-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FeQ4YBsOYOhr8qyiT+OVrqnu0Rtj3CYDtfQd/mWd8XBYVyZ5CO4WaO6w9RV3ZUXo VMTqUcgA3teU4wdgfQAV7g== 0000899243-01-501812.txt : 20020411 0000899243-01-501812.hdr.sgml : 20020411 ACCESSION NUMBER: 0000899243-01-501812 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAROFIM FAYEZ CENTRAL INDEX KEY: 0000315027 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 741312679 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-00132 FILM NUMBER: 1793531 BUSINESS ADDRESS: STREET 1: TWO HOUSTON CTR STE 2907 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 7136544484 MAIL ADDRESS: STREET 1: TWO HOUSTON CENTER STREET 2: SUITE 2907 CITY: HOUSTON STATE: TX ZIP: 77010 13F-HR/A 1 d13fhra.txt FORM 13F FOR PERIOD ENDED SEPT. 30, 2001 FILE # 28-132 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 Report for the Calendar Quarter Ended September 30, 2001 - -------------------------------------------------------------------------------- If amended report check here: [x] Name of Institutional Investment Manager: FAYEZ SAROFIM Business Address: Street: Two Houston Center, Suite 2907 City: Houston State: Texas Zip: 77010 Name, Phone No. and Title of Person Duly Authorized to Submit This Report: Fayez Sarofim, (713) 654-4484 - -------------------------------------------------------------------------------- ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Houston and State of Texas on the 14th day of November, 2001. FAYEZ SAROFIM (Name of Institutional Investment Manager) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). NAME 13F File Number ---- --------------- 1. Fayez Sarofim & Co. 28 - 133 2. Sarofim Trust Co. 28 - 960 3. Sarofim International Management Company 28 - 5074 Fayez Sarofim is deemed to exercise investment discretion over $100,000,000 worth of Section 13(f) securities because he is the majority shareholder of Fayez Sarofim & Co., a Texas Business Corporation and a registered investment adviser, which exercises investment discretion over more than $100,000,000 worth of Section 13(f) securities. The report filed herewith covers Section 13(f) securities over which Mr. Sarofim exercises investment discretion for the account of other persons (such investment discretion is shared with co-trustees who are not managers on whose behalf this report is being filed), Section 13(f) securities over which Fayez Sarofim & Co. exercises investment discretion for the account of others or for its own account (such investment discretion is shared with Mr. Sarofim), Section 13(f) securities over which Sarofim Trust Co., a wholly-owned subsidiary of Fayez Sarofim & Co., exercises investment discretion for the account of others or for its own account (such investment discretion is shared with Mr. Sarofim and Fayez Sarofim & Co.), and Section 13(f) securities over which Sarofim International Management Company, a wholly- owned subsidiary of Fayez Sarofim & Co., exercises investment discretion for the account of others or for its own account (such investment discretion is shared with Mr. Sarofim and Fayez Sarofim & Co.). Mr. Sarofim is filing Form 13F on behalf of Fayez Sarofim & Co., Sarofim Trust Co. and Sarofim International Management Company to report investment discretion over Section 13(f) securities exercised by Fayez Sarofim & Co., Sarofim Trust Co. and Sarofim International Management Company at September 30, 2000. INFORMATION STATEMENT The Dreyfus Corporation is filing the report required of institutional investment managers pursuant to Section 13(f) of the Securities Exchange Act of 1934 and rules thereunder on behalf of Fayez Sarofim & Co. with respect to those securities owned beneficiary by the following registered investment companies: Dreyfus Appreciation Fund, Inc. Dreyfus Variable Investment Fund Capital Appreciation Portfolio Dreyfus Premier Worldwide Growth Fund, Inc. Dreyfus Premier Tax Managed Growth Fund, Inc. Dreyfus Tax-Smart Growth Fund, Inc. File # 28-133 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 Report for the Calendar Quarter Ended September 30, 2001 - -------------------------------------------------------------------------------- If amended report check here: [x] Name of Institutional Investment Manager: FAYEZ SAROFIM & CO. Business Address: Street: Two Houston Center, Suite 2907 City: Houston State: Texas Zip: 77010 Name, Phone No. and Title of Person Duly Authorized to Submit This Report: Mrs. Raye G. White, (713) 654-4484, Executive Vice President - -------------------------------------------------------------------------------- ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Houston and State of Texas on the 14th day of November, 2001. FAYEZ SAROFIM & CO. (Name of Institutional Investment Manager) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). NAME 13F File Number ---- --------------- NONE. Fayez Sarofim is filing Form 13F on behalf of Fayez Sarofim & Co., to report investment discretion over Section 13(f) securities exercised by Fayez Sarofim & Co. at September 30, 2001. File # 28-960 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 Report for the Calendar Quarter Ended September 30, 2001 ______________________________________________________________________________ If amended report check here: [x] Name of Institutional Investment Manager: SAROFIM TRUST CO. Business Address: Street: Two Houston Center, Suite 2907 City: Houston State: Texas Zip: 77010 Name, Phone No. and Title of Person Duly Authorized to Submit This Report: Mrs. Raye G. White, (713) 654-4484, Executive Vice President - -------------------------------------------------------------------------------- ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Houston and State of Texas on the 14th day of November, 2001. SAROFIM TRUST CO. (Name of Institutional Investment Manager) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). NAME 13F File Number ---- --------------- NONE. Fayez Sarofim is filing Form 13F on behalf of Sarofim Trust Co. to report investment discretion over Section 13(f) securities exercised by Sarofim Trust Co. at September 30, 2001. File # 28-5074 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 Report for the Calendar Quarter Ended September 30, 2001 If amended report check here: [x] Name of Institutional Investment Manager: SAROFIM INTERNATIONAL MANAGEMENT COMPANY Business Address: Street: Two Houston Center, Suite 2907 City: Houston State: Texas Zip: 77010 Name, Phone No. and Title of Person Duly Authorized to Submit This Report: Mrs. Raye G. White, (713) 654-4484, Executive Vice President - -------------------------------------------------------------------------------- ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Houston and State of Texas on the 14th day of November, 2001. SAROFIM INTERNATIONAL MANAGEMENT COMPANY (Name of Institutional Investment Manager) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). NAME 13F File Number ---- --------------- NONE. Fayez Sarofim is filing Form 13F on behalf of Sarofim Trust Co. to report investment discretion over Section 13(f) securities exercised by Sarofim Trust Co. at September 30, 2001.
Page 1 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ AOL Time Warner Inc. COMMON 00184A105 354,638,299 10,714,148 AOL Time Warner Inc. COMMON 00184A105 57,454,649 1,735,790 AOL Time Warner Inc. COMMON 00184A105 38,413,709 1,160,535 AOL Time Warner Inc. COMMON 00184A105 458,435 13,850 AT&T Corp COMMON 001957109 360,866 18,698 AT&T Wireless Services COMMON 00209A106 247,309 16,553 Abbott Laboratories COMMON 002824100 533,435,590 10,288,054 Abbott Laboratories COMMON 002824100 102,332,041 1,973,617 Abbott Laboratories COMMON 002824100 35,189,869 678,686 Abbott Laboratories COMMON 002824100 554,795 10,700 Aerovox Inc COMMON 00808M105 100 10,000 (Filed Chapt 11 on 6/6/01) Agilent Technologies Inc COMMON 00846U101 2,268,523 116,037 Agilent Technologies Inc COMMON 00846U101 60,742 3,107 Agilent Technologies Inc COMMON 00846U101 77,597 3,969 Agilent Technologies Inc COMMON 00846U101 2,776 142 Alamo Group Inc COMMON 011311107 1,951,320 151,500 Albertson's Inc COMMON 013104104 63,537 1,993 Albertson's Inc COMMON 013104104 241,013 7,560 Alcoa Inc COMMON 013817101 1,320,096 42,570 Allegheny Technologies COMMON 01741R102 435,011 32,634 Alliance Capital Mgmt Hld COMMON 01855A101 1,023,680 22,400 Allstate Corp COMMON 020002101 169,270 4,532 _____________ COLUMN TOTALS 1,130,699,227 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ AOL Time Warner Inc. 10,714,148 1. 9,781,844 932,304 AOL Time Warner Inc. 1,735,790 1., 2. 1,608,947 126,843 AOL Time Warner Inc. 1,160,535 1., 3. 744,410 416,125 AOL Time Warner Inc. 13,850 None 13,850 AT&T Corp 18,698 1. 5,232 13,465 AT&T Wireless Services 16,553 1. 4,233 12,320 Abbott Laboratories 10,288,054 1. 8,504,331 1,783,722 Abbott Laboratories 1,973,617 1., 2. 1,821,302 152,315 Abbott Laboratories 678,686 1., 3. 273,000 405,686 Abbott Laboratories 10,700 None 10,700 Aerovox Inc 10,000 1. 10,000 (Filed Chapt 11 on 6/6/01) Agilent Technologies Inc 116,037 1. 60,720 55,317 Agilent Technologies Inc 3,107 1., 2. 1,087 2,020 Agilent Technologies Inc 3,969 1., 3. 381 3,588 Agilent Technologies Inc 142 None 142 Alamo Group Inc 151,500 1., 3. 151,500 Albertson's Inc 1,993 1. 1,993 Albertson's Inc 7,560 None 7,560 Alcoa Inc 42,570 1. 22,570 20,000 Allegheny Technologies 32,634 1. 32,625 9 Alliance Capital Mgmt Hld 22,400 1. 22,400 Allstate Corp 4,532 1. 2,928 1,604
Page 2 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Allstate Corp COMMON 020002101 560,250 15,000 ALLTEL Corp COMMON 020039103 2,228,120 38,449 American Ecology Corp COMMON 025533407 51,654 25,197 American Ecology Corp COMMON 025533407 750 366 American Ecology Corp COMMON 025533407 24,157 11,784 American Ecology Corp COMMON 025533407 178 87 American Electric Power COMMON 025537101 1,903,892 44,041 American Electric Power COMMON 025537101 2,003,192 46,338 American Electric Power COMMON 025537101 24,338,533 563,001 American Electric Power COMMON 025537101 89,702 2,075 American Express Co COMMON 025816109 171,594,282 5,904,827 American Express Co COMMON 025816109 37,661,675 1,295,997 American Express Co COMMON 025816109 12,455,116 428,600 American Home Products COMMON 026609107 85,626,677 1,469,986 American Home Products COMMON 026609107 3,188,197 54,733 American Home Products COMMON 026609107 40,451,130 694,440 American Home Products COMMON 026609107 3,090,279 53,052 American Intl Group Inc COMMON 026874107 508,213,340 6,515,556 American Intl Group Inc COMMON 026874107 92,092,104 1,180,668 American Intl Group Inc COMMON 026874107 162,689,294 2,085,760 American Intl Group Inc COMMON 026874107 5,649,696 72,432 American Tower Corp Cl A COMMON 029912201 347,569 25,023 American Tower Corp Cl A COMMON 029912201 686,888 49,452 Amgen Inc COMMON 031162100 394,641 6,715 Anadarko Petroleum Corp COMMON 032511107 845,102 17,577 Anheuser-Busch Cos Inc COMMON 035229103 324,509,199 7,748,548 ------------- COLUMN TOTALS 1,480,695,617 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Allstate Corp 15,000 1., 2. 15,000 ALLTEL Corp 38,449 1. 2,835 35,614 American Ecology Corp 25,197 1. 21,332 3,865 American Ecology Corp 366 1., 2. 366 American Ecology Corp 11,784 1., 3. 11,784 American Ecology Corp 87 None 87 American Electric Power 44,041 1. 27,506 16,535 American Electric Power 46,338 1., 2. 38,598 7,740 American Electric Power 563,001 1., 3. 563,001 American Electric Power 2,075 None 2,075 American Express Co 5,904,827 1. 4,883,820 1,021,007 American Express Co 1,295,997 1., 2. 1,201,914 94,083 American Express Co 428,600 1., 3. 138,000 290,600 American Home Products 1,469,986 1. 709,133 760,853 American Home Products 54,733 1., 2. 18,981 35,752 American Home Products 694,440 1., 3. 692,340 2,100 American Home Products 53,052 None 53,052 American Intl Group Inc 6,515,556 1. 5,349,641 1,165,914 American Intl Group Inc 1,180,668 1., 2. 1,101,686 78,982 American Intl Group Inc 2,085,760 1., 3. 1,849,569 236,191 American Intl Group Inc 72,432 None 72,432 American Tower Corp Cl A 25,023 1. 25,023 American Tower Corp Cl A 49,452 None 49,452 Amgen Inc 6,715 1. 4,605 2,110 Anadarko Petroleum Corp 17,577 1. 7,269 10,308 Anheuser-Busch Cos Inc 7,748,548 1. 6,267,985 1,480,563
Page 3 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Anheuser-Busch Cos Inc COMMON 035229103 66,036,384 1,576,800 Anheuser-Busch Cos Inc COMMON 035229103 15,324,646 365,918 Anheuser-Busch Cos Inc COMMON 035229103 1,819,267 43,440 Applera Corp - Celera COMMON 038020202 586,449 24,334 Genomics Group Applera Corp - Celera COMMON 038020202 144,600 6,000 Genomics Group Argonaut Group Inc COMMON 040157109 1,715,164 104,647 Argonaut Group Inc COMMON 040157109 31,518 1,923 Argonaut Group Inc COMMON 040157109 6,711,803 409,506 Argonaut Group Inc COMMON 040157109 32,796 2,001 Atrix Labs Inc COMMON 04962L101 352,500 15,000 Automatic Data Processing COMMON 053015103 1,600,771 34,030 Automatic Data Processing COMMON 053015103 28,224 600 Avery Dennison Corp COMMON 053611109 2,208,246 46,676 Avery Dennison Corp COMMON 053611109 288,591 6,100 BP Plc ADR COMMON 055622104 310,588,780 6,316,632 BP Plc ADR COMMON 055622104 96,212,955 1,956,741 BP Plc ADR COMMON 055622104 34,491,427 701,473 BP Plc ADR COMMON 055622104 988,858 20,111 Bank America Corp COMMON 060505104 62,098,782 1,063,335 Bank America Corp COMMON 060505104 7,846,215 134,353 Bank America Corp COMMON 060505104 2,850,971 48,818 Bank America Corp COMMON 060505104 20,849 357 Bank of New York COMMON 064057102 447,370 12,782 Bank of New York COMMON 064057102 164,500 4,700 Bank One Corp COMMON 06423A103 716,792 22,777 ------------ COLUMN TOTALS 613,308,458 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Anheuser-Busch Cos Inc 1,576,800 1., 2. 1,549,600 27,200 Anheuser-Busch Cos Inc 365,918 1., 3. 186,000 179,918 Anheuser-Busch Cos Inc 43,440 None 43,440 Applera Corp - Celera 24,334 1. 10,000 14,334 Genomics Group Applera Corp - Celera 6,000 1., 3. 6,000 Genomics Group Argonaut Group Inc 104,647 1. 88,419 16,228 Argonaut Group Inc 1,923 1., 2. 675 1,248 Argonaut Group Inc 409,506 1., 3. 409,506 Argonaut Group Inc 2,001 None 2,001 Atrix Labs Inc 15,000 1. 15,000 Automatic Data Processing 34,030 1. 29,440 4,590 Automatic Data Processing 600 1., 2. 600 Avery Dennison Corp 46,676 1. 44,192 2,484 Avery Dennison Corp 6,100 1., 2. 6,100 BP Plc ADR 6,316,632 1. 5,106,414 1,210,218 BP Plc ADR 1,956,741 1., 2. 1,812,689 144,052 BP Plc ADR 701,473 1., 3. 535,198 166,275 BP Plc ADR 20,111 None 20,111 Bank America Corp 1,063,335 1. 878,877 184,458 Bank America Corp 134,353 1., 2. 105,800 28,553 Bank America Corp 48,818 1., 3. 48,818 Bank America Corp 357 None 357 Bank of New York 12,782 1. 8,270 4,512 Bank of New York 4,700 1., 2. 4,700 Bank One Corp 22,777 1. 11,650 11,127
Page 4 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Baxter International Inc COMMON 071813109 1,463,780 26,590 Becton Dickinson COMMON 075887109 259,000 7,000 BellSouth Corp COMMON 079860102 433,164,668 10,425,142 BellSouth Corp COMMON 079860102 81,674,896 1,965,701 BellSouth Corp COMMON 079860102 22,320,660 537,200 BellSouth Corp COMMON 079860102 378,105 9,100 Berkshire Hathaway Cl A COMMON 084670108 68,250,000 975 Berkshire Hathaway Cl A COMMON 084670108 26,810,000 383 Berkshire Hathaway Cl A COMMON 084670108 45,920,000 656 Berkshire Hathaway Cl A COMMON 084670108 210,000 3 Berkshire Hathaway Cl B COMMON 084670207 15,830,020 6,794 Berkshire Hathaway Cl B COMMON 084670207 442,700 190 Berkshire Hathaway Cl B COMMON 084670207 3,413,450 1,465 Bio Technology General COMMON 090578105 485,100 64,853 Corp Boeing Co COMMON 097023105 5,464,969 163,133 Boeing Co COMMON 097023105 323,644 9,661 Bristol-Myers Squibb Co COMMON 110122108 30,802,908 554,408 Bristol-Myers Squibb Co COMMON 110122108 1,611,240 29,000 Bristol-Myers Squibb Co COMMON 110122108 561,712 10,110 Bristol-Myers Squibb Co COMMON 110122108 155,568 2,800 Broadwing Inc COMMON 111620100 19,296 1,200 Broadwing Inc COMMON 111620100 10,980,148 682,845 Buckeye Partners LP Units COMMON 118230101 207,900 6,000 ------------- COLUMN TOTALS 750,749,764 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Baxter International Inc 26,590 1. 26,100 490 Becton Dickinson 7,000 1. 3,600 3,400 BellSouth Corp 10,425,142 1. 8,670,796 1,754,347 BellSouth Corp 1,965,701 1., 2. 1,792,908 172,793 BellSouth Corp 537,200 1., 3. 86,600 450,600 BellSouth Corp 9,100 None 9,100 Berkshire Hathaway Cl A 975 1. 725 250 Berkshire Hathaway Cl A 383 1., 2. 280 103 Berkshire Hathaway Cl A 656 1., 3. 356 300 Berkshire Hathaway Cl A 3 None 3 Berkshire Hathaway Cl B 6,794 1. 5,279 1,515 Berkshire Hathaway Cl B 190 1., 2. 59 131 Berkshire Hathaway Cl B 1,465 1., 3. 24 1,441 Bio Technology General 64,853 1. 64,853 Corp Boeing Co 163,133 1. 116,744 46,389 Boeing Co 9,661 1., 2. 6,611 3,050 Bristol-Myers Squibb Co 554,408 1. 381,152 173,256 Bristol-Myers Squibb Co 29,000 1., 2. 7,800 21,200 Bristol-Myers Squibb Co 10,110 1., 3. 2,000 8,110 Bristol-Myers Squibb Co 2,800 None 2,800 Broadwing Inc 1,200 1. 1,200 Broadwing Inc 682,845 1., 3. 682,845 Buckeye Partners LP Unit 6,000 1. 2,000 4,000
Page 5 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Burlington Northern Santa COMMON 12189T104 360,965 13,494 Fe Corp CLECO Corp (new) COMMON 12561W105 1,157,746 56,174 CLECO Corp (new) COMMON 12561W105 366,363 17,776 CVS Corp COMMON 126650100 9,697,127 292,082 CVS Corp COMMON 126650100 482,396 14,530 CVS Corp COMMON 126650100 3,320 100 Cablevision Systems Corp COMMON 12686C109 372,554 9,100 Class A Campbell Soup Co COMMON 134429109 2,480,968 88,606 Campbell Soup Co COMMON 134429109 336,000 12,000 Cardinal Health Inc COMMON 14149Y108 422,846 5,718 Caterpillar Inc COMMON 149123101 364,896 8,145 CenturyTel Inc COMMON 156700106 385,686 11,513 ChevronTexaco Corp COMMON 166764100 476,391,581 5,621,140 ChevronTexaco Corp COMMON 166764100 89,876,697 1,060,492 ChevronTexaco Corp COMMON 166764100 111,130,472 1,311,274 ChevronTexaco Corp COMMON 166764100 1,082,597 12,774 Chubb Corp COMMON 171232101 447,027 6,260 Cisco Systems Inc COMMON 17275R102 189,932,922 15,593,836 Cisco Systems Inc COMMON 17275R102 41,049,913 3,370,272 Cisco Systems Inc COMMON 17275R102 13,839,379 1,136,238 Cisco Systems Inc COMMON 17275R102 154,284 12,667 Citigroup Inc COMMON 172967101 953,070,787 23,532,612 ------------- COLUMN TOTALS 1,893,406,526 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Burlington Northern Santa 13,494 1. 11,400 2,094 Fe Corp CLECO Corp (new) 56,174 1. 31,374 24,800 CLECO Corp (new) 17,776 1., 2. 17,776 CVS Corp 292,082 1. 270,557 21,525 CVS Corp 14,530 1., 2. 1,225 13,305 CVS Corp 100 1., 3. 100 Cablevision Systems Corp 9,100 1. 1,100 8,000 Class A Campbell Soup Co 88,606 1. 16,076 72,530 Campbell Soup Co 12,000 None 12,000 Cardinal Health Inc 5,718 1. 4,650 1,068 Caterpillar Inc 8,145 1. 4,100 4,045 CenturyTel Inc 11,513 1. 10,910 603 ChevronTexaco Corp 5,621,140 1. 4,611,451 1,009,688 ChevronTexaco Corp 1,060,492 1., 2. 978,165 82,327 ChevronTexaco Corp 1,311,274 1., 3. 1,079,310 231,964 ChevronTexaco Corp 12,774 None 12,774 Chubb Corp 6,260 1. 2,700 3,560 Cisco Systems Inc 15,593,836 1. 13,073,009 2,520,827 Cisco Systems Inc 3,370,272 1., 2. 3,068,914 301,358 Cisco Systems Inc 1,136,238 1., 3. 316,200 820,038 Cisco Systems Inc 12,667 None 12,667 Citigroup Inc 23,532,612 1. 18,600,905 4,931,707
Page 6 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Citigroup Inc COMMON 172967101 183,517,903 4,531,306 Citigroup Inc COMMON 172967101 60,600,515 1,496,309 Citigroup Inc COMMON 172967101 3,957,458 97,715 Clear Channel COMMON 184502102 4,249,275 106,900 Communication Clorox Co COMMON 189054109 276,205 7,465 Coach Inc COMMON 189754104 2,278,164 85,936 Coach Inc COMMON 189754104 42,151 1,590 Coach Inc COMMON 189754104 896 34 Coach Inc COMMON 189754104 215,977 8,147 Coca-Cola Co COMMON 191216100 1,287,188,696 27,474,679 Coca-Cola Co COMMON 191216100 232,594,594 4,964,666 Coca-Cola Co COMMON 191216100 294,893,015 6,294,408 Coca-Cola Co COMMON 191216100 10,568,423 225,580 Colgate Palmolive Co COMMON 194162103 93,805,961 1,610,403 Colgate Palmolive Co COMMON 194162103 8,400,815 144,220 Colgate Palmolive Co COMMON 194162103 8,644,300 148,400 Compaq Computer Corp COMMON 204493100 647,474 77,915 Compaq Computer Corp COMMON 204493100 7,479 900 Compaq Computer Corp COMMON 204493100 134,481 16,183 ConAgra Foods Inc COMMON 205887102 208,246 9,276 Conexant Systems Inc COMMON 207142100 4,416,231 532,076 Conexant Systems Inc COMMON 207142100 324,928 39,148 Conexant Systems Inc COMMON 207142100 600,920 72,400 Conexant Systems Inc COMMON 207142100 41,500 5,000 Conoco Inc Cl A COMMON 208251306 23,446 922 ------------- COLUMN TOTALS 2,197,639,053 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Citigroup Inc 4,531,306 1., 2. 4,206,414 324,892 Citigroup Inc 1,496,309 1., 3. 522,433 973,876 Citigroup Inc 97,715 None 97,715 Clear Channel 106,900 1. 102,706 4,194 Communication Clorox Co 7,465 1. 3,465 4,000 Coach Inc 85,936 1. 39,643 46,293 Coach Inc 1,590 1., 2. 1,590 Coach Inc 34 1., 3. 34 Coach Inc 8,147 None 8,147 Coca-Cola Co 27,474,679 1. 21,569,378 5,905,300 Coca-Cola Co 4,964,666 1., 2. 4,650,044 314,622 Coca-Cola Co 6,294,408 1., 3. 5,107,880 1,186,528 Coca-Cola Co 225,580 None 225,580 Colgate Palmolive Co 1,610,403 1. 1,284,427 325,976 Colgate Palmolive Co 144,220 1., 2. 81,150 63,070 Colgate Palmolive Co 148,400 1., 3. 148,400 Compaq Computer Corp 77,915 1. 63,541 14,374 Compaq Computer Corp 900 1., 2. 500 400 Compaq Computer Corp 16,183 None 16,183 ConAgra Foods Inc 9,276 1. 9,276 Conexant Systems Inc 532,076 1. 406,497 125,579 Conexant Systems Inc 39,148 1., 2. 14,250 24,898 Conexant Systems Inc 72,400 1., 3. 15,800 56,600 Conexant Systems Inc 5,000 None 5,000 Conoco Inc Cl A 922 1. 700 222
Page 7 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Conoco Inc Cl A COMMON 208251306 252,215 9,918 Constellation Energy COMMON 210371100 677,600 28,000 Corning Inc COMMON 219350105 72,765 8,250 Corning Inc COMMON 219350105 18,363 2,082 Covanta Energy Corp. COMMON 22281N103 17,578 1,505 Covanta Energy Corp. COMMON 22281N103 1,168,420 100,036 Cox Communications Inc COMMON 224044107 422,218 10,113 New Class A Cox Communications Inc COMMON 224044107 56,279 1,348 New Class A DPL Inc COMMON 233293109 246,240 10,125 Dell Computer Corp COMMON 247025109 1,312,980 70,857 Dell Computer Corp COMMON 247025109 2,377,399 128,300 Devon Energy Corp COMMON 25179M103 455,318 13,236 Devon Energy Corp COMMON 25179M103 230,893 6,712 Devon Energy Corp COMMON 25179M103 5,926,673 172,287 Devon Energy Corp COMMON 25179M103 42,140 1,225 Disney (Walt) Co COMMON 254687106 17,180,479 922,690 Disney (Walt) Co COMMON 254687106 128,944 6,925 Disney (Walt) Co COMMON 254687106 91,908 4,936 Disney (Walt) Co COMMON 254687106 410,012 22,020 Dole Food Co Inc COMMON 256605106 208,907 9,762 Dominion Resources Inc COMMON 25746U109 679,914 11,456 Dow Chemical Co COMMON 260543103 8,290,344 253,063 ------------ COLUMN TOTALS 40,267,589 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Conoco Inc Cl A 9,918 None 9,918 Constellation Energy 28,000 1. 28,000 Corning Inc 8,250 1. 7,650 600 Corning Inc 2,082 1., 2. 2,082 Covanta Energy Corp. 1,505 1. 1,505 Covanta Energy Corp. 100,036 1., 3. 100,036 Cox Communications Inc 10,113 1. 9,868 245 New Class A Cox Communications Inc 1,348 None 1,348 New Class A DPL Inc 10,125 1., 2. 10,125 Dell Computer Corp 70,857 1. 59,810 11,047 Dell Computer Corp 128,300 1., 3. 128,300 Devon Energy Corp 13,236 1. 11,268 1,968 Devon Energy Corp 6,712 1., 2. 6,712 Devon Energy Corp 172,287 1., 3. 172,287 Devon Energy Corp 1,225 None 1,225 Disney (Walt) Co 922,690 1. 500,203 422,487 Disney (Walt) Co 6,925 1., 2. 3,875 3,050 Disney (Walt) Co 4,936 1., 3. 4,936 Disney (Walt) Co 22,020 None 22,020 Dole Food Co Inc 9,762 1. 8,096 1,666 Dominion Resources Inc 11,456 1. 9,600 1,856 Dow Chemical Co 253,063 1. 147,349 105,714
Page 8 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Dow Chemical Co COMMON 260543103 1,302,210 39,750 Dow Chemical Co COMMON 260543103 2,800,980 85,500 Dow Chemical Co COMMON 260543103 826,437 25,227 Dreyfus Appreciation Fund COMMON 261970107 3,219,900 88,849 Dreyfus Tax-Smart Growth Fund COMMON 261978217 2,813,440 202,844 Dreyfus Premier Tax COMMON 261978381 1,223,121 81,433 Managed Growth Fund-Class A Dreyfus Premier Worldwide COMMON 261989107 2,352,645 83,754 Growth Fund-Class A DuPont E I de Nemours COMMON 263534109 1,638,611 43,673 DuPont E I de Nemours COMMON 263534109 202,608 5,400 DuPont E I de Nemours COMMON 263534109 165,088 4,400 Duke Energy Corporation COMMON 264399106 669,567 17,690 Duke Energy Corporation COMMON 264399106 25,435 672 EMC Corp COMMON 268648102 67,727,414 5,764,035 EMC Corp COMMON 268648102 13,398,995 1,140,340 EMC Corp COMMON 268648102 5,687,000 484,000 EMC Corp COMMON 268648102 41,713 3,550 Eaton Vance Corp COMMON 278265103 14,671,800 468,000 (non-voting) Eaton Vance Corp COMMON 278265103 66,211,200 2,112,000 (non-voting) El Paso Corporation COMMON 28336L109 6,236,620 150,099 El Paso Corporation COMMON 28336L109 122,656 2,952 El Paso Corporation COMMON 28336L109 772,830 18,600 ------------- COLUMN TOTALS 192,110,270 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Dow Chemical Co 39,750 1., 2. 39,300 450 Dow Chemical Co 85,500 1., 3. 85,500 Dow Chemical Co 25,227 None 25,227 Dreyfus Appreciation Fund 88,849 1. 85,117 3,733 Dreyfus Tax-Smart Growth Fund 202,844 1. 202,844 Dreyfus Premier Tax 81,433 1. 81,433 Managed Growth Fund-Class A Dreyfus Premier Worldwide 83,754 1. 83,754 Growth Fund-Class A DuPont E I de Nemours 43,673 1. 36,277 7,396 DuPont E I de Nemours 5,400 1., 2. 2,200 3,200 DuPont E I de Nemours 4,400 None 4,400 Duke Energy Corporation 17,690 1. 8,166 9,524 Duke Energy Corporation 672 None 672 EMC Corp 5,764,035 1. 4,933,529 830,507 EMC Corp 1,140,340 1., 2. 1,052,705 87,635 EMC Corp 484,000 1., 3. 108,800 375,200 EMC Corp 3,550 None 3,550 Eaton Vance Corp 468,000 1., 2. 468,000 (non-voting) Eaton Vance Corp 2,112,000 1., 3. 2,112,000 (non-voting) El Paso Corporation 150,099 1. 42,988 107,111 El Paso Corporation 2,952 1., 2. 2,952 El Paso Corporation 18,600 1., 3. 18,600
Page 9 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ El Paso Energy Partners LP COMMON 28368B102 3,712,800 102,000 Elan Plc ADS COMMON 284131208 71,997 1,486 Elan Plc ADS COMMON 284131208 164,730 3,400 Emerson COMMON 291011104 172,899,516 3,674,023 Emerson COMMON 291011104 18,739,486 398,204 Emerson COMMON 291011104 12,286,190 261,075 Emerson COMMON 291011104 132,945 2,825 Enesco Group Inc COMMON 292973104 788,500 190,000 Enron Corp COMMON 293561106 362,976 13,330 Ericsson (LM) Telephone COMMON 294821400 116,664 33,428 Co ADR Exelon Corp COMMON 30161N101 372,544 8,353 Exelon Corp COMMON 30161N101 35,100 787 Expeditors Intl Wash Inc COMMON 302130109 473,500 10,000 Exxon Mobil Corp COMMON 30231G102 1,231,992,670 31,268,849 Exxon Mobil Corp COMMON 30231G102 231,532,669 5,876,464 Exxon Mobil Corp COMMON 30231G102 188,407,884 4,781,926 Exxon Mobil Corp COMMON 30231G102 10,306,410 261,584 FPL Group Inc COMMON 302571104 617,432 11,530 FPL Group Inc COMMON 302571104 246,330 4,600 Federal Home Loan COMMON 313400301 137,005,115 2,107,771 Mortgage Corp ------------- COLUMN TOTALS 2,010,265,458 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ El Paso Energy Partners LP 102,000 1. 100,000 2,000 Elan Plc ADS 1,486 1. 1,486 Elan Plc ADS 3,400 1., 2. 3,400 Emerson 3,674,023 1. 3,066,887 607,136 Emerson 398,204 1., 2. 347,482 50,722 Emerson 261,075 1., 3. 74,100 186,975 Emerson 2,825 None 2,825 Enesco Group Inc 190,000 1., 3. 190,000 Enron Corp 13,330 1. 2,230 11,100 Ericsson (LM) Telephone 33,428 1. 4,860 28,568 Co ADR Exelon Corp 8,353 1. 8,353 Exelon Corp 787 1., 2. 787 Expeditors Intl Wash Inc 10,000 1. 10,000 Exxon Mobil Corp 31,268,849 1. 25,096,549 6,172,301 Exxon Mobil Corp 5,876,464 1., 2. 5,396,566 479,898 Exxon Mobil Corp 4,781,926 1., 3. 3,276,260 1,505,666 Exxon Mobil Corp 261,584 None 261,584 FPL Group Inc 11,530 1. 6,610 4,920 FPL Group Inc 4,600 1., 2. 200 4,400 Federal Home Loan 2,107,771 1. 1,711,919 395,852 Mortgage Corp
Page 10 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Federal Home Loan COMMON 313400301 24,601,200 378,480 Mortgage Corp Federal Home Loan COMMON 313400301 18,575,375 285,775 Mortgage Corp Federal Home Loan COMMON 313400301 396,500 6,100 Mortgage Corp Fannie Mae COMMON 313586109 736,978,931 9,205,333 Fannie Mae COMMON 313586109 135,388,665 1,691,090 Fannie Mae COMMON 313586109 52,431,294 654,900 Fannie Mae COMMON 313586109 2,465,848 30,800 Fifth Third Bancorp COMMON 316773100 726,202 11,812 First Data Corp COMMON 319963104 1,273,098 21,852 Ford Motor Company (New) COMMON 345370860 320,340,793 18,463,446 Ford Motor Company (New) COMMON 345370860 59,084,092 3,405,423 Ford Motor Company (New) COMMON 345370860 26,480,526 1,526,255 Ford Motor Company (New) COMMON 345370860 1,594,968 91,929 Fortune Brands Inc COMMON 349631101 287,899 8,594 Fox Entertainment Group COMMON 35138T107 10,456,562 547,464 Fox Entertainment Group COMMON 35138T107 5,722,360 299,600 Fox Entertainment Group COMMON 35138T107 3,912,635 204,850 Franklin Resources Inc COMMON 354613101 288,836 8,331 Franklin Resources Inc COMMON 354613101 17,335 500 Franklin Resources Inc COMMON 354613101 5,472,625 157,849 GAM North America Fund COMMON 364590604 3,737,351 244,431 Gap Inc COMMON 364760108 364,786 30,526 General Electric Co COMMON 369604103 1,496,579,106 40,230,621 ------------- COLUMN TOTALS 2,907,176,987 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Federal Home Loan 378,480 1., 2. 316,400 62,080 Mortgage Corp Federal Home Loan 285,775 1., 3. 36,600 249,175 Mortgage Corp Federal Home Loan 6,100 None 6,100 Mortgage Corp Fannie Mae 9,205,333 1. 7,447,337 1,757,996 Fannie Mae 1,691,090 1., 2. 1,536,703 154,387 Fannie Mae 654,900 1., 3. 173,300 481,600 Fannie Mae 30,800 None 30,800 Fifth Third Bancorp 11,812 1. 11,250 562 First Data Corp 21,852 1. 14,052 7,800 Ford Motor Company (New) 18,463,446 1. 14,860,707 3,602,739 Ford Motor Company (New) 3,405,423 1., 2. 3,127,706 277,717 Ford Motor Company (New) 1,526,255 1., 3. 875,167 651,088 Ford Motor Company (New) 91,929 None 91,929 Fortune Brands Inc 8,594 1. 4,500 4,094 Fox Entertainment Group 547,464 1. 425,289 122,175 Fox Entertainment Group 299,600 1., 2. 299,000 600 Fox Entertainment Group 204,850 1., 3. 204,850 Franklin Resources Inc 8,331 1. 6,381 1,950 Franklin Resources Inc 500 1., 2. 500 Franklin Resources Inc 157,849 1., 3. 157,849 GAM North America Fund 244,431 1. 244,431 Gap Inc 30,526 1. 15,915 14,611 General Electric Co 40,230,621 1. 31,893,294 8,337,327
Page 11 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ General Electric Co COMMON 369604103 257,082,671 6,910,825 General Electric Co COMMON 369604103 134,262,649 3,609,211 General Electric Co COMMON 369604103 10,843,130 291,482 General Growth Properties COMMON 370021107 469,395 13,500 General Mills Inc COMMON 370334104 2,055,053 45,166 General Mills Inc COMMON 370334104 109,200 2,400 General Mills Inc COMMON 370334104 86,450 1,900 General Motors Corp COMMON 370442105 440,025 10,257 Gillette Company COMMON 375766102 33,249,682 1,115,761 Gillette Company COMMON 375766102 890,871 29,895 Gillette Company COMMON 375766102 93,572 3,140 Gillette Company COMMON 375766102 723,544 24,280 GlaxoSmithKline PLC ADR COMMON 37733W105 1,437,626 25,617 GlaxoSmithKline PLC ADR COMMON 37733W105 70,992 1,265 Goldman Sachs Group Inc COMMON 38141G104 24,122,222 338,083 Goldman Sachs Group Inc COMMON 38141G104 16,414,068 230,050 Goldman Sachs Group Inc COMMON 38141G104 17,838 250 Harrahs Entertainment Inc COMMON 413619107 2,430,900 90,000 Harrahs Entertainment Inc COMMON 413619107 7,967,950 295,000 Harte Hanks Inc COMMON 416196103 358,099 16,548 Hartford Financial Ser COMMON 416515104 485,192 8,260 Group Inc Hartford Financial Ser COMMON 416515104 117,480 2,000 Group Inc Hartford Financial Ser COMMON 416515104 58,740 1,000 Group Inc ------------- COLUMN TOTALS 493,787,349 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ General Electric Co 6,910,825 1., 2. 6,369,429 541,396 General Electric Co 3,609,211 1., 3. 1,931,200 1,678,011 General Electric Co 291,482 None 291,482 General Growth Properties 13,500 1. 13,500 General Mills Inc 45,166 1. 11,586 33,580 General Mills Inc 2,400 1., 2. 2,400 General Mills Inc 1,900 None 1,900 General Motors Corp 10,257 1. 8,817 1,440 Gillette Company 1,115,761 1. 732,866 382,895 Gillette Company 29,895 1., 2. 6,670 23,225 Gillette Company 3,140 1., 3. 3,140 Gillette Company 24,280 None 24,280 GlaxoSmithKline PLC ADR 25,617 1. 15,281 10,336 GlaxoSmithKline PLC ADR 1,265 1., 2. 1,265 Goldman Sachs Group Inc 338,083 1. 230,283 107,800 Goldman Sachs Group Inc 230,050 1., 2. 225,050 5,000 Goldman Sachs Group Inc 250 None 250 Harrahs Entertainment Inc 90,000 1., 2. 90,000 Harrahs Entertainment Inc 295,000 1., 3. 295,000 Harte Hanks Inc 16,548 1. 16,548 Hartford Financial Ser 8,260 1. 226 8,034 Group Inc Hartford Financial Ser 2,000 1., 2. 2,000 Group Inc Hartford Financial Ser 1,000 1., 3. 1,000 Group Inc
Page 12 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Heinz (H. J.) Co COMMON 423074103 108,108,638 2,564,855 Heinz (H. J.) Co COMMON 423074103 22,220,637 527,180 Heinz (H. J.) Co COMMON 423074103 18,791,608 445,827 Heinz (H. J.) Co COMMON 423074103 1,230,021 29,182 Hewlett-Packard Co COMMON 428236103 156,469,218 9,748,861 Hewlett-Packard Co COMMON 428236103 35,899,867 2,236,752 Hewlett-Packard Co COMMON 428236103 16,103,992 1,003,364 Hewlett-Packard Co COMMON 428236103 12,038 750 Hibernia Corp Class A COMMON 428656102 113,698 6,954 Hibernia Corp Class A COMMON 428656102 62,130 3,800 Hilton Hotels Corp COMMON 432848109 824,250 105,000 Hilton Hotels Corp COMMON 432848109 1,225,895 156,165 Hilton Hotels Corp COMMON 432848109 3,444,219 438,754 Home Depot Inc COMMON 437076102 24,734,338 644,627 Home Depot Inc COMMON 437076102 8,525,737 222,198 Home Depot Inc COMMON 437076102 1,195,226 31,150 Honeywell Int'l Inc COMMON 438516106 157,024,876 5,947,912 Honeywell Int'l Inc COMMON 438516106 29,918,935 1,133,293 Honeywell Int'l Inc COMMON 438516106 11,576,400 438,500 Honeywell Int'l Inc COMMON 438516106 145,200 5,500 Hubbell Inc Cl B COMMON 443510201 2,014,198 69,074 Hudson City Bancorp Inc COMMON 443683107 219,880 9,200 IMS Health Inc COMMON 449934108 266,783 10,650 IMS Health Inc COMMON 449934108 10,020 400 InforeTech Wireless COMMON 45666P104 49,026 700,375 Technology Inc. ------------- COLUMN TOTALS 600,186,830 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Heinz (H. J.) Co 2,564,855 1. 2,167,809 397,046 Heinz (H. J.) Co 527,180 1., 2. 519,650 7,530 Heinz (H. J.) Co 445,827 1., 3. 420,000 25,827 Heinz (H. J.) Co 29,182 None 29,182 Hewlett-Packard Co 9,748,861 1. 8,055,771 1,693,090 Hewlett-Packard Co 2,236,752 1., 2. 2,089,491 147,261 Hewlett-Packard Co 1,003,364 1., 3. 446,000 557,364 Hewlett-Packard Co 750 None 750 Hibernia Corp Class A 6,954 1. 6,954 Hibernia Corp Class A 3,800 1., 2. 3,800 Hilton Hotels Corp 105,000 1. 105,000 Hilton Hotels Corp 156,165 1., 2. 156,165 Hilton Hotels Corp 438,754 1., 3. 438,754 Home Depot Inc 644,627 1. 574,478 70,149 Home Depot Inc 222,198 1., 2. 199,248 22,950 Home Depot Inc 31,150 1., 3. 31,150 Honeywell Int'l Inc 5,947,912 1. 4,812,534 1,135,378 Honeywell Int'l Inc 1,133,293 1., 2. 1,055,513 77,780 Honeywell Int'l Inc 438,500 1., 3. 128,100 310,400 Honeywell Int'l Inc 5,500 None 5,500 Hubbell Inc Cl B 69,074 1. 67,162 1,912 Hudson City Bancorp Inc 9,200 1. 9,200 IMS Health Inc 10,650 1. 10,000 650 IMS Health Inc 400 1., 2. 400 InforeTech Wireless 700,375 1. 700,375 Technology Inc.
Page 13 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Intel Corporation COMMON 458140100 778,301,419 38,077,369 Intel Corporation COMMON 458140100 152,273,994 7,449,804 Intel Corporation COMMON 458140100 53,002,146 2,593,060 Intel Corporation COMMON 458140100 2,940,621 143,866 Intl Business Machines COMMON 459200101 525,561,115 5,730,060 Intl Business Machines COMMON 459200101 102,658,322 1,119,258 Intl Business Machines COMMON 459200101 36,827,414 401,520 Intl Business Machines COMMON 459200101 336,612 3,670 Investors Finl Services COMMON 461915100 4,769,825 82,752 Investors Finl Services COMMON 461915100 43,367,414 752,384 J. P. Morgan Chase & Co. COMMON 46625H100 468,196,293 13,709,994 J. P. Morgan Chase & Co. COMMON 46625H100 96,860,350 2,836,321 J. P. Morgan Chase & Co. COMMON 46625H100 35,530,036 1,040,411 J. P. Morgan Chase & Co. COMMON 46625H100 1,314,912 38,504 Jefferson-Pilot Corp COMMON 475070108 1,960,634 44,079 Johnson & Johnson COMMON 478160104 1,016,645,733 18,351,006 Johnson & Johnson COMMON 478160104 200,237,871 3,614,402 Johnson & Johnson COMMON 478160104 69,588,494 1,256,110 Johnson & Johnson COMMON 478160104 2,827,062 51,030 Kellogg Co COMMON 487836108 70,855,770 2,361,859 Kellogg Co COMMON 487836108 24,581,700 819,390 Kellogg Co COMMON 487836108 16,511,760 550,392 Kellogg Co COMMON 487836108 1,202,700 40,090 KeyCorp (New) COMMON 493267108 993,506 41,156 KeySpan Corp COMMON 49337W100 527,718 15,876 KeySpan Corp COMMON 49337W100 99,720 3,000 ------ --------- ------------- ---------- COLUMN TOTALS 3,707,973,141 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Intel Corporation 38,077,369 1. 30,555,599 7,521,770 Intel Corporation 7,449,804 1., 2. 6,880,224 569,580 Intel Corporation 2,593,060 1., 3. 865,600 1,727,460 Intel Corporation 143,866 None 143,866 Intl Business Machines 5,730,060 1. 4,755,601 974,459 Intl Business Machines 1,119,258 1., 2. 1,035,634 83,624 Intl Business Machines 401,520 1., 3. 124,700 276,820 Intl Business Machines 3,670 None 3,670 Investors Finl Services 82,752 1., 2. 82,752 Investors Finl Services 752,384 1., 3. 752,384 J. P. Morgan Chase & Co. 13,709,994 1. 10,978,351 2,731,643 J. P. Morgan Chase & Co. 2,836,321 1., 2. 2,637,183 199,138 J. P. Morgan Chase & Co. 1,040,411 1., 3. 425,650 614,761 J. P. Morgan Chase & Co. 38,504 None 38,504 Jefferson-Pilot Corp 44,079 1. 19,547 24,532 Johnson & Johnson 18,351,006 1. 14,765,815 3,585,191 Johnson & Johnson 3,614,402 1., 2. 3,340,184 274,218 Johnson & Johnson 1,256,110 1., 3. 394,800 861,310 Johnson & Johnson 51,030 None 51,030 Kellogg Co 2,361,859 1. 1,772,274 589,585 Kellogg Co 819,390 1., 2. 798,090 21,300 Kellogg Co 550,392 1., 3. 525,760 24,632 Kellogg Co 40,090 None 40,090 KeyCorp (New) 41,156 1. 38,800 2,356 KeySpan Corp 15,876 1. 15,876 KeySpan Corp 3,000 1., 2. 3,000
Page 14 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Kimberly-Clark Corp COMMON 494368103 434,930 7,015 Kimberly-Clark Corp COMMON 494368103 67,766 1,093 Kinder Morgan Energy COMMON 494550106 158,980,931 4,593,497 Partners L P Kinder Morgan Energy COMMON 494550106 2,491,920 72,000 Partners L P Kinder Morgan Energy COMMON 494550106 103,830 3,000 Partners L P Kinder Morgan Energy COMMON 494550106 138,440 4,000 Partners L P Kinder Morgan Inc COMMON 49455P101 25,002,420 508,076 Kinder Morgan Inc COMMON 49455P101 221,445 4,500 Kinder Morgan Inc COMMON 49455P101 9,204,780 187,051 Kinder Morgan Inc COMMON 49455P101 1,643,171 33,391 Kraft Foods Inc COMMON 50075N104 57,188,243 1,663,900 Kraft Foods Inc COMMON 50075N104 5,545,600 161,350 Kraft Foods Inc COMMON 50075N104 14,524,762 422,600 Lauder (Estee) Co CI A COMMON 518439104 26,596,979 802,322 Lauder (Estee) Co CI A COMMON 518439104 13,387,628 403,850 Lauder (Estee) Co CI A COMMON 518439104 5,632,185 169,900 Leggett & Platt Inc COMMON 524660107 2,145 110 Leggett & Platt Inc COMMON 524660107 1,560,000 80,000 Liberty Media Corp. COMMON 530718105 433,375 34,124 Media Group GE Life & Annuity COMMON 531990216 50,025 25,000 ----------- COLUMN TOTALS 323,210,575 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Kimberly-Clark Corp 7,015 1. 3,781 3,234 Kimberly-Clark Corp 1,093 1., 2. 693 400 Kinder Morgan Energy 4,593,497 1. 3,853,530 739,967 Partners L P Kinder Morgan Energy 72,000 1., 2. 12,600 59,400 Partners L P Kinder Morgan Energy 3,000 1., 3. 3,000 Partners L P Kinder Morgan Energy 4,000 None 4,000 Partners L P Kinder Morgan Inc 508,076 1. 255,871 252,205 Kinder Morgan Inc 4,500 1., 2. 4,500 Kinder Morgan Inc 187,051 1., 3. 160,251 26,800 Kinder Morgan Inc 33,391 None 33,391 Kraft Foods Inc 1,663,900 1. 1,329,950 333,950 Kraft Foods Inc 161,350 1., 2. 27,950 133,400 Kraft Foods Inc 422,600 1., 3. 422,600 Lauder (Estee) Co CI A 802,322 1. 595,904 206,418 Lauder (Estee) Co CI A 403,850 1., 2. 375,050 28,800 Lauder (Estee) Co CI A 169,900 1., 3. 56,700 113,200 Leggett & Platt Inc 110 1. 110 Leggett & Platt Inc 80,000 1., 3. 80,000 Liberty Media Corp. 34,124 1. 6,052 28,072 Media Group GE Life & Annuity 25,000 1. 25,000
Page 15 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Lilly Eli & Co COMMON 532457108 316,419,533 3,920,936 Lilly Eli & Co COMMON 532457108 76,635,545 949,635 Lilly Eli & Co COMMON 532457108 25,652,513 317,875 Lilly Eli & Co COMMON 532457108 953,874 11,820 Lincoln Electric Hldgs COMMON 533900106 2,276,868 103,400 Lincoln National Corp COMMON 534187109 371,997 7,978 Loudeye Technologies Inc COMMON 545754103 5,200 10,000 Lucent Technologies Inc COMMON 549463107 71,212 12,428 Lucent Technologies Inc COMMON 549463107 733 128 Luminex Corporation COMMON 55027E102 522,113 38,250 Managers International COMMON 561717406 206,898 5,687 Equity Fund Marsh & McLennan Cos, Inc COMMON 571748102 427,303,904 4,418,861 Marsh & McLennan Cos, Inc COMMON 571748102 102,900,879 1,064,125 Marsh & McLennan Cos, Inc COMMON 571748102 31,268,912 323,360 Marsh & McLennan Cos, Inc COMMON 571748102 1,973,454 20,408 Masco Corp COMMON 574599106 245,280 12,000 May Department Stores Co COMMON 577778103 5,521,345 190,260 May Department Stores Co COMMON 577778103 245,219 8,450 May Department Stores Co COMMON 577778103 313,039 10,787 McDonalds Corp COMMON 580135101 171,265,836 6,310,458 McDonalds Corp COMMON 580135101 11,490,899 423,393 McDonalds Corp COMMON 580135101 16,936,039 624,025 McDonalds Corp COMMON 580135101 230,690 8,500 ------------- COLUMN TOTALS 1,192,811,982 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Lilly Eli & Co 3,920,936 1. 3,235,817 685,119 Lilly Eli & Co 949,635 1., 2. 856,155 93,480 Lilly Eli & Co 317,875 1., 3. 1,500 316,375 Lilly Eli & Co 11,820 None 11,820 Lincoln Electric Hldgs 103,400 1., 3. 103,400 Lincoln National Corp 7,978 1. 3,080 4,898 Loudeye Technologies Inc 10,000 1. 10,000 Lucent Technologies Inc 12,428 1. 1,812 10,616 Lucent Technologies Inc 128 1., 2. 128 Luminex Corporation 38,250 1. 38,250 Managers International 5,687 1. 5,687 Equity Fund Marsh & McLennan Cos, Inc 4,418,861 1. 3,559,961 858,900 Marsh & McLennan Cos, Inc 1,064,125 1., 2. 980,088 84,037 Marsh & McLennan Cos, Inc 323,360 1., 3. 80,200 243,160 Marsh & McLennan Cos, Inc 20,408 None 20,408 Masco Corp 12,000 1. 12,000 May Department Stores Co 190,260 1. 89,557 100,703 May Department Stores Co 8,450 1., 2. 6,900 1,550 May Department Stores Co 10,787 None 10,787 McDonalds Corp 6,310,458 1. 5,174,748 1,135,711 McDonalds Corp 423,393 1., 2. 256,638 166,755 McDonalds Corp 624,025 1., 3. 71,800 552,225 McDonalds Corp 8,500 None 8,500
Page 16 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ McGraw-Hill Inc COMMON 580645109 364,309,667 6,259,616 McGraw-Hill Inc COMMON 580645109 61,966,137 1,064,710 McGraw-Hill Inc COMMON 580645109 29,950,593 514,615 McGraw-Hill Inc COMMON 580645109 387,030 6,650 Medtronic Inc COMMON 585055106 2,095,265 48,167 Mellon Finl Corp COMMON 58551A108 4,119,165 127,410 Mellon Finl Corp COMMON 58551A108 3,419,285 105,762 Mellon Finl Corp COMMON 58551A108 235,727,988 7,291,308 Merck & Co Inc COMMON 589331107 1,234,698,913 18,539,023 Merck & Co Inc COMMON 589331107 200,388,251 3,008,833 Merck & Co Inc COMMON 589331107 194,247,292 2,916,626 Merck & Co Inc COMMON 589331107 8,054,537 120,939 Merrill Lynch & Co Inc COMMON 590188108 28,005,781 689,798 Merrill Lynch & Co Inc COMMON 590188108 7,067,039 174,065 Merrill Lynch & Co Inc COMMON 590188108 2,955,680 72,800 Merrill Lynch & Co Inc COMMON 590188108 113,680 2,800 Mesa Offshore Trust UBI COMMON 590650107 7,000 100,000 Mesa Royalty Trust COMMON 590660106 351,900 9,000 Mesa Royalty Trust COMMON 590660106 11,730 300 Metrocorp Bancshares Inc COMMON 591650106 1,065,075 93,264 Microsoft Corp COMMON 594918104 343,302,181 6,709,052 Microsoft Corp COMMON 594918104 50,859,910 993,940 Microsoft Corp COMMON 594918104 19,108,157 373,425 Microsoft Corp COMMON 594918104 268,643 5,250 Minnesota Mining & Mfg COMMON 604059105 4,592,918 46,676 ------------- COLUMN TOTALS 2,797,073,817 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ McGraw-Hill Inc 6,259,616 1. 5,196,575 1,063,041 McGraw-Hill Inc 1,064,710 1., 2. 957,763 106,947 McGraw-Hill Inc 514,615 1., 3. 123,800 390,815 McGraw-Hill Inc 6,650 None 6,650 Medtronic Inc 48,167 1. 41,840 6,327 Mellon Finl Corp 127,410 1. 122,320 5,090 Mellon Finl Corp 105,762 1., 2. 105,762 Mellon Finl Corp 7,291,308 1., 3. 7,288,308 3,000 Merck & Co Inc 18,539,023 1. 14,459,163 4,079,859 Merck & Co Inc 3,008,833 1., 2. 2,767,770 241,063 Merck & Co Inc 2,916,626 1., 3. 2,151,000 765,626 Merck & Co Inc 120,939 None 120,939 Merrill Lynch & Co Inc 689,798 1. 513,569 176,229 Merrill Lynch & Co Inc 174,065 1., 2. 140,325 33,740 Merrill Lynch & Co Inc 72,800 1., 3. 72,800 Merrill Lynch & Co Inc 2,800 None 2,800 Mesa Offshore Trust UBI 100,000 1. 100,000 Mesa Royalty Trust 9,000 1., 3. 9,000 Mesa Royalty Trust 300 None 300 Metrocorp Bancshares Inc 93,264 1. 93,264 Microsoft Corp 6,709,052 1. 5,753,502 955,549 Microsoft Corp 993,940 1., 2. 846,565 147,375 Microsoft Corp 373,425 1., 3. 54,700 318,725 Microsoft Corp 5,250 None 5,250 Minnesota Mining & Mfg 46,676 1. 17,879 28,797
Page 17 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Minnesota Mining & Mfg COMMON 604059105 349,320 3,550 Minnesota Mining & Mfg COMMON 604059105 1,208,352 12,280 Mitchell Energy & Devel- opment Corp Class A common COMMON 606592202 240,275 4,794 Morgan Stanley Dean Witter & Co COMMON 617446448 2,323,155 50,122 Morgan Stanley Dean Witter & Co COMMON 617446448 370,800 8,000 News Corp Ltd ADS COMMON 652487703 49,094,937 2,037,134 News Corp Ltd ADS COMMON 652487703 16,486,521 684,088 News Corp Ltd ADS COMMON 652487703 291,610 12,100 News Corp Ltd Preference CV-PFD 652487802 39,574,257 1,858,819 Limited Voting Pref ADS News Corp Ltd Preference CV-PFD 652487802 8,189,731 384,675 Limited Voting Pref ADS News Corp Ltd Preference CV-PFD 652487802 3,611,849 169,650 Limited Voting Pref ADS Nokia Corp Sponsored ADR COMMON 654902204 1,421,333 90,820 1/2 sh pfd. Nokia Corp Sponsored ADR COMMON 654902204 37,560 2,400 1/2 sh pfd. Norfolk Southern Corp COMMON 655844108 94,459,255 5,859,755 Norfolk Southern Corp COMMON 655844108 22,416,553 1,390,605 Norfolk Southern Corp COMMON 655844108 7,732,490 479,683 Norfolk Southern Corp COMMON 655844108 132,587 8,225 Northern Trust Corp COMMON 665859104 253,216 4,825 Omnicom Group COMMON 681919106 259,730 4,002 ------------ COLUMN TOTALS 248,453,531 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Minnesota Mining & Mfg 3,550 1., 2. 1,500 2,050 Minnesota Mining & Mfg 12,280 None 12,280 Mitchell Energy & Devel- opment Corp Class A common 4,794 1., 2. 4,794 Morgan Stanley Dean Witter & Co 50,122 1. 49,488 634 Morgan Stanley Dean Witter & Co 8,000 1., 2. 8,000 News Corp Ltd ADS 2,037,134 1. 1,694,234 342,900 News Corp Ltd ADS 684,088 1., 2. 681,788 2,300 News Corp Ltd ADS 12,100 1., 3. 12,100 News Corp Ltd Preference 1,858,819 1. 1,485,634 373,185 Limited Voting Pref ADS News Corp Ltd Preference 384,675 1., 2. 366,325 18,350 Limited Voting Pref ADS News Corp Ltd Preference 169,650 1., 3. 47,300 122,350 Limited Voting Pref ADS Nokia Corp Sponsored ADR 90,820 1. 30,900 59,920 1/2 sh pfd. Nokia Corp Sponsored ADR 2,400 1., 2. 2,400 1/2 sh pfd. Norfolk Southern Corp 5,859,755 1. 4,866,107 993,648 Norfolk Southern Corp 1,390,605 1., 2. 1,298,950 91,655 Norfolk Southern Corp 479,683 1., 3. 151,300 328,383 Norfolk Southern Corp 8,225 None 8,225 Northern Trust Corp 4,825 1. 4,825 Omnicom Group 4,002 1. 3,307 695
Page 18 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Oracle Corp COMMON 68389X105 703,851 55,950 PG & E Corp COMMON 69331C108 158,384 10,420 PNC Finl Svcs Group Inc COMMON 693475105 1,474,188 25,750 Pennzoil-Quaker State Co COMMON 709323109 625,823 55,977 Pennzoil-Quaker State Co COMMON 709323109 167,700 15,000 Pennzoil-Quaker State Co COMMON 709323109 4,304,300 385,000 Pennzoil-Quaker State Co COMMON 709323109 20,023 1,791 PepsiCo Inc COMMON 713448108 798,552,607 16,465,002 PepsiCo Inc COMMON 713448108 156,388,694 3,224,509 PepsiCo Inc COMMON 713448108 48,696,425 1,004,050 PepsiCo Inc COMMON 713448108 2,941,525 60,650 Pfizer Inc COMMON 717081103 1,945,818,315 48,524,148 Pfizer Inc COMMON 717081103 335,818,052 8,374,515 Pfizer Inc COMMON 717081103 132,453,308 3,303,075 Pfizer Inc COMMON 717081103 12,026,150 299,904 Pharmacia Corp COMMON 71713U102 755,552 18,628 Pharmacia Corp COMMON 71713U102 21,416 528 Philip Morris Cos Inc COMMON 718154107 1,262,722,466 26,148,736 Philip Morris Cos Inc COMMON 718154107 221,624,729 4,589,454 Philip Morris Cos Inc COMMON 718154107 436,591,387 9,041,031 Philip Morris Cos Inc COMMON 718154107 11,531,169 238,790 Pilgrim Mayflower Trust COMMON 721462786 147,150 12,492 Value Fund-C Pitney-Bowes Inc COMMON 724479100 476,430 12,472 ------------- COLUMN TOTALS 5,374,019,644 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Oracle Corp 55,950 1. 29,148 26,802 PG & E Corp 10,420 1. 8,600 1,820 PNC Finl Svcs Group Inc 25,750 1. 16,100 9,650 Pennzoil-Quaker State Co 55,977 1. 54,750 1,227 Pennzoil-Quaker State Co 15,000 1., 2. 15,000 Pennzoil-Quaker State Co 385,000 1., 3. 385,000 Pennzoil-Quaker State Co 1,791 None 1,791 PepsiCo Inc 16,465,002 1. 13,346,349 3,118,654 PepsiCo Inc 3,224,509 1., 2. 3,010,239 214,270 PepsiCo Inc 1,004,050 1., 3. 279,100 724,950 PepsiCo Inc 60,650 None 60,650 Pfizer Inc 48,524,148 1. 38,618,538 9,905,610 Pfizer Inc 8,374,515 1., 2. 7,760,090 614,425 Pfizer Inc 3,303,075 1., 3. 1,253,250 2,049,825 Pfizer Inc 299,904 None 299,904 Pharmacia Corp 18,628 1. 12,344 6,284 Pharmacia Corp 528 1., 2. 528 Philip Morris Cos Inc 26,148,736 1. 20,073,750 6,074,986 Philip Morris Cos Inc 4,589,454 1., 2. 4,332,141 257,313 Philip Morris Cos Inc 9,041,031 1., 3. 7,207,200 1,833,831 Philip Morris Cos Inc 238,790 None 238,790 Pilgrim Mayflower Trust 12,492 1. 12,492 Value Fund-C Pitney-Bowes Inc 12,472 1. 1,000 11,472
Page 19 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Plains All American Pipeline COMMON 726503105 5,294,080 206,800 Plum Creek Timber Co Inc COMMON 729251108 200,325 7,500 Polo Ralph Lauren Corp COMMON 731572103 6,281,438 335,010 Polo Ralph Lauren Corp COMMON 731572103 1,239,375 66,100 Polo Ralph Lauren Corp COMMON 731572103 2,140,313 114,150 PowerBrief Inc COMMON 73932E109 1,417 35,422 Price (T Rowe) Group Inc. COMMON 74144T108 178,730 6,100 Price (T Rowe) Group Inc. COMMON 74144T108 117,200,000 4,000,000 Procter & Gamble COMMON 742718109 688,885,387 9,464,011 Procter & Gamble COMMON 742718109 124,333,472 1,708,112 Procter & Gamble COMMON 742718109 92,749,236 1,274,203 Procter & Gamble COMMON 742718109 3,524,201 48,416 Progress Energy Inc COMMON 743263105 1,457,533 33,904 Progress Energy Inc COMMON 743263105 94,578 2,200 Rational Software Corp COMMON 75409P202 2,334,661 269,591 Rational Software Corp COMMON 75409P202 1,167,368 134,800 Reliant Energy Inc COMMON 75952J108 656,500 24,943 Rockwell Automation COMMON 773903109 15,794,124 1,075,894 Rockwell Automation COMMON 773903109 1,820,760 124,030 Rockwell Automation COMMON 773903109 2,469,176 168,200 Rockwell Automation COMMON 773903109 73,400 5,000 Rockwell Collins COMMON 774341101 15,281,245 1,076,144 Rockwell Collins COMMON 774341101 1,761,226 124,030 ------------- COLUMN TOTALS 1,084,938,545 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Plains All American Pipeline 206,800 1. 203,000 3,800 Plum Creek Timber Co Inc 7,500 1. 4,500 3,000 Polo Ralph Lauren Corp 335,010 1. 232,770 102,240 Polo Ralph Lauren Corp 66,100 1., 2. 57,400 8,700 Polo Ralph Lauren Corp 114,150 1., 3. 114,150 PowerBrief Inc 35,422 1. 35,422 Price (T Rowe) Group Inc. 6,100 1. 1,700 4,400 Price (T Rowe) Group Inc. 4,000,000 1., 3. 4,000,000 Procter & Gamble 9,464,011 1. 7,555,854 1,908,157 Procter & Gamble 1,708,112 1., 2. 1,581,122 126,990 Procter & Gamble 1,274,203 1., 3. 945,800 328,403 Procter & Gamble 48,416 None 48,416 Progress Energy Inc 33,904 1. 16,320 17,584 Progress Energy Inc 2,200 1., 2. 2,200 Rational Software Corp 269,591 1. 227,708 41,883 Rational Software Corp 134,800 1., 3. 134,800 Reliant Energy Inc 24,943 1. 11,463 13,480 Rockwell Automation 1,075,894 1. 793,080 282,814 Rockwell Automation 124,030 1., 2. 80,825 43,205 Rockwell Automation 168,200 1., 3. 15,800 152,400 Rockwell Automation 5,000 None 5,000 Rockwell Collins 1,076,144 1. 790,080 286,064 Rockwell Collins 124,030 1., 2. 80,825 43,205
Page 20 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Rockwell Collins COMMON 774341101 2,388,440 168,200 Rockwell Collins COMMON 774341101 71,000 5,000 Rouse Co COMMON 779273101 3,096,975 128,133 Royal Dutch Petroleum Co COMMON 780257804 317,345,021 6,315,324 N Y Registry Shares Royal Dutch Petroleum Co COMMON 780257804 56,953,903 1,133,411 N Y Registry Shares Royal Dutch Petroleum Co COMMON 780257804 13,652,925 271,700 N Y Registry Shares Royal Dutch Petroleum Co COMMON 780257804 1,113,038 22,150 N Y Registry Shares SBC Communications Inc COMMON 78387G103 537,673,477 11,410,727 SBC Communications Inc COMMON 78387G103 110,308,158 2,341,005 SBC Communications Inc COMMON 78387G103 35,958,120 763,118 SBC Communications Inc COMMON 78387G103 1,282,795 27,224 Sabine Royalty Trust COMMON 785688102 3,090,000 150,000 Sabine Royalty Trust COMMON 785688102 2,884 140 Sara Lee Corp COMMON 803111103 2,376,706 111,582 Sara Lee Corp COMMON 803111103 960 45 Sara Lee Corp COMMON 803111103 231,467 10,867 Schering-Plough Corp COMMON 806605101 25,826,085 696,121 Schering-Plough Corp COMMON 806605101 2,431,831 65,548 Schlumberger Ltd COMMON 806857108 851,574 18,634 Schlumberger Ltd COMMON 806857108 217,075 4,750 Scios Inc COMMON 808905103 167,200 10,000 Shell Transport & Trading COMMON 822703609 1,553,822 34,996 PLC _____________ COLUMN TOTALS 1,116,593,456 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Rockwell Collins 168,200 1., 3. 15,800 152,400 Rockwell Collins 5,000 None 5,000 Rouse Co 128,133 1. 128,133 Royal Dutch Petroleum Co 6,315,324 1. 4,894,756 1,420,568 N Y Registry Shares Royal Dutch Petroleum Co 1,133,411 1., 2. 1,067,831 65,580 N Y Registry Shares Royal Dutch Petroleum Co 271,700 1., 3. 151,300 120,400 N Y Registry Shares Royal Dutch Petroleum Co 22,150 None 22,150 N Y Registry Shares SBC Communications Inc 11,410,727 1. 9,377,641 2,033,087 SBC Communications Inc 2,341,005 1., 2. 2,157,760 183,245 SBC Communications Inc 763,118 1., 3. 260,484 502,634 SBC Communications Inc 27,224 None 27,224 Sabine Royalty Trust 150,000 1., 3. 150,000 Sabine Royalty Trust 140 None 140 Sara Lee Corp 111,582 1. 51,171 60,411 Sara Lee Corp 45 1., 3. 45 Sara Lee Corp 10,867 None 10,867 Schering-Plough Corp 696,121 1. 471,183 224,938 Schering-Plough Corp 65,548 1., 2. 64,548 1,000 Schlumberger Ltd 18,634 1. 15,814 2,820 Schlumberger Ltd 4,750 None 4,750 Scios Inc 10,000 1. 10,000 Shell Transport & Trading 34,996 1. 30,096 4,900
Page 21 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Shell Transport & Trading COMMON 822703609 1,287,600 29,000 PLC Smith Intl Inc COMMON 832110100 895,688 24,607 Solectron Corp COMMON 834182107 1,040,462 89,310 Solectron Corp COMMON 834182107 9,320 800 Southern Co COMMON 842587107 206,732 8,621 Southwest Airlines Co COMMON 844741108 2,472,700 166,624 Southwest Airlines Co COMMON 844741108 15,018 1,012 Southwest Airlines Co COMMON 844741108 18,427,199 1,241,725 State Street Corp COMMON 857477103 1,009,190 22,180 Sun Microsystems Inc COMMON 866810104 545,737 65,990 SunTrust Banks Inc COMMON 867914103 80,248,471 1,204,932 SunTrust Banks Inc COMMON 867914103 4,276,053 64,205 SunTrust Banks Inc COMMON 867914103 8,984,340 134,900 SunTrust Banks Inc COMMON 867914103 333,000 5,000 Sysco Corp COMMON 871829107 1,322,768 51,792 Sysco Corp COMMON 871829107 97,052 3,800 TXU Corp COMMON 873168108 306,083 6,608 TXU Corp COMMON 873168108 13,340 288 Target Corp COMMON 87612E106 87,472,914 2,755,052 Target Corp COMMON 87612E106 6,150,096 193,704 Target Corp COMMON 87612E106 11,176,000 352,000 Tecumseh Products Co COMMON 878895101 651,000 15,000 Class B ___________ COLUMN TOTALS 226,940,763 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Shell Transport & Trading 29,000 None 29,000 PLC Smith Intl Inc 24,607 None 24,607 Solectron Corp 89,310 1. 44,140 45,170 Solectron Corp 800 1., 2. 800 Southern Co 8,621 1. 4,286 4,335 Southwest Airlines Co 166,624 1. 22,963 143,661 Southwest Airlines Co 1,012 1., 2. 1,012 Southwest Airlines Co 1,241,725 None 1,241,725 State Street Corp 22,180 1. 20,400 1,780 Sun Microsystems Inc 65,990 1. 29,860 36,130 SunTrust Banks Inc 1,204,932 1. 929,757 275,175 SunTrust Banks Inc 64,205 1., 2. 7,775 56,430 SunTrust Banks Inc 134,900 1., 3. 1,500 133,400 SunTrust Banks Inc 5,000 None 5,000 Sysco Corp 51,792 1. 44,564 7,228 Sysco Corp 3,800 1., 2. 3,800 TXU Corp 6,608 1. 408 6,200 TXU Corp 288 None 288 Target Corp 2,755,052 1. 2,175,999 579,053 Target Corp 193,704 1., 2. 87,740 105,964 Target Corp 352,000 1., 3. 68,000 284,000 Tecumseh Products Co 15,000 1., 3. 15,000 Class B
Page 22 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Tecumseh Products Co COMMON 878895200 20,489 450 Class A Tecumseh Products Co COMMON 878895200 2,048,850 45,000 Class A Telecom Italia SPA ADR COMMON 87927W106 2,368,887 31,100 Sponsored ADR for ordinary shares Teledyne Technologies Inc COMMON 879360105 164,189 10,294 Teledyne Technologies Inc COMMON 879360105 1,590,056 99,690 Temple-Inland Inc COMMON 879868107 14,057 296 Temple-Inland Inc COMMON 879868107 34,193 720 Temple-Inland Inc COMMON 879868107 1,467,726 30,906 Texaco Inc COMMON 881694103 2,821,845 43,413 Texas Biotechnology Corp COMMON 88221T104 791,000 140,000 Texas Instruments COMMON 882508104 91,855,515 3,677,162 Texas Instruments COMMON 882508104 1,920,687 76,889 Texas Instruments COMMON 882508104 322,242 12,900 Tidewater Inc COMMON 886423102 884,133 33,126 Tiffany & Co COMMON 886547108 339,905 15,700 Total Fina Elf S A ADR COMMON 89151E109 499,802 7,399 Tricon Global Restaurants COMMON 895953107 2,394,106 61,043 Tricon Global Restaurants COMMON 895953107 118,837 3,030 Tricon Global Restaurants COMMON 895953107 5,412 138 Tricon Global Restaurants COMMON 895953107 230,810 5,885 ----------- COLUMN TOTALS 109,892,741 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Tecumseh Products Co 450 1. 450 Class A Tecumseh Products Co 45,000 1., 3. 45,000 Class A Telecom Italia SPA ADR 31,100 1. 10,000 21,100 Sponsored ADR for ordinary shares Teledyne Technologies Inc 10,294 1. 9,292 1,002 Teledyne Technologies Inc 99,690 1., 3. 99,690 Temple-Inland Inc 296 1. 296 Temple-Inland Inc 720 1., 2. 720 Temple-Inland Inc 30,906 1., 3. 30,906 Texaco Inc 43,413 1. 20,638 22,775 Texas Biotechnology Corp 140,000 1. 50,000 90,000 Texas Instruments 3,677,162 1. 3,082,036 595,126 Texas Instruments 76,889 1., 2. 67,850 9,039 Texas Instruments 12,900 1., 3. 12,900 Tidewater Inc 33,126 1. 33,126 Tiffany & Co 15,700 1. 15,700 Total Fina Elf S A ADR 7,399 1. 6,012 1,387 Tricon Global Restaurants 61,043 1. 36,067 24,976 Tricon Global Restaurants 3,030 1., 2. 240 2,790 Tricon Global Restaurants 138 1., 3. 138 Tricon Global Restaurants 5,885 None 5,885
Page 23 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Trinity Industries Inc COMMON 896522109 392,948 18,150 Tyco International Ltd COMMON 902124106 2,654,743 58,346 Tyco International Ltd COMMON 902124106 22,750 500 Unilever N V COMMON 904784709 434,591 8,045 (New York Shares) Union Pacific Corp COMMON 907818108 215,740 4,600 Union Pacific Corp COMMON 907818108 28,140 600 United Parcel Service COMMON 911312106 209,065,074 4,022,029 United Parcel Service COMMON 911312106 27,166,234 522,629 United Parcel Service COMMON 911312106 14,683,570 282,485 United Technologies Corp COMMON 913017109 447,237 9,618 United Technologies Corp COMMON 913017109 2,032,050 43,700 Unitrin Inc COMMON 913275103 68,014,325 1,779,548 Unitrin Inc COMMON 913275103 18,443,443 482,560 Unitrin Inc COMMON 913275103 28,267,130 739,590 Unitrin Inc COMMON 913275103 392,061 10,258 Verizon Communications COMMON 92343V104 176,528,297 3,262,397 Verizon Communications COMMON 92343V104 46,775,373 864,450 Verizon Communications COMMON 92343V104 5,454,288 100,800 Viacom Inc Class B common COMMON 925524308 25,688,459 744,593 (non-voting) Viacom Inc Class B common COMMON 925524308 1,784,513 51,725 (non-voting) Viacom Inc Class B common COMMON 925524308 6,113,228 177,195 (non-voting) Vignette Corp COMMON 926734104 42,480 12,000 ------------ COLUMN TOTALS 634,646,674 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Trinity Industries Inc 18,150 1. 12,000 6,150 Tyco International Ltd 58,346 1. 42,146 16,200 Tyco International Ltd 500 1., 2. 500 Unilever N V 8,045 1. 5,648 2,397 (New York Shares) Union Pacific Corp 4,600 1. 2,650 1,950 Union Pacific Corp 600 None 600 United Parcel Service 4,022,029 1. 3,212,488 809,541 United Parcel Service 522,629 1., 2. 454,910 67,719 United Parcel Service 282,485 1., 3. 71,000 211,485 United Technologies Corp 9,618 1. 4,993 4,625 United Technologies Corp 43,700 1., 2. 43,700 Unitrin Inc 1,779,548 1. 1,495,421 284,127 Unitrin Inc 482,560 1., 2. 476,700 5,860 Unitrin Inc 739,590 1., 3. 725,020 14,570 Unitrin Inc 10,258 None 10,258 Verizon Communications 3,262,397 1. 2,672,793 589,604 Verizon Communications 864,450 1., 2. 795,158 69,292 Verizon Communications 100,800 1., 3. 1,500 99,300 Viacom Inc Class B common 744,593 1. 695,950 48,643 (non-voting) Viacom Inc Class B common 51,725 1., 2. 6,000 45,725 (non-voting) Viacom Inc Class B common 177,195 1., 3. 1,200 175,995 (non-voting) Vignette Corp 12,000 1. 12,000
Page 24 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Visteon Corp COMMON 92839U107 454,098 35,616 Visteon Corp COMMON 92839U107 4,922 386 Visteon Corp COMMON 92839U107 140 11 Visteon Corp COMMON 92839U107 395 31 Vivendi Universal ADS COMMON 92851S204 1,533,629 33,088 Vivendi Universal ADS COMMON 92851S204 74,160 1,600 Vodafone Group PLC ADR COMMON 92857W100 381,621 17,378 Sponsored ADR Vodafone Group PLC ADR COMMON 92857W100 26,352 1,200 Sponsored ADR Vodafone Group PLC ADR COMMON 92857W100 1,897,783 86,420 Sponsored ADR Wachovia Corp COMMON 929903102 587,326 18,946 Wal-Mart Stores Inc COMMON 931142103 549,777,503 11,106,616 Wal-Mart Stores Inc COMMON 931142103 106,153,538 2,144,516 Wal-Mart Stores Inc COMMON 931142103 29,570,805 597,390 Wal-Mart Stores Inc COMMON 931142103 2,560,784 51,733 Walgreen Co COMMON 931422109 585,083,597 16,993,424 Walgreen Co COMMON 931422109 108,373,029 3,147,634 Walgreen Co COMMON 931422109 47,318,871 1,374,350 Walgreen Co COMMON 931422109 1,032,900 30,000 Warnaco Group Inc Cl A COMMON 934390105 80,772 673,100 (Filed Chapt 11 6/11/01) Washington Mutual COMMON 939322103 492,659 12,803 Water Pik Technologies Inc COMMON 94113U100 279,128 34,891 ------------- COLUMN TOTALS 1,435,684,012 __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Visteon Corp 35,616 1. 27,837 7,779 Visteon Corp 386 1., 2. 34 352 Visteon Corp 11 1., 3. 11 Visteon Corp 31 None 31 Vivendi Universal ADS 33,088 1. 15,288 17,800 Vivendi Universal ADS 1,600 1., 2. 1,600 Vodafone Group PLC ADR 17,378 1. 7,298 10,080 Sponsored ADR Vodafone Group PLC ADR 1,200 1., 2. 1,200 Sponsored ADR Vodafone Group PLC ADR 86,420 1., 3. 86,420 Sponsored ADR Wachovia Corp 18,946 1. 8,550 10,396 Wal-Mart Stores Inc 11,106,616 1. 9,090,092 2,016,524 Wal-Mart Stores Inc 2,144,516 1., 2. 1,981,133 163,383 Wal-Mart Stores Inc 597,390 1., 3. 32,500 564,890 Wal-Mart Stores Inc 51,733 None 51,733 Walgreen Co 16,993,424 1. 13,525,530 3,467,894 Walgreen Co 3,147,634 1., 2. 2,878,193 269,441 Walgreen Co 1,374,350 1., 3. 382,200 992,150 Walgreen Co 30,000 None 30,000 Warnaco Group Inc Cl A 673,100 1. 673,100 (Filed Chapt 11 6/11/01) Washington Mutual 12,803 1. 450 12,353 Water Pik Technologies Ine 34,891 1., 3. 34,891
Page 25 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/28/01 __________________________ ______ __________ _____________ _____________ ______________ Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title CUSIP Fair Shares or Investment of Number Market Principal (a)Sole Class Value Amount __________________________ ______ __________ _____________ _____________ ______________ Weingarten Realty Inv COMMON 948741103 459,853 9,462 Weingarten Realty Inv COMMON 948741103 68,040 1,400 Weingarten Realty Inv COMMON 948741103 14,580 300 Wells Fargo & Co COMMON 949746101 1,751,286 39,399 Wells Fargo & Co COMMON 949746101 8,890 200 Wells Fargo & Co COMMON 949746101 280,213 6,304 Westvaco Corp COMMON 961548104 26,214,000 1,020,000 Westvaco Corp COMMON 961548104 3,855 150 Wilmington Trust Corp COMMON 971807102 462,300 8,375 Worldcom Inc- WorldCom Gp COMMON 98157D106 239,715 15,939 Worldcom Inc- WorldCom Gp COMMON 98157D106 32,336 2,150 Zimmer Holdings Inc COMMON 98956P102 1,614,337 58,174 Zimmer Holdings Inc COMMON 98956P102 81,030 2,920 Zimmer Holdings Inc COMMON 98956P102 83,555 3,011 Zimmer Holdings Inc COMMON 98956P102 7,770 280 Zions Bancorp COMMON 989701107 8,886,096 165,600 Zions Bancorp COMMON 989701107 32,196 600 Zions Bancorp COMMON 989701107 246,836 4,600 Republic Geothermal Inc COMMON 99870447 5,000 100,000 Global Crossing Ltd COMMON G3921A100 52,958 29,421 Global Crossing Ltd COMMON G3921A100 151,994 84,441 -------------- COLUMN TOTALS 40,696,840 -------------- REPORT TOTALS 32,603,228,849 ============== __________________________ __________ _____________ _____________ ___________ __________ _____________ Item 1: Item 6: Item 7: Item 8: Name of Issuer Discretion (Shares) Managers Voting Authority (Shares) (b)Shared (c)Shared- Other (a)Sole (b)Shared (c)None __________________________ __________ _____________ _____________ ___________ __________ _____________ Weingarten Realty Inv 9,462 1. 5,232 4,230 Weingarten Realty Inv 1,400 1., 2. 1,400 Weingarten Realty Inv 300 None 300 Wells Fargo & Co 39,399 1. 25,503 13,896 Wells Fargo & Co 200 1., 2. 200 Wells Fargo & Co 6,304 None 6,304 Westvaco Corp 1,020,000 1. 1,020,000 Westvaco Corp 150 1., 2. 150 Wilmington Trust Corp 8,375 1. 2,475 5,900 Worldcom Inc- WorldCom Gp 15,939 1. 9,793 6,146 Worldcom Inc- WorldCom Gp 2,150 1., 2. 2,150 Zimmer Holdings Inc 58,174 1. 39,214 18,960 Zimmer Holdings Inc 2,920 1., 2. 800 2,120 Zimmer Holdings Inc 3,011 1., 3. 200 2,811 Zimmer Holdings Inc 280 None 280 Zions Bancorp 165,600 1. 87,200 78,400 Zions Bancorp 600 1., 2. 600 Zions Bancorp 4,600 1., 3. 1,500 3,100 Republic Geothermal Inc 100,000 1., 3. 100,000 Global Crossing Ltd 29,421 1. 29,421 Global Crossing Ltd 84,441 1., 3. 84,441
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