2,388,600 45,000 Telecom Italia SPA ADR Sponsored ADR for ordinary shares COMMON 87927W106 1,843,160 23,600 Teledyne Technologies Inc COMMON 879360105 213,601 10,294 Teledyne Technologies Inc COMMON 879360105 2,068,568 99,690 Temple-Inland Inc COMMON 879868107 17,127 296 Temple-Inland Inc COMMON 879868107 41,659 720 Temple-Inland Inc COMMON 879868107 1,788,221 30,906 Teva Pharmaceutical Inds ADR COMMON 881624209 820,058 12,280 Texas Biotechnology Corp COMMON 88221T104 483,600 124,000 Texas Instruments COMMON 882508104 72,030,214 3,039,250 ------------ COLUMN TOTALS 261,209,043 - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Sysco Corp 92,307 1 50,064 42,243 Sysco Corp 2,800 1., 2. 2,800 Teppco Partners LP 507,000 1 507,000 TXU Corp 14,540 1 8,540 6,000 TXU Corp 288 None 288 Target Corp 3,534,956 1 2,924,836 610,120 Target Corp 236,024 1., 2. 132,425 103,599 Target Corp 406,500 1., 3. 68,000 338,500 Tecumseh Products Co Class B 15,000 1., 3. 15,000 Tecumseh Products Co Class A 45,000 1., 3. 45,000 Telecom Italia SPA ADR Sponsored ADR for ordinary shares 23,600 1 13,500 10,100 Teledyne Technologies Inc 10,294 1 9,292 1,002 Teledyne Technologies Inc 99,690 1., 3. 99,690 Temple-Inland Inc 296 1 296 Temple-Inland Inc 720 1., 2. 720 Temple-Inland Inc 30,906 1., 3. 30,906 Teva Pharmaceutical Inds ADR 12,280 1 12,280 Texas Biotechnology Corp 124,000 1 50,000 74,000 Texas Instruments 3,039,250 1 2,574,428 464,821
Page 23 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ------ ---------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------ ---------- ------------- ------------- -------------- Texas Instruments COMMON 882508104 1,800,939 75,989 Texas Instruments COMMON 882508104 156,420 6,600 3M Company COMMON 88579Y101 12,893,475 104,825 3M Company COMMON 88579Y101 436,650 3,550 3M Company COMMON 88579Y101 369,000 3,000 3M Company COMMON 88579Y101 1,510,440 12,280 Tidewater Inc COMMON 886423102 1,090,508 33,126 Tiffany & Co COMMON 886547108 271,040 7,700 Total Fina Elf S A ADR COMMON 89151E109 485,319 5,999 Triad Hospitals Inc COMMON 89579K109 306,238 7,226 Trinity Industries Inc COMMON 896522109 376,068 18,150 US Bancorp Del COMMON 902973304 264,696 11,336 Unilever N V (New York Shares) COMMON 904784709 504,662 7,788 Union Pacific Corp COMMON 907818108 240,464 3,800 Union Pacific Corp COMMON 907818108 37,968 600 United Parcel Service COMMON 911312106 259,429,190 4,201,282 United Parcel Service COMMON 911312106 32,415,575 524,949 United Parcel Service COMMON 911312106 18,468,499 299,085 United Technologies Corp COMMON 913017109 1,123,406 16,545 United Technologies Corp COMMON 913017109 1,609,230 23,700 Unitrin Inc COMMON 913275103 70,194,476 1,962,384 Unitrin Inc COMMON 913275103 17,110,937 478,360 ------------ COLUMN TOTALS 421,095,200 - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Texas Instruments 75,989 1., 2. 67,450 8,539 Texas Instruments 6,600 1., 3. 6,600 3M Company 104,825 1 26,179 78,646 3M Company 3,550 1., 2. 1,500 2,050 3M Company 3,000 1., 3. 3,000 3M Company 12,280 None 12,280 Tidewater Inc 33,126 1 33,126 Tiffany & Co 7,700 1 6,300 1,400 Total Fina Elf S A ADR 5,999 1 4,612 1,387 Triad Hospitals Inc 7,226 1 7,226 Trinity Industries Inc 18,150 1 12,000 6,150 US Bancorp Del 11,336 1 10,200 1,136 Unilever N V (New York Shares) 7,788 1 5,748 2,040 Union Pacific Corp 3,800 1 2,250 1,550 Union Pacific Corp 600 None 600 United Parcel Service 4,201,282 1 3,420,067 781,215 United Parcel Service 524,949 1., 2. 459,265 65,684 United Parcel Service 299,085 1., 3. 71,000 228,085 United Technologies Corp 16,545 1 14,180 2,365 United Technologies Corp 23,700 1., 2. 23,700 Unitrin Inc 1,962,384 1 1,610,675 351,709 Unitrin Inc 478,360 1., 2. 476,860 1,500
Page 24 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ------ ---------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------ ---------- ------------- ------------- -------------- Unitrin Inc COMMON 913275103 26,437,249 739,090 Unitrin Inc COMMON 913275103 366,929 10,258 Unocal Corp COMMON 915289102 530,828 14,370 Verizon Communications COMMON 92343V104 139,634,244 3,477,814 Verizon Communications COMMON 92343V104 34,425,803 857,430 Verizon Communications COMMON 92343V104 3,934,700 98,000 Viacom Inc Class B common (non-voting) COMMON 925524308 33,589,332 757,028 Viacom Inc Class B common (non-voting) COMMON 925524308 2,295,038 51,725 Viacom Inc Class B common (non-voting) COMMON 925524308 7,848,831 176,895 Vivendi Universal ADS COMMON 92851S204 737,192 34,288 Vivendi Universal ADS COMMON 92851S204 34,400 1,600 Wachovia Corp COMMON 929903102 908,035 23,783 Wal-Mart Stores Inc COMMON 931142103 625,211,424 11,365,414 Wal-Mart Stores Inc COMMON 931142103 117,174,266 2,130,054 Wal-Mart Stores Inc COMMON 931142103 43,849,901 797,126 Wal-Mart Stores Inc COMMON 931142103 2,845,832 51,733 Walgreen Co COMMON 931422109 672,318,089 17,404,041 Walgreen Co COMMON 931422109 121,358,800 3,141,569 Walgreen Co COMMON 931422109 55,973,016 1,448,952 Walgreen Co COMMON 931422109 1,182,078 30,600 Warnaco Group Inc Cl A (Filed Chapt 11 6/11/01) COMMON 934390105 36,819 673,100 Washington Mutual COMMON 939322103 596,469 16,073 ------------ COLUMN TOTALS 1,891,289,275 - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Unitrin Inc 739,090 1., 3. 725,020 14,070 Unitrin Inc 10,258 None 10,258 Unocal Corp 14,370 1 2,750 11,620 Verizon Communications 3,477,814 1 2,895,886 581,928 Verizon Communications 857,430 1., 2. 790,625 66,805 Verizon Communications 98,000 1., 3. 1,500 96,500 Viacom Inc Class B common (non-voting) 757,028 1 710,828 46,200 Viacom Inc Class B common (non-voting) 51,725 1., 2. 6,325 45,400 Viacom Inc Class B common (non-voting) 176,895 1., 3. 1,200 175,695 Vivendi Universal ADS 34,288 1 17,600 16,688 Vivendi Universal ADS 1,600 1., 2. 1,600 Wachovia Corp 23,783 1 14,608 9,175 Wal-Mart Stores Inc 11,365,414 1 9,337,717 2,027,697 Wal-Mart Stores Inc 2,130,054 1., 2. 1,970,716 159,338 Wal-Mart Stores Inc 797,126 1., 3. 132,500 664,626 Wal-Mart Stores Inc 51,733 None 51,733 Walgreen Co 17,404,041 1 14,068,823 3,335,217 Walgreen Co 3,141,569 1., 2. 2,884,643 256,926 Walgreen Co 1,448,952 1., 3. 382,200 1,066,752 Walgreen Co 30,600 None 30,600 Warnaco Group Inc Cl A (Filed Chapt 11 6/11/01) 673,100 1 673,100 Washington Mutual 16,073 1 3,650 12,423
Page 25 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ------ ---------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------ ---------- ------------- ------------- -------------- Waste Recovery Inc COMMON 940902109 0 59,000 Water Pik Technologies Inc COMMON 94113U100 436,486 34,891 Weingarten Realty Inv COMMON 948741103 1,996,100 56,387 Weingarten Realty Inv COMMON 948741103 95,580 2,700 Weingarten Realty Inv COMMON 948741103 15,930 450 Wells Fargo & Co COMMON 949746101 2,920,651 58,343 Wells Fargo & Co COMMON 949746101 10,012 200 Wells Fargo & Co COMMON 949746101 315,578 6,304 Whole Foods Mkt Inc COMMON 966837106 212,168 4,400 Wilmington Trust Corp COMMON 971807102 486,475 15,950 Wyeth COMMON 983024100 85,457,043 1,669,083 Wyeth COMMON 983024100 2,955,930 57,733 Wyeth COMMON 983024100 32,399,872 632,810 Wyeth COMMON 983024100 2,715,238 53,032 Yum! Brands Inc. COMMON 988498101 968,585 33,114 Zimmer Holdings Inc COMMON 98956P102 779,492 21,859 Zimmer Holdings Inc COMMON 98956P102 48,141 1,350 Zimmer Holdings Inc COMMON 98956P102 87,581 2,456 Zimmer Holdings Inc COMMON 98956P102 9,985 280 Zions Bancorp COMMON 989701107 7,994,745 153,450 Zions Bancorp COMMON 989701107 218,820 4,200 Republic Geothermal Inc COMMON 998704472 5,000 100,000 ------------ COLUMN TOTALS 140,129,412 - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Waste Recovery Inc 59,000 1 59,000 Water Pik Technologies Inc 34,891 1., 3. 34,891 Weingarten Realty Inv 56,387 1 31,746 24,641 Weingarten Realty Inv 2,700 1., 2. 2,700 Weingarten Realty Inv 450 None 450 Wells Fargo & Co 58,343 1 24,972 33,371 Wells Fargo & Co 200 1., 2. 200 Wells Fargo & Co 6,304 None 6,304 Whole Foods Mkt Inc 4,400 1 400 4,000 Wilmington Trust Corp 15,950 1 4,950 11,000 Wyeth 1,669,083 1 716,580 952,503 Wyeth 57,733 1., 2. 30,181 27,552 Wyeth 632,810 1., 3. 623,110 9,700 Wyeth 53,032 None 53,032 Yum! Brands Inc. 33,114 1 13,058 20,056 Zimmer Holdings Inc 21,859 1 11,410 10,449 Zimmer Holdings Inc 1,350 1., 2. 690 660 Zimmer Holdings Inc 2,456 1., 3. 200 2,256 Zimmer Holdings Inc 280 None 280 Zions Bancorp 153,450 1 79,350 74,100 Zions Bancorp 4,200 1., 3. 1,500 2,700 Republic Geothermal Inc 100,000 1., 3. 100,000
Page 25 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/28/02 - -------------------------- ------ ---------- ------------- ------------- -------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount - -------------------------- ------ ---------- ------------- ------------- -------------- Global Crossing Ltd (Filed Chapter 11-1/28/02) COMMON G3921A100 1,471 29,421 UBS AG OMMON H8920M855 1,339,696 26,853 ------------ COLUMN TOTALS 1,341,167 ------------ REPORT TOTALS 31,837,108,347 ============ - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None - -------------------------- ---------- ------------- ------------- ----------- ---------- ------------- Global Crossing Ltd 29,421 1 29,421 (Filed Chapter 11-1/28/02) 26,853 1 26,178 675 UBS AG
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