-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VlOIYUIg2HV6Aq4LxvhXusCBOPZGfS+z2OUQM9Mz0m94o3DZs3bs6kJ+ZbBUyDVJ U+aCp9X0ckWTKsdCsGG6mQ== 0000899243-01-501193.txt : 20021122 0000899243-01-501193.hdr.sgml : 20021122 20010810173727 ACCESSION NUMBER: 0000899243-01-501193 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAROFIM FAYEZ CENTRAL INDEX KEY: 0000315027 IRS NUMBER: 741312679 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-00132 FILM NUMBER: 01705227 BUSINESS ADDRESS: STREET 1: TWO HOUSTON CTR STE 2907 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 7136544484 MAIL ADDRESS: STREET 1: TWO HOUSTON CENTER STREET 2: SUITE 2907 CITY: HOUSTON STATE: TX ZIP: 77010 13F-HR/A 1 d13fhra.txt FORM 13F FOR PERIOD ENDED JUNE 30, 2001 FILE # 28-132 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 Report for the Calendar Quarter Ended June 30, 2001 - -------------------------------------------------------------------------------- If amended report check here: [x] Name of Institutional Investment Manager: FAYEZ SAROFIM Business Address: Street: Two Houston Center, Suite 2907 City: Houston State: Texas Zip: 77010 Name, Phone No. and Title of Person Duly Authorized to Submit This Report: Fayez Sarofim, (713) 654-4484 - -------------------------------------------------------------------------------- ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Houston and State of Texas on the 13th day of August, 2001. FAYEZ SAROFIM (Name of Institutional Investment Manager) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). NAME 13F File Number ---- --------------- 1. Fayez Sarofim & Co. 28 - 133 2. Sarofim Trust Co. 28 - 960 3. Sarofim International Management Company 28 - 5074 Fayez Sarofim is deemed to exercise investment discretion over $100,000,000 worth of Section 13(f) securities because he is the majority shareholder of Fayez Sarofim & Co., a Texas Business Corporation and a registered investment adviser, which exercises investment discretion over more than $100,000,000 worth of Section 13(f) securities. The report filed herewith covers Section 13(f) securities over which Mr. Sarofim exercises investment discretion for the account of other persons (such investment discretion is shared with co-trustees who are not managers on whose behalf this report is being filed), Section 13(f) securities over which Fayez Sarofim & Co. exercises investment discretion for the account of others or for its own account (such investment discretion is shared with Mr. Sarofim), Section 13(f) securities over which Sarofim Trust Co., a wholly-owned subsidiary of Fayez Sarofim & Co., exercises investment discretion for the account of others or for its own account (such investment discretion is shared with Mr. Sarofim and Fayez Sarofim & Co.), and Section 13(f) securities over which Sarofim International Management Company, a wholly- owned subsidiary of Fayez Sarofim & Co., exercises investment discretion for the account of others or for its own account (such investment discretion is shared with Mr. Sarofim and Fayez Sarofim & Co.). Mr. Sarofim is filing Form 13F on behalf of Fayez Sarofim & Co., Sarofim Trust Co. and Sarofim International Management Company to report investment discretion over Section 13(f) securities exercised by Fayez Sarofim & Co., Sarofim Trust Co. and Sarofim International Management Company at June 30, 2000. INFORMATION STATEMENT The Dreyfus Corporation is filing the report required of institutional investment managers pursuant to Section 13(f) of the Securities Exchange Act of 1934 and rules thereunder on behalf of Fayez Sarofim & Co. with respect to those securities owned beneficiary by the following registered investment companies: Dreyfus Appreciation Fund, Inc. Dreyfus Variable Investment Fund Capital Appreciation Portfolio Dreyfus Premier Worldwide Growth Fund, Inc. Dreyfus Premier Tax Managed Growth Fund, Inc. Dreyfus Tax-Smart Growth Fund, Inc. File # 28-133 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 Report for the Calendar Quarter Ended June 30, 2001 - -------------------------------------------------------------------------------- If amended report check here: [x] Name of Institutional Investment Manager: FAYEZ SAROFIM & CO. Business Address: Street: Two Houston Center, Suite 2907 City: Houston State: Texas Zip: 77010 Name, Phone No. and Title of Person Duly Authorized to Submit This Report: Mrs. Raye G. White, (713) 654-4484, Executive Vice President - -------------------------------------------------------------------------------- ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Houston and State of Texas on the 13th day of August, 2001. FAYEZ SAROFIM & CO. (Name of Institutional Investment Manager) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). NAME 13F File Number ---- --------------- NONE. Fayez Sarofim is filing Form 13F on behalf of Fayez Sarofim & Co., to report investment discretion over Section 13(f) securities exercised by Fayez Sarofim & Co. at June 30, 2001. File # 28-960 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 Report for the Calendar Quarter Ended June 30, 2001 ______________________________________________________________________________ If amended report check here: [x] Name of Institutional Investment Manager: SAROFIM TRUST CO. Business Address: Street: Two Houston Center, Suite 2907 City: Houston State: Texas Zip: 77010 Name, Phone No. and Title of Person Duly Authorized to Submit This Report: Mrs. Raye G. White, (713) 654-4484, Executive Vice President - -------------------------------------------------------------------------------- ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Houston and State of Texas on the 13th day of August, 2001. SAROFIM TRUST CO. (Name of Institutional Investment Manager) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). NAME 13F File Number ---- --------------- NONE. Fayez Sarofim is filing Form 13F on behalf of Sarofim Trust Co. to report investment discretion over Section 13(f) securities exercised by Sarofim Trust Co. at June 30, 2001. File # 28-5074 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 Report for the Calendar Quarter Ended June 30, 2001 If amended report check here: [x] Name of Institutional Investment Manager: SAROFIM INTERNATIONAL MANAGEMENT COMPANY Business Address: Street: Two Houston Center, Suite 2907 City: Houston State: Texas Zip: 77010 Name, Phone No. and Title of Person Duly Authorized to Submit This Report: Mrs. Raye G. White, (713) 654-4484, Executive Vice President - -------------------------------------------------------------------------------- ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Houston and State of Texas on the 13th day of August, 2001. SAROFIM INTERNATIONAL MANAGEMENT COMPANY (Name of Institutional Investment Manager) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). NAME 13F File Number ---- --------------- NONE. Fayez Sarofim is filing Form 13F on behalf of Sarofim Trust Co. to report investment discretion over Section 13(f) securities exercised by Sarofim Trust Co. at June 30, 2001.
Page 1 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: 3 Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- 5 Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- AOL Time Warner Inc. COMMON 00184A105 561,101,089 10,586,813 10,586,813 1. 9,750,224 836,589 AOL Time Warner Inc. COMMON 00184A105 89,468,452 1,688,084 1,688,084 1., 2. 1,589,361 98,723 AOL Time Warner Inc. COMMON 00184A105 59,110,105 1,115,285 1,115,285 1., 3. 744,410 370,875 AOL Time Warner Inc. COMMON 00184A105 734,050 13,850 13,850 None 13,850 AT&T Corp COMMON 001957109 588,250 26,739 26,739 1. 4,227 22,511 AT&T Corp Class COMMON 001957208 596,829 34,124 34,124 1. 6,052 28,072 A Liberty Media Group Abbott Laboratories COMMON 002824100 521,146,743 10,857,224 10,857,224 1. 9,060,159 1,797,064 Abbott Laboratories COMMON 002824100 94,323,216 1,965,067 1,965,067 1., 2. 1,812,302 152,765 Abbott Laboratories COMMON 002824100 32,876,928 684,936 684,936 1., 3. 273,000 411,936 Abbott Laboratories COMMON 002824100 513,600 10,700 10,700 None 10,700 Aerovox Inc (Filed Chapt. 11 on 6/6/01) COMMON 00808M105 5,400 10,000 10,000 1. 10,000 Agilent Technologies Inc COMMON 00846U101 10,547,845 324,549 324,549 1. 212,524 112,025 Agilent Technologies Inc COMMON 00846U101 274,138 8,435 8,435 1., 2. 2,512 5,923 Agilent Technologies Inc COMMON 00846U101 238,073 7,325 7,325 1., 3. 381 6,944 Agilent Technologies Inc COMMON 00846U101 4,615 142 142 None 142 Air Products & Chemicals COMMON 009158106 206,058 4,504 4,504 1. 3,304 1,200 Alamo Group Inc COMMON 011311107 2,158,875 151,500 151,500 1., 3. 151,500 Albertson's Inc COMMON 013104104 59,770 1,993 1,993 1. 1,993 Albertson's Inc COMMON 013104104 226,724 7,560 7,560 None 7,560 Alcoa Inc COMMON 013817101 1,677,258 42,570 42,570 1. 22,570 20,000 Allegheny Technologies COMMON 01741R102 590,349 32,634 32,634 1. 32,625 9 Alliance Capital Mgmt Hld COMMON 01855A101 1,188,544 22,400 22,400 1. 22,400 ------------- COLUMN TOTALS 1,377,636,911 Page 2 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Allstate Corp COMMON 020002101 128,803 2,928 2,928 1. 2,928 Allstate Corp COMMON 020002101 659,850 15,000 15,000 1., 2. 15,000 ALLTEL Corp COMMON 020039103 2,357,836 38,489 38,489 1. 2,875 35,614 American Ecology Corp COMMON 025533407 72,309 30,382 30,382 1. 26,496 3,886 American Ecology Corp COMMON 025533407 871 366 366 1., 2. 366 American Ecology Corp COMMON 025533407 28,046 11,784 11,784 1., 3. 11,784 American Ecology Corp COMMON 025533407 207 87 87 None 87 American Electric Power COMMON 025537101 2,056,181 44,535 44,535 1. 27,506 17,029 American Electric Power COMMON 025537101 2,139,425 46,338 46,338 1., 2. 38,598 7,740
American Electric Power COMMON 025537101 25,993,756 563,001 563,001 1., 3. 563,001 American Electric Power COMMON 025537101 95,803 2,075 2,075 None 2,075 American Express Co COMMON 025816109 236,547,471 6,096,584 6,096,584 1. 5,078,014 1,018,570 American Express Co COMMON 025816109 48,857,623 1,259,217 1,259,217 1., 2. 1,169,784 89,433 American Express Co COMMON 025816109 16,528,800 426,000 426,000 1., 3. 138,000 288,000 American General Corp COMMON 026351106 505,529,806 10,883,311 10,883,311 1. 8,974,342 1,908,969 American General Corp COMMON 026351106 93,348,150 2,009,648 2,009,648 1., 2. 1,893,314 116,334 American General Corp COMMON 026351106 166,079,653 3,575,450 3,575,450 1., 3. 3,194,420 381,030 American General Corp COMMON 026351106 5,812,010 125,124 125,124 None 125,124 American Home Products COMMON 026609107 90,287,756 1,536,813 1,536,813 1. 752,728 784,085 American Home Products COMMON 026609107 3,233,189 55,033 55,033 1., 2. 19,281 35,752 American Home Products COMMON 026609107 40,798,350 694,440 694,440 1., 3. 692,340 2,100 American Home Products COMMON 026609107 3,116,805 53,052 53,052 None 53,052 American Intl Group Inc COMMON 026874107 9,387,229 110,425 110,425 1. 66,043 44,382 American Intl Group Inc COMMON 026874107 161,264 1,897 1,897 1., 2. 1,897 American Tower Corp Cl A COMMON 029912201 517,225 25,023 25,023 1. 25,023 American Tower Corp Cl A COMMON 029912201 1,022,173 49,452 49,452 None 49,452 ------------- COLUMN TOTALS 1,254,760,591
Page 3 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Amgen Inc COMMON 031162100 413,534 6,815 6,815 1. 4,605 2,210 Anadarko Petroleum Corp COMMON 032511107 935,746 17,319 17,319 1. 7,319 10,000 Anheuser-Busch Cos Inc COMMON 035229103 338,465,796 8,215,189 8,215,189 1. 6,716,034 1,499,155 Anheuser-Busch Cos Inc COMMON 035229103 65,495,640 1,589,700 1,589,700 1., 2. 1,562,500 27,200 Anheuser-Busch Cos Inc COMMON 035229103 15,279,762 370,868 370,868 1., 3. 186,000 184,868 Anheuser-Busch Cos Inc COMMON 035229103 1,789,728 43,440 43,440 None 43,440 Applera Corp - Celera COMMON 038020202 965,086 24,334 24,334 1. 10,000 14,334 Genomics Group Applera Corp - Celera COMMON 038020202 237,960 6,000 6,000 1., 3. 6,000 Genomics Group Argonaut Group Inc COMMON 040157109 2,470,772 122,924 122,924 1. 106,496 16,428 Argonaut Group Inc COMMON 040157109 38,652 1,923 1,923 1., 2. 675 1,248 Argonaut Group Inc COMMON 040157109 8,231,071 409,506 409,506 1., 3. 409,506 Argonaut Group Inc COMMON 040157109 40,220 2,001 2,001 None 2,001 Atrix Labs Inc COMMON 04962L101 355,500 15,000 15,000 1. 15,000 Automatic Data Processing COMMON 053015103 2,086,406 41,980 41,980 1. 37,790 4,190 Automatic Data Processing COMMON 053015103 29,820 600 600 1., 2. 600 Avery Dennison Corp COMMON 053611109 2,423,654 47,476 47,476 1. 45,792 1,684 Avery Dennison Corp COMMON 053611109 311,405 6,100 6,100 1., 2. 6,100 BP Plc ADR COMMON 055622104 312,989,724 6,278,630 6,278,630 1. 5,098,547 1,180,083 BP Plc ADR COMMON 055622104 95,883,035 1,923,431 1,923,431 1., 2. 1,791,089 132,342 BP Plc ADR COMMON 055622104 34,856,267 699,223 699,223 1., 3. 535,198 164,025 BP Plc ADR COMMON 055622104 1,002,533 20,111 20,111 None 20,111
Bank America Corp COMMON 060505104 75,637,096 1,259,988 1,259,988 1. 1,060,376 199,612 Bank America Corp COMMON 060505104 7,026,091 117,043 117,043 1., 2. 88,490 28,553 ----------- COLUMN TOTALS 966,965,498
Page 4 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Bank America Corp COMMON 060505104 3,068,373 51,114 51,114 1., 3. 51,114 Bank America Corp COMMON 060505104 21,431 357 357 None 357 Bank of New York COMMON 064057102 858,336 17,882 17,882 1. 13,370 4,512 Bank One Corp COMMON 06423A103 641,930 17,931 17,931 1. 6,804 11,127 Baxter Inter- national Inc COMMON 071813109 587,510 11,990 11,990 1. 11,100 890 Becton Dickinson COMMON 075887109 250,530 7,000 7,000 1. 3,600 3,400 BellSouth Corp COMMON 079860102 433,490,097 10,764,591 10,764,591 1. 9,015,207 1,749,385 BellSouth Corp COMMON 079860102 77,036,166 1,912,991 1,912,991 1., 2. 1,765,008 147,983 BellSouth Corp COMMON 079860102 21,691,436 538,650 538,650 1., 3. 86,600 452,050 BellSouth Corp COMMON 079860102 366,457 9,100 9,100 None 9,100 Berkshire Hathaway Cl A COMMON 084670108 69,191,800 997 997 1. 744 253 Berkshire Hathaway Cl A COMMON 084670108 25,886,200 373 373 1., 2. 270 103 Berkshire Hathaway Cl A COMMON 084670108 46,012,200 663 663 1., 3. 356 307 Berkshire Hathaway Cl A COMMON 084670108 208,200 3 3 None 3 Berkshire Hathaway Cl B COMMON 084670207 15,755,000 6,850 6,850 1. 5,298 1,552 Berkshire Hathaway Cl B COMMON 084670207 434,700 189 189 1., 2. 58 131 Berkshire Hathaway Cl B COMMON 084670207 3,376,400 1,468 1,468 1., 3. 24 1,444 Bio Technology General Corp COMMON 090578105 849,574 64,853 64,853 1. 64,853 Boeing Co COMMON 097023105 9,142,386 164,431 164,431 1. 117,064 47,367 Boeing Co COMMON 097023105 537,152 9,661 9,661 1., 2. 6,611 3,050 Bristol-Myers Squibb Co COMMON 110122108 41,744,082 798,166 798,166 1. 571,190 226,976 Bristol-Myers Squibb Co COMMON 110122108 1,571,615 30,050 30,050 1., 2. 8,150 21,900 Bristol-Myers Squibb Co COMMON 110122108 2,882,253 55,110 55,110 1., 3. 2,000 53,110 Bristol-Myers Squibb Co COMMON 110122108 146,440 2,800 2,800 None 2,800 ------------ COLUMN TOTALS 755,750,268 Page 5 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Broadwing Inc COMMON 111620100 29,340 1,200 1,200 1. 1,200 Broadwing Inc COMMON 111620100 16,695,560 682,845 682,845 1., 3. 682,845 Buckeye Partners LP Units COMMON 118230101 207,120 6,000 6,000 1. 2,000 4,000 Burlington Northern Santa Fe Corp COMMON 12189T104 325,655 10,794 10,794 1. 8,700 2,094
CLECO Corp (new) COMMON 12561W105 1,277,959 56,174 56,174 1. 31,374 24,800 CLECO Corp (new) COMMON 12561W105 404,404 17,776 17,776 1., 2. 17,776 CVS Corp COMMON 126650100 9,096,635 235,664 235,664 1. 214,406 21,258 CVS Corp COMMON 126650100 560,858 14,530 14,530 1., 2. 1,225 13,305 CVS Corp COMMON 126650100 3,860 100 100 1., 3. 100 Cablevision Systems Corp COMMON 12686C109 532,350 9,100 9,100 1. 1,100 8,000 Class A Campbell Soup Co COMMON 134429109 2,317,655 90,006 90,006 1. 16,276 73,730 Campbell Soup Co COMMON 134429109 309,000 12,000 12,000 None 12,000 Cardinal Health Inc COMMON 14149Y108 363,492 5,268 5,268 1. 4,650 618 Caterpillar Inc COMMON 149123101 407,657 8,145 8,145 1. 4,100 4,045 CenturyTel Inc COMMON 156700106 348,844 11,513 11,513 1. 10,910 603 Chevron Corp COMMON 166751107 528,317,756 5,837,765 5,837,765 1. 4,828,884 1,008,881 Chevron Corp COMMON 166751107 94,194,844 1,040,827 1,040,827 1., 2. 968,865 71,962 Chevron Corp COMMON 166751107 116,950,797 1,292,274 1,292,274 1., 3. 1,079,310 212,964 Chevron Corp COMMON 166751107 1,156,047 12,774 12,774 None 12,774 Chris Craft Industries COMMON 170520100 203,847 2,855 2,855 1. 562 2,293 Chubb Corp COMMON 171232101 484,712 6,260 6,260 1. 2,700 3,560 ----------- COLUMN TOTALS 774,188,392
Page 6 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Cisco Systems Inc COMMON 17275R102 295,215,939 16,220,656 16,220,656 1. 13,674,247 2,546,409 Cisco Systems Inc COMMON 17275R102 60,816,610 3,341,572 3,341,572 1., 2. 3,039,814 301,758 Cisco Systems Inc COMMON 17275R102 20,899,752 1,148,338 1,148,338 1., 3. 316,200 832,138 Cisco Systems Inc COMMON 17275R102 230,539 12,667 12,667 None 12,667 Citigroup Inc COMMON 172967101 1293906331 24,487,251 24,487,251 1. 19,544,809 4,942,441 Citigroup Inc COMMON 172967101 238,289,390 4,509,640 4,509,640 1., 2. 4,185,338 324,302 Citigroup Inc COMMON 172967101 72,315,186 1,368,569 1,368,569 1., 3. 522,433 846,136 Citigroup Inc COMMON 172967101 5,163,261 97,715 97,715 None 97,715 Clear Channel COMMON 184502102 6,702,630 106,900 106,900 1. 102,706 4,194 Communication Clorox Co COMMON 189054109 252,690 7,465 7,465 1. 3,465 4,000 Coach Inc COMMON 189754104 3,274,963 86,070 86,070 1. 39,644 46,426 Coach Inc COMMON 189754104 60,500 1,590 1,590 1., 2. 1,590 Coach Inc COMMON 189754104 1,286 34 34 1., 3. 34 Coach Inc COMMON 189754104 309,993 8,147 8,147 None 8,147 Coca-Cola Co COMMON 191216100 1292022732 28,711,616 28,711,616 1. 22,758,596 5,953,020 Coca-Cola Co COMMON 191216100 222,083,138 4,935,181 4,935,181 1., 2. 4,639,819 295,362 Coca-Cola Co COMMON 191216100 281,269,260 6,250,428 6,250,428 1., 3. 5,107,880 1,142,548 Coca-Cola Co COMMON 191216100 10,151,100 225,580 225,580 None 225,580 Colgate Palmolive Co COMMON 194162103 90,321,345 1,531,130 1,531,130 1. 1,213,063 318,067 Colgate Palmolive Co COMMON 194162103 5,887,792 99,810 99,810 1., 2. 71,55 28,260
Colgate Palmolive Co COMMON 194162103 7,090,598 120,200 120,200 1., 3. 120,200 Compaq Computer Corp COMMON 204493100 1,604,191 103,563 103,563 1. 73,531 30,032 Compaq Computer Corp COMMON 204493100 38,725 2,500 2,500 1., 2. 500 2,000 Compaq Computer Corp COMMON 204493100 250,675 16,183 16,183 None 16,183 Comverse Technology Inc COMMON 205862402 300,574 5,264 5,264 1. 5,264 ------------- COLUMN TOTALS 3,908,459,200
Page 7 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Conexant Systems Inc COMMON 207142100 5,707,827 637,746 637,746 1. 504,997 132,749 Conexant Systems Inc COMMON 207142100 287,277 32,098 32,098 1., 2. 6,600 25,498 Conexant Systems Inc COMMON 207142100 647,980 72,400 72,400 1., 3. 15,800 56,600 Conexant Systems Inc COMMON 207142100 44,750 5,000 5,000 None 5,000 Conoco Inc COMMON 208251306 26,000 922 922 1. 700 222 Conoco Inc COMMON 208251306 279,688 9,918 9,918 None 9,918 Constellation Energy COMMON 210371100 1,192,800 28,000 28,000 1. 28,000 Covanta Energy Corp. COMMON 22281N103 27,782 1,505 1,505 1. 1,505 Covanta Energy Corp. COMMON 22281N103 1,846,665 100,036 100,036 1., 3. 100,036 Cox Communications Inc COMMON 224044107 448,006 10,113 10,113 1. 9,868 245 Cox Communications Inc COMMON 224044107 59,716 1,348 1,348 None 1,348 DPL Inc COMMON 233293109 293,220 10,125 10,125 1., 2. 10,125 Danaher Corp COMMON 235851102 156,800 2,800 2,800 1. 2,800 Danaher Corp COMMON 235851102 53,760 960 960 1., 2. 960 Dell Computer Corp COMMON 247025109 1,972,416 75,427 75,427 1. 44,610 30,817 Dell Computer Corp COMMON 247025109 3,355,045 128,300 128,300 1., 3. 128,300 Devon Energy Corp COMMON 25179M103 694,890 13,236 13,236 1. 11,268 1,968 Devon Energy Corp COMMON 25179M103 352,380 6,712 6,712 1., 2. 6,712 Devon Energy Corp COMMON 25179M103 9,045,068 172,287 172,287 1., 3. 172,287 Devon Energy Corp COMMON 25179M103 64,313 1,225 1,225 None 1,225 Disney (Walt) Co COMMON 254687106 75,921,611 2,627,955 2,627,955 1. 1,850,831 777,124 Disney (Walt) Co COMMON 254687106 8,355,884 289,231 289,231 1., 2. 275,566 13,665 Disney (Walt) Co COMMON 254687106 283,122 9,800 9,800 1., 3. 9,800 ------------- COLUMN TOTALS 111,117,000 Page 8 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Disney (Walt) Co COMMON 254687106 636,158 22,020 22,020 None 22,020
Dominion Resources Inc COMMON 25746U109 742,966 12,356 12,356 1. 10,500 1,856 Dow Chemical Co COMMON 260543103 8,648,225 260,097 260,097 1. 148,699 111,398 Dow Chemical Co COMMON 260543103 1,321,688 39,750 39,750 1., 2. 39,300 450 Dow Chemical Co COMMON 260543103 2,842,875 85,500 85,500 1., 3. 85,500 Dow Chemical Co COMMON 260543103 838,798 25,227 25,227 None 25,227 Dreyfus Appreciation Fund COMMON 261970107 3,555,751 88,849 88,849 1. 85,117 3,733 Dreyfus Tax-Smart Growth Fund COMMON 261978217 3,148,131 202,844 202,844 1. 202,844 Dreyfus Premier Tax Managed Growth Fund- Class A COMMON 261978381 1,374,586 81,433 81,433 1. 81,433 Dreyfus Premier Worldwide Growth Fund-Class A COMMON 261989107 2,708,599 83,754 83,754 1. 83,754 DuPont E I de Nemours COMMON 263534109 2,239,542 46,425 46,425 1. 37,357 9,068 DuPont E I de Nemours COMMON 263534109 260,496 5,400 5,400 1., 2. 2,200 3,200 DuPont E I de Nemours COMMON 263534109 212,256 4,400 4,400 None 4,400 Duke Energy Corporation COMMON 264399106 627,671 16,090 16,090 1. 8,166 7,924 Duke Energy Corporation COMMON 264399106 26,215 672 672 None 672 EMC Corp COMMON 268648102 169,830,948 5,806,186 5,806,186 1. 4,984,532 821,655 EMC Corp COMMON 268648102 33,319,845 1,139,140 1,139,140 1., 2. 1,057,405 81,735 EMC Corp COMMON 268648102 14,098,500 482,000 482,000 1., 3. 108,800 373,200 EMC Corp COMMON 268648102 103,838 3,550 3,550 None 3,550 Eaton Vance Corp COMMON 278265103 16,286,400 468,000 468,000 1., 2. 468,000 (non-voting) ------------ COLUMN TOTALS 262,823,488
Page 9 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Eaton Vance Corp (non-voting) COMMON 278265103 73,497,600 2,112,000 2,112,000 1., 3. 2,112,000 El Paso Corporation COMMON 28336L109 6,739,035 128,265 128,265 1. 31,480 96,784 El Paso Corporation COMMON 28336L109 155,098 2,952 2,952 1., 2. 2,952 El Paso Corporation COMMON 28336L109 977,244 18,600 18,600 1., 3. 18,600 El Paso Energy Partners LP COMMON 28368B102 3,213,000 102,000 102,000 1. 100,000 2,000 Elan Plc ADS COMMON 284131208 90,646 1,486 1,486 1. 1,486 Elan Plc ADS COMMON 284131208 207,400 3,400 3,400 1., 2. 3,400 Emerson COMMON 291011104 228,901,516 3,783,496 3,783,496 1. 3,175,369 608,127 Emerson COMMON 291011104 22,805,421 376,949 376,949 1., 2. 340,482 36,467 Emerson COMMON 291011104 14,857,288 245,575 245,575 1., 3. 74,100 171,475 Emerson COMMON 291011104 170,913 2,825 2,825 None 2,825 Enesco Group Inc COMMON 292973104 1,149,500 190,000 190,000 1., 3. 190,000 Enron Corp COMMON 293561106 560,070 11,430 11,430 1. 2,090 9,340 Ericsson (LM) Telephone COMMON 294821400 198,632 36,648 36,648 1. 8,080 28,568 Co ADR
Exelon Corp COMMON 30161N101 507,382 7,913 7,913 1. 7,913 Exelon Corp COMMON 30161N101 50,462 787 787 1., 2. 787 Expeditors Intl Wash Inc COMMON 302130109 600,000 10,000 10,000 1. 10,000 Exxon Mobil Corp COMMON 30231G102 1398925663 16,015,176 16,015,176 1. 12,979,576 3,035,601 Exxon Mobil Corp COMMON 30231G102 252,478,072 2,890,419 2,890,419 1., 2. 2,676,422 213,997 Exxon Mobil Corp COMMON 30231G102 201,026,504 2,301,391 2,301,391 1., 3. 1,638,130 663,261 Exxon Mobil Corp COMMON 30231G102 11,424,681 130,792 130,792 None 130,792 FPL Group Inc COMMON 302571104 694,221 11,530 11,530 1. 6,610 4,920 ------------- COLUMN TOTALS 2,219,230,348
Page 10 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- FPL Group Inc COMMON 302571104 276,966 4,600 4,600 1., 2. 200 4,400 Federal Home Loan COMMON 313400301 113,624,280 1,623,204 1,623,204 1. 1,293,757 329,447 Mortgage Corp Federal Home Loan COMMON 313400301 21,652,400 309,320 309,320 1., 2. 276,400 32,920 Mortgage Corp Federal Home Loan COMMON 313400301 16,318,750 233,125 233,125 1., 3. 36,600 196,525 Mortgage Corp Federal Home Loan COMMON 313400301 427,000 6,100 6,100 None 6,100 Mortgage Corp Fannie Mae COMMON 313586109 796,052,589 9,348,827 9,348,827 1. 7,631,725 1,717,101 Fannie Mae COMMON 313586109 141,663,459 1,663,693 1,663,693 1., 2. 1,522,178 141,515 Fannie Mae COMMON 313586109 52,182,049 612,825 612,825 1., 3. 173,300 439,525 Fannie Mae COMMON 313586109 2,622,620 30,800 30,800 None 30,800 Fifth Third Bancorp COMMON 316773100 709,311 11,812 11,812 1. 11,250 562 First Data Corp COMMON 319963104 1,397,566 21,752 21,752 1. 14,052 7,700 First Union Corp COMMON 337358105 407,890 11,674 11,674 1. 9,050 2,624 Ford Motor Company (New) COMMON 345370860 487,434,334 19,854,759 19,854,759 1. 16,156,931 3,697,828 Ford Motor Company (New) COMMON 345370860 83,483,802 3,400,562 3,400,562 1., 2. 3,121,417 279,145 Ford Motor Company (New) COMMON 345370860 37,936,921 1,545,292 1,545,292 1., 3. 875,167 670,125 Ford Motor Company (New) COMMON 345370860 2,256,857 91,929 91,929 None 91,929 Fortune Brands Inc COMMON 349631101 329,666 8,594 8,594 1. 4,500 4,094 Fox Entertainment Group COMMON 35138T107 15,765,286 565,064 565,064 1. 441,589 123,475 Fox Entertainment Group COMMON 35138T107 8,358,840 299,600 299,600 1., 2. 299,000 600 Fox Entertainment Group COMMON 35138T107 5,732,055 205,450 205,450 1., 3. 205,450 Franklin Resources Inc COMMON 354613101 381,310 8,331 8,331 1. 6,381 1,950 Franklin Resources Inc COMMON 354613101 22,885 500 500 1., 2. 500 ------------- COLUMN TOTALS 1,789,036,836
Page 11 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Franklin Resources Inc COMMON 354613101 7,224,749 157,849 157,849 1., 3. 157,849 Gap Inc COMMON 364760108 949,054 32,726 32,726 1. 18,115 14,611 General Dynamics Corp COMMON 369550108 591,356 7,600 7,600 1. 7,600 General Electric Co COMMON 369604103 2,038,850,395 41,822,572 41,822,572 1. 33,456,633 8,365,939 General Electric Co COMMON 369604103 335,066,184 6,873,153 6,873,153 1., 2. 6,343,282 529,871 General Electric Co COMMON 369604103 169,851,630 3,484,136 3,484,136 1., 3. 1,931,200 1,552,936 General Electric Co COMMON 369604103 14,209,748 291,482 291,482 None 291,482 General Growth Properties COMMON 370021107 531,360 13,500 13,500 1. 13,500 General Mills Inc COMMON 370334104 2,030,867 46,388 46,388 1. 11,586 34,802 General Mills Inc COMMON 370334104 105,072 2,400 2,400 1., 2. 2,400 General Mills Inc COMMON 370334104 83,182 1,900 1,900 None 1,900 General Motors Corp COMMON 370442105 640,765 9,958 9,958 1. 8,817 1,141 General Motors Corp COMMON 370442105 51,480 800 800 1., 2. 800 Gillette Company COMMON 375766102 37,663,580 1,299,192 1,299,192 1. 822,346 476,846 Gillette Company COMMON 375766102 1,155,107 39,845 39,845 1., 2. 8,270 31,575 Gillette Company COMMON 375766102 94,218 3,250 3,250 1., 3. 3,250 Gillette Company COMMON 375766102 703,877 24,280 24,280 None 24,280 GlaxoSmithKline PLC ADR COMMON 37733W105 1,452,433 25,844 25,844 1. 15,281 10,563 GlaxoSmithKline PLC ADR COMMON 37733W105 71,093 1,265 1,265 1., 2. 1,265 Goldman Sachs Group Inc COMMON 38141G104 29,140,511 339,633 339,633 1. 230,333 109,300 Goldman Sachs Group Inc COMMON 38141G104 20,115,810 234,450 234,450 1., 2. 229,450 5,000 Goldman Sachs Group Inc COMMON 38141G104 21,450 250 250 None 250 Harrahs Entertainment Inc COMMON 413619107 3,177,000 90,000 90,000 1., 2. 90,000 Harrahs Entertainment Inc COMMON 413619107 10,413,500 295,000 295,000 1., 3. 295,000 Harte Hanks Inc COMMON 416196103 447,611 18,078 18,078 1. 16,548 1,530 ------------- COLUMN TOTALS 2,674,642,032 Page 12 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Hartford Financial Ser COMMON 416515104 564,984 8,260 8,260 1. 226 8,034 Group Inc Hartford Financial Ser COMMON 416515104 136,800 2,000 2,000 1., 2. 2,000 Group Inc Hartford Financial Ser COMMON 416515104 68,400 1,000 1,000 1., 3. 1,000 Group Inc Heinz (H. J.) Co COMMON 423074103 115,403,888 2,822,301 2,822,301 1. 2,423,709 398,592 Heinz (H. J.) Co COMMON 423074103 21,605,458 528,380 528,380 1., 2. 520,850 7,530 Heinz (H. J.) Co COMMON 423074103 18,348,447 448,727 448,727 1., 3. 420,000 28,727 Heinz (H. J.) Co COMMON 423074103 1,193,252 29,182 29,182 None 29,182 Hewlett-Packard Co COMMON 428236103 338,109,857 11,822,023 11,822,023 1. 9,932,581 1,889,442 Hewlett-Packard Co COMMON 428236103 65,280,983 2,282,552 2,282,552 1., 2. 2,121,991 160,561
Hewlett-Packard Co COMMON 428236103 29,278,678 1,023,730 1,023,730 1., 3. 446,000 577,730 Hewlett-Packard Co COMMON 428236103 21,450 750 750 None 750 Hibernia Corp Class A COMMON 428656102 123,781 6,954 6,954 1. 6,954 Hibernia Corp Class A COMMON 428656102 67,640 3,800 3,800 1., 2. 3,800 Hilton Hotels Corp COMMON 432848109 1,218,000 105,000 105,000 1. 105,000 Hilton Hotels Corp COMMON 432848109 1,811,514 156,165 156,165 1., 2. 156,165 Hilton Hotels Corp COMMON 432848109 5,089,546 438,754 438,754 1., 3. 438,754 Home Depot Inc COMMON 437076102 34,224,863 735,228 735,228 1. 665,179 70,049 Home Depot Inc COMMON 437076102 9,817,255 210,897 210,897 1., 2. 187,947 22,950 Home Depot Inc COMMON 437076102 1,450,033 31,150 31,150 1., 3. 31,150 Honeywell Int'l Inc COMMON 438516106 217,159,205 6,206,322 6,206,322 1. 5,049,644 1,156,678 Honeywell Int'l Inc COMMON 438516106 39,449,231 1,127,443 1,127,443 1., 2. 1,049,163 78,280 Honeywell Int'l Inc COMMON 438516106 15,479,576 442,400 442,400 1., 3. 128,100 314,300 Honeywell Int'l Inc COMMON 438516106 192,445 5,500 5,500 None 5,500 Hubbell Inc Cl B COMMON 443510201 2,006,046 69,174 69,174 1. 67,262 1,912 ----------- COLUMN TOTALS 918,101,332
Page 13 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Hudson City Bancorp Inc COMMON 443683107 212,428 9,200 9,200 1. 9,200 IMS Health Inc COMMON 449934108 303,525 10,650 10,650 1. 10,000 650 IMS Health Inc COMMON 449934108 11,400 400 400 1., 2. 400 Il Fornaio America Corp COMMON 451926109 290,260 25,240 25,240 1. 25,240 Imclone Systems Inc COMMON 45245W109 8,719,392 165,140 165,140 1. 76,000 89,140 Imclone Systems Inc COMMON 45245W109 1,277,760 24,200 24,200 1., 3. 24,200 InforeTech Wireless COMMON 45666P104 182,098 700,375 700,375 1. 700,375 Technology Inc. Intel Corporation COMMON 458140100 1,161,615,293 39,713,343 39,713,343 1. 32,154,707 7,558,636 Intel Corporation COMMON 458140100 216,684,117 7,408,004 7,408,004 1., 2. 6,837,524 570,480 Intel Corporation COMMON 458140100 74,507,355 2,547,260 2,547,260 1., 3. 865,600 1,681,660 Intel Corporation COMMON 458140100 4,208,081 143,866 143,866 None 143,866 Intl Business Machines COMMON 459200101 675,349,247 5,976,542 5,976,542 1. 4,993,588 982,954 Intl Business Machines COMMON 459200101 125,910,562 1,114,253 1,114,253 1., 2. 1,030,584 83,669 Intl Business Machines COMMON 459200101 43,462,060 384,620 384,620 1., 3. 124,700 259,920 Intl Business Machines COMMON 459200101 414,710 3,670 3,670 None 3,670 Investors Finl Services COMMON 461915100 5,544,384 82,752 82,752 1., 2. 82,752 Investors Finl Services COMMON 461915100 50,409,728 752,384 752,384 1., 3. 752,384 J. P. Morgan Chase & Co. COMMON 46625H100 635,280,507 14,243,958 14,243,958 1. 11,501,848 2,742,110 J. P. Morgan Chase & Co. COMMON 46625H100 125,288,788 2,809,166 2,809,166 1., 2. 2,618,346 190,820 J. P. Morgan Chase & Co. COMMON 46625H100 44,939,451 1,007,611 1,007,611 1., 3. 425,650 581,961 J. P. Morgan Chase & Co. COMMON 46625H100 1,717,278 38,504 38,504 None 38,504 Jefferson-Pilot Corp COMMON 475070108 2,129,897 44,079 44,079 1. 19,547 24,532 Johnson & Johnson COMMON 478160104 957,393,010 19,147,860 19,147,860 1. 15,541,171 3,606,689 ------------- COLUMN TOTALS 4,135,851,331
Page 14 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Johnson & Johnson COMMON 478160104 179,635,100 3,592,702 3,592,702 1., 2. 3,318,684 274,018 Johnson & Johnson COMMON 478160104 63,005,500 1,260,110 1,260,110 1., 3. 394,800 865,310 Johnson & Johnson COMMON 478160104 2,551,500 51,030 51,030 None 51,030 Kellogg Co COMMON 487836108 76,726,286 2,645,734 2,645,734 1. 2,049,549 596,185 Kellogg Co COMMON 487836108 23,762,310 819,390 819,390 1., 2. 798,090 21,300 Kellogg Co COMMON 487836108 16,036,768 552,992 552,992 1., 3. 525,760 27,232 Kellogg Co COMMON 487836108 1,162,610 40,090 40,090 None 40,090 KeyCorp (New) COMMON 493267108 1,072,114 41,156 41,156 1. 38,800 2,356 KeySpan Corp COMMON 49337W100 579,156 15,876 15,876 1. 15,876 KeySpan Corp COMMON 49337W100 109,440 3,000 3,000 1., 2. 3,000 Kimberly-Clark Corp COMMON 494368103 421,151 7,534 7,534 1. 3,700 3,834 Kimberly-Clark Corp COMMON 494368103 61,099 1,093 1,093 1., 2. 693 400 Kinder Morgan Energy COMMON 494550106 154,754,556 2,250,648 2,250,648 1. 1,910,065 340,583 Partners L P Kinder Morgan Energy COMMON 494550106 2,131,560 31,000 31,000 1., 2. 3,800 27,200 Partners L P Kinder Morgan Energy COMMON 494550106 68,760 1,000 1,000 1., 3. 1,000 Partners L P Kinder Morgan Energy COMMON 494550106 137,520 2,000 2,000 None 2,000 Partners L P Kinder Morgan Inc COMMON 49455P101 25,581,069 509,076 509,076 1. 255,871 253,205 Kinder Morgan Inc COMMON 49455P101 201,000 4,000 4,000 1., 2. 4,000 Kinder Morgan Inc COMMON 49455P101 9,399,313 187,051 187,051 1., 3. 160,251 26,800 Kinder Morgan Inc COMMON 49455P101 1,677,898 33,391 33,391 None 33,391 Kraft Foods Inc COMMON 50075N104 43,226,400 1,394,400 1,394,400 1. 1,143,200 251,200 Kraft Foods Inc COMMON 50075N104 4,087,350 131,850 131,850 1., 2. 24,750 107,100 Kraft Foods Inc COMMON 50075N104 7,901,900 254,900 254,900 1., 3. 254,900 Lamar Advertising Co COMMON 512815101 438,504 9,966 9,966 1. 9,966 ----------- COLUMN TOTALS 614,728,864 Page 15 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Lauder (Estee) Co Cl A COMMON 518439104 32,439,738 752,662 752,662 1. 546,194 206,468 Lauder (Estee) Co Cl A COMMON 518439104 17,505,065 406,150 406,150 1., 2. 376,950 29,200
Lauder (Estee) Co Cl A COMMON 518439104 7,322,690 169,900 169,900 1., 3. 56,700 113,200 Leggett & Platt Inc COMMON 524660107 2,423 110 110 1. 110 Leggett & Platt Inc COMMON 524660107 1,762,400 80,000 80,000 1., 3. 80,000 GE Life & Annuity COMMON 531990216 50,025 25,000 25,000 1. 25,000 Lilly Eli & Co COMMON 532457108 269,271,052 3,638,798 3,638,798 1. 3,046,265 592,533 Lilly Eli & Co COMMON 532457108 60,006,230 810,895 810,895 1., 2. 730,155 80,740 Lilly Eli & Co COMMON 532457108 18,873,700 255,050 255,050 1., 3. 1,500 253,550 Lilly Eli & Co COMMON 532457108 874,680 11,820 11,820 None 11,820 Lincoln Electric Hldgs COMMON 533900106 2,636,700 103,400 103,400 1., 3. 103,400 Lincoln National Corp COMMON 534187109 412,842 7,978 7,978 1. 3,080 4,898 Loudeye Technologies Inc COMMON 545754103 15,000 10,000 10,000 1. 10,000 Lucent Technologies Inc COMMON 549463107 94,872 15,302 15,302 1. 3,804 11,498 Lucent Technologies Inc COMMON 549463107 794 128 128 1., 2. 128 Luminex Corporation COMMON 55027E102 764,618 38,250 38,250 1. 38,250 Mail-Well Hldgs Inc COMMON 560321200 819,349 192,788 192,788 1., 3. 192,788 Managers Inter- national COMMON 561717406 238,689 5,687 5,687 1. 5,687 Equity Fund Marsh & McLennan Cos, Inc COMMON 571748102 443,375,219 4,389,854 4,389,854 1. 3,553,691 836,162 ------------ COLUMN TOTALS 856,466,086
Page 16 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Marsh & McLennan Cos, Inc COMMON 571748102 107,218,056 1,061,565 1,061,565 1., 2. 978,088 83,477 Marsh & McLennan Cos, Inc COMMON 571748102 28,789,040 285,040 285,040 1., 3. 80,200 204,840 Marsh & McLennan Cos, Inc COMMON 571748102 2,061,208 20,408 20,408 None 20,408 Masco Corp COMMON 574599106 299,520 12,000 12,000 1. 12,000 May Department Stores Co COMMON 577778103 7,688,869 224,427 224,427 1. 102,681 121,746 May Department Stores Co COMMON 577778103 289,497 8,450 8,450 1., 2. 6,900 1,550 May Department Stores Co COMMON 577778103 369,563 10,787 10,787 None 10,787 McDATA Corporation COMMON 580031201 405,872 23,127 23,127 1. 13,017 10,109 McDATA Corporation COMMON 580031201 5,967 340 340 1., 2. 73 267 McDATA Corporation COMMON 580031201 10,267 585 585 1., 3. 58 527 McDATA Corporation COMMON 580031201 351 20 20 None 20 McDonalds Corp COMMON 580135101 170,680,360 6,307,478 6,307,478 1. 5,182,635 1,124,844 McDonalds Corp COMMON 580135101 10,474,073 387,068 387,068 1., 2. 261,438 125,630 McDonalds Corp COMMON 580135101 12,948,887 478,525 478,525 1., 3. 71,800 406,725 McDonalds Corp COMMON 580135101 230,010 8,500 8,500 None 8,500 McGraw-Hill Inc COMMON 580645109 425,123,534 6,426,660 6,426,660 1. 5,392,200 1,034,459 McGraw-Hill Inc COMMON 580645109 69,299,419 1,047,610 1,047,610 1., 2. 947,113 100,497 McGraw-Hill Inc COMMON 580645109 27,578,927 416,915 416,915 1., 3. 123,800 293,115 McGraw-Hill Inc COMMON 580645109 439,898 6,650 6,650 None 6,650 Medtronic Inc COMMON 585055106 1,728,458 37,567 37,567 1. 31,240 6,327 Mellon Finl Corp COMMON 58551A108 6,628,738 144,103 144,103 1. 122,473 21,630
Mellon Finl Corp COMMON 58551A108 4,865,052 105,762 105,762 1., 2. 105,762 Mellon Finl Corp COMMON 58551A108 335,400,168 7,291,308 7,291,308 1., 3. 7,288,308 3,000 Merck & Co Inc COMMON 589331107 1224569021 19,160,836 19,160,836 1. 15,073,344 4,087,492 Merck & Co Inc COMMON 589331107 191,346,451 2,993,999 2,993,999 1., 2. 2,763,996 230,003 Merck & Co Inc COMMON 589331107 183,082,721 2,864,696 2,864,696 1., 3. 2,151,000 713,696 Merck & Co Inc COMMON 589331107 7,729,211 120,939 120,939 None 120,939 ------------- COLUMN TOTALS 2,819,263,138
Page 17 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Merrill Lynch & Co Inc COMMON 590188108 37,247,481 628,649 628,649 1. 449,991 178,685 Merrill Lynch & Co Inc COMMON 590188108 10,307,426 173,965 173,965 1., 2. 140,225 33,740 Merrill Lynch & Co Inc COMMON 590188108 4,313,400 72,800 72,800 1.,3 72,800 Merrill Lynch & Co Inc COMMON 590188108 165,900 2,800 2,800 None 2,800 Mesa Offshore Trust UBI COMMON 590650107 8,000 100,000 100,000 1. 100,000 Mesa Royalty Trust COMMON 590660106 409,500 9,000 9,000 1., 3. 9,000 Mesa Royalty Trust COMMON 590660106 13,650 300 300 None 300 Metrocorp Bancshares Inc COMMON 591650106 960,619 93,264 93,264 1. 93,264 Microsoft Corp COMMON 594918104 507,006,668 6,945,297 6,945,297 1. 5,972,562 972,734 Microsoft Corp COMMON 594918104 70,929,720 971,640 971,640 1., 2. 824,665 146,975 Microsoft Corp COMMON 594918104 25,847,475 354,075 354,075 1., 3. 54,700 299,375 Microsoft Corp COMMON 594918104 383,250 5,250 5,250 None 5,250 Millipore Corp COMMON 601073109 210,732 3,400 3,400 1. 3,400 Minnesota Mining & Mfg COMMON 604059105 5,736,492 50,276 50,276 1. 17,879 32,397 Minnesota Mining & Mfg COMMON 604059105 405,055 3,550 3,550 1., 2. 1,500 2,050 Minnesota Mining & Mfg COMMON 604059105 1,401,148 12,280 12,280 None 12,280 Mitchell Energy & Development Corp Class A COMMON 606592202 314,223 6,794 6,794 1., 2. 6,794 Morgan Stanley Dean Witter & Co COMMON 617446448 3,206,490 49,922 49,922 1. 49,488 434 Morgan Stanley Dean Witter & Co COMMON 617446448 513,840 8,000 8,000 1., 2. 8,000 News Corp Ltd ADS COMMON 652487703 81,315,195 2,188,834 2,188,834 1. 1,844,934 343,900 News Corp Ltd ADS COMMON 652487703 25,536,464 687,388 687,388 1., 2. 685,088 2,300 News Corp Ltd ADS COMMON 652487703 523,815 14,100 14,100 1., 3. 14,100 ------------ COLUMN TOTALS 776,756,543
News Corp Ltd Preference Limited Voting Pref ADS CV-PFD 652487802 60,535,674 1,868,385 1,868,385 1. 1,501,498 66,887 News Corp Ltd Preference Limited Voting Pref ADS CV-PFD 652487802 12,562,290 387,725 387,725 1., 2. 369,075 8,650 News Corp Ltd Preference Limited Voting Pref ADS CV-PFD 652487802 5,529,060 170,650 170,650 1., 3. 47,300 123,350 NIKE Inc Class B COMMON 654106103 222,547 5,300 5,300 1. 1,700 3,600 Nokia Corp Sponsored ADR 1/2 sh pfd. COMMON 654902204 2,001,673 90,820 90,820 1. 30,900 59,920 Nokia Corp Sponsored ADR 1/2 sh pfd. COMMON 654902204 52,896 2,400 2,400 1., 2. 2,400 Norfolk Southern Corp COMMON 655844108 130,904,182 6,308,635 6,308,635 1. 5,282,782 1,025,853 Norfolk Southern Corp COMMON 655844108 28,527,204 1,374,805 1,374,805 1., 2. 1,283,150 91,655 Norfolk Southern Corp COMMON 655844108 10,079,997 485,783 485,783 1., 3. 151,300 334,483 Norfolk Southern Corp COMMON 655844108 170,669 8,225 8,225 None 8,225 Northern Trust Corp COMMON 665859104 301,563 4,825 4,825 1. 4,825 Omnicom Group COMMON 681919106 316,566 3,681 3,681 1. 3,307 374 Oracle Corp COMMON 68389X105 1,106,750 58,250 58,250 1. 31,048 27,202 PG & E Corp COMMON 69331C108 119,370 10,658 10,658 1. 8,838 1,820 PNC Finl Svcs Group Inc COMMON 693475105 1,832,252 27,850 27,850 1. 18,200 9,650 Pennzoil-Quaker State Co COMMON 709323109 626,942 55,977 55,977 1. 54,750 1,227 Pennzoil-Quaker State Co COMMON 709323109 168,000 15,000 15,000 1., 2. 15,000 Pennzoil-Quaker State Co COMMON 709323109 4,312,000 385,000 385,000 1., 3. 385,000 Pennzoil-Quaker State Co COMMON 709323109 20,059 1,791 1,791 None 1,791 PepsiCo Inc COMMON 713448108 763,506,099 17,273,894 17,273,894 1. 14,149,777 3,124,117 ------------- COLUMN TOTALS 1,022,895,793
Page 19 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- PepsiCo Inc COMMON 713448108 141,736,987 3,206,719 3,206,719 1., 2. 3,003,264 203,455 PepsiCo Inc COMMON 713448108 43,141,410 976,050 976,050 1., 3. 279,100 696,950 PepsiCo Inc COMMON 713448108 2,680,730 60,650 60,650 None 60,650 Pfizer Inc COMMON 717081103 2035908434 50,834,168 50,834,168 1. 40,877,542 9,956,626 Pfizer Inc COMMON 717081103 334,859,051 8,361,025 8,361,025 1., 2. 7,748,615 612,410 Pfizer Inc COMMON 717081103 126,981,529 3,170,575 3,170,575 1., 3. 1,253,250 1,917,325 Pfizer Inc COMMON 717081103 12,011,155 299,904 299,904 None 299,904 Pharmacia Corp COMMON 71713U102 855,957 18,628 18,628 1. 12,344 6,284 Pharmacia Corp COMMON 71713U102 24,262 528 528 1., 2. 528 Philip Morris Cos Inc COMMON 718154107 1363666968 26,870,285 26,870,285 1. 20,869,586 6,000,699 Philip Morris Cos Inc COMMON 718154107 228,524,149 4,502,939 4,502,939 1., 2. 4,251,241 251,698 Philip Morris Cos Inc COMMON 718154107 450,491,561 8,876,681 8,876,681 1., 3. 7,190,200 1,686,481 Philip Morris Cos Inc COMMON 718154107 12,118,593 238,790 238,790 None 238,790 Pilgrim Mayflower Trust Value Fund-C COMMON 721462786 172,508 12,492 12,492 1. 12,492
Pitney-Bowes Inc COMMON 724479100 525,321 12,472 12,472 1. 1,000 11,472 Plum Creek Timber Co Inc COMMON 729251108 210,975 7,500 7,500 1. 4,500 3,000 Polo Ralph Lauren Corp COMMON 731572103 8,901,258 345,010 345,010 1. 240,770 104,240 Polo Ralph Lauren Corp COMMON 731572103 1,839,540 71,300 71,300 1., 2. 62,600 8,700 Polo Ralph Lauren Corp COMMON 731572103 2,945,070 114,150 114,150 1., 3. 114,150 Price (T Rowe) Group Inc. COMMON 74144T108 228,079 6,100 6,100 1. 1,700 4,400 Price (T Rowe) Group Inc. COMMON 74144T108 149,560,000 4,000,000 4,000,000 1., 3. 4,000,000 Procter & Gamble COMMON 742718109 640,854,946 10,044,748 10,044,748 1. 8,111,456 1,933,292 Procter & Gamble COMMON 742718109 109,070,056 1,709,562 1,709,562 1., 2. 1,582,397 127,165 Procter & Gamble COMMON 742718109 81,881,111 1,283,403 1,283,403 1., 3. 945,800 337,603 Procter & Gamble COMMON 742718109 3,088,941 48,416 48,416 None 48,416 ------------- COLUMN TOTALS 5,752,278,591
Page 20 FORM 13 F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Progress Energy Inc COMMON 743263105 1,588,820 35,370 35,370 1. 17,320 18,050 Progress Energy Inc COMMON 743263105 98,824 2,200 2,200 1., 2. 2,200 Providian Finl Corp COMMON 74406A102 452,998 7,652 7,652 1. 7,652 RadioShack Corp COMMON 750438103 219,234 7,188 7,188 1. 1,500 5,688 Rational Software Corp COMMON 75409P202 7,337,637 261,591 261,591 1. 219,708 41,883 Rational Software Corp COMMON 75409P202 3,781,140 134,800 134,800 1., 3. 134,800 Reliant Energy Inc COMMON 75952J108 803,414 24,943 24,943 1. 11,463 13,480 Robbins & Myers Inc CVBDFD 770196AA1 212,550 195,000 195,000 1. 15,000 180,000 Conv until 9/1/03 Rockwell Automation COMMON 773903109 42,522,974 1,115,503 1,115,503 1. 822,456 293,047 Rockwell Automation COMMON 773903109 4,403,051 115,505 115,505 1., 2. 72,100 43,405 Rockwell Automation COMMON 773903109 6,411,784 168,200 168,200 1., 3. 15,800 152,400 Rockwell Automation COMMON 773903109 190,600 5,000 5,000 None 5,000 Rouse Co COMMON 779273101 3,507,132 122,413 122,413 1. 122,413 Royal Dutch Petroleum Co COMMON 780257804 388,391,330 6,665,374 6,665,374 1. 5,233,906 1,431,468 N Y Registry Shares Royal Dutch Petroleum Co COMMON 780257804 65,760,084 1,128,541 1,128,541 1., 2. 1,062,961 65,580 N Y Registry Shares Royal Dutch Petroleum Co COMMON 780257804 15,831,959 271,700 271,700 1., 3. 151,300 120,400 N Y Registry Shares Royal Dutch Petroleum Co COMMON 780257804 1,290,681 22,150 22,150 None 22,150 N Y Registry Shares SBC Communications Inc COMMON 78387G103 475,663,639 11,873,780 11,873,780 1. 9,831,845 2,041,936 SBC Communications Inc COMMON 78387G103 91,911,343 2,294,342 2,294,342 1., 2. 2,130,860 163,482 SBC Communications Inc COMMON 78387G103 30,594,543 763,718 763,718 1., 3. 260,484 503,234 ------------- COLUMN TOTALS 1,140,973,737
Page 21 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- SBC Communica- tions Inc COMMON 78387G103 1,090,593 27,224 27,224 None 27,224 Sabine Royalty Trust COMMON 785688102 3,165,000 150,000 150,000 1., 3. 150,000 Sabine Royalty Trust COMMON 785688102 2,954 140 140 None 140 St Paul Cos Inc COMMON 792860108 248,381 4,900 4,900 1. 1,000 3,900 Sara Lee Corp COMMON 803111103 2,135,016 112,725 112,725 1. 52,070 60,656 Sara Lee Corp COMMON 803111103 853 45 45 1., 3. 45 Sara Lee Corp COMMON 803111103 205,821 10,867 10,867 None 10,867 Schering-Plough Corp COMMON 806605101 22,877,619 631,281 631,281 1. 405,092 226,189 Schering-Plough Corp COMMON 806605101 2,225,136 61,400 61,400 1., 2. 60,400 1,000 Schlumberger Ltd COMMON 806857108 981,080 18,634 18,634 1. 15,814 2,820 Schlumberger Ltd COMMON 806857108 250,088 4,750 4,750 None 4,750 Schweitzer- Mauduit Int'l COMMON 808541106 281,406 11,924 11,924 1. 250 11,674 Scientific Atlanta Inc COMMON 808655104 243,600 6,000 6,000 1. 6,000 Scios Inc COMMON 808905103 250,100 10,000 10,000 1. 10,000 Shell Transport & Trading PLC COMMON 822703609 770,001 15,296 15,296 1. 10,396 4,900 Shell Transport & Trading PLC COMMON 822703609 1,459,860 29,000 29,000 None 29,000 Smith Intl Inc COMMON 832110100 1,473,948 24,607 24,607 None 24,607 Solectron Corp COMMON 834182107 1,637,118 89,460 89,460 1. 44,290 45,170 Solectron Corp COMMON 834182107 14,640 800 800 1., 2. 800 Southern Co COMMON 842587107 212,063 9,121 9,121 1. 4,286 4,835 Southwest Air- lines Co COMMON 844741108 3,039,275 164,374 164,374 1. 22,963 141,411 ------------- COLUMN TOTALS 42,564,552
Page 22 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Southwest Air- lines Co COMMON 844741108 37,202 2,012 2,012 1., 2. 2,012 Southwest Air- lines Co COMMON 844741108 22,959,495 1,241,725 1,241,725 None 1,241,725 State Street Corp COMMON 857477103 1,097,688 22,180 22,180 1. 20,400 1,780 Stilwell Financial Inc COMMON 860831106 291,972 8,700 8,700 1. 6,700 2,000 Sun Micro- systems Inc COMMON 866810104 902,800 57,430 57,430 1. 21,300 36,130 SunTrust Banks Inc COMMON 867914103 78,785,889 1,216,207 1,216,207 1. 935,632 280,575 SunTrust Banks Inc COMMON 867914103 4,159,200 64,205 64,205 1., 2. 7,675 56,530 SunTrust Banks Inc COMMON 867914103 8,738,822 134,900 134,900 1., 3. 1,500 133,400 SunTrust Banks Inc COMMON 867914103 323,900 5,000 5,000 None 5,000 Sysco Corp COMMON 871829107 1,406,153 51,792 51,792 1. 44,564 7,228 Sysco Corp COMMON 871829107 103,170 3,800 3,800 1., 2. 3,800 TXU Corp COMMON 873168108 292,995 6,080 6,080 1. 80 6,000
TXU Corp COMMON 873168108 13,879 288 288 None 288 Target Corp COMMON 87612E106 93,099,022 2,690,723 2,690,723 1. 2,128,028 562,695 Target Corp COMMON 87612E106 6,476,975 187,196 187,196 1., 2. 88,940 98,256 Target Corp COMMON 87612E106 11,321,120 327,200 327,200 1., 3. 68,000 259,200 Tecumseh Products Co Class B COMMON 878895101 669,750 15,000 15,000 1., 3. 15,000 Tecumseh Products Co Class A COMMON 878895200 22,275 450 450 1. 450 Tecumseh Products Co Class A COMMON 878895200 2,227,500 45,000 45,000 1., 3. 45,000 Telecom Italia SPA ADR Sponsored ADR for ordinary shares COMMON 87927W106 2,745,600 31,200 31,200 1. 10,000 21,200 ------------ COLUMN TOTALS 235,675,407
Page 23 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Teledyne Technologies Inc COMMON 879360105 156,469 10,294 10,294 1. 9,292 1,002 Teledyne Technologies Inc COMMON 879360105 1,515,288 99,690 99,690 1., 3. 99,690 Telephone & Data Sys Inc COMMON 879433100 200,100 1,840 1,840 1. 140 1,700 Temple-Inland Inc COMMON 879868107 15,774 296 296 1. 296 Temple-Inland Inc COMMON 879868107 38,369 720 720 1., 2. 720 Temple-Inland Inc COMMON 879868107 1,646,981 30,906 30,906 1., 3. 30,906 Texaco Inc COMMON 881694103 2,834,696 42,563 42,563 1. 20,638 21,925 Texas Biotechnology Corp COMMON 88221T104 1,173,200 140,000 140,000 1. 50,000 90,000 Texas Instruments COMMON 882508104 121,568,591 3,859,320 3,859,320 1. 3,253,886 605,434 Texas Instruments COMMON 882508104 2,576,354 81,789 81,789 1., 2. 72,750 9,039 Texas Instruments COMMON 882508104 406,350 12,900 12,900 1., 3. 12,900 Tidewater Inc COMMON 886423102 1,248,850 33,126 33,126 1. 33,126 Tiffany & Co COMMON 886547108 568,654 15,700 15,700 1. 15,700 Total Fina Elf S A ADR COMMON 89151E109 519,410 7,399 7,399 1. 6,012 1,387 Tricon Global Restaurants COMMON 895953107 12,765,813 290,793 290,793 1. 178,859 111,934 Tricon Global Restaurants COMMON 895953107 580,139 13,215 13,215 1., 2. 1,525 11,690 Tricon Global Restaurants COMMON 895953107 182,229 4,151 4,151 1., 3. 4,151 Tricon Global Restaurants COMMON 895953107 258,352 5,885 5,885 None 5,885 Trinity Industries Inc COMMON 896522109 372,075 18,150 18,150 1. 12,000 6,150 Tyco International Ltd COMMON 902124106 2,111,657 38,746 38,746 1. 21,946 16,800 Tyco International Ltd COMMON 902124106 27,250 500 500 1., 2. 500 Unilever N V COMMON 904784709 485,198 8,145 8,145 1. 5,648 2,497 (New York Shares) ------------ COLUMN TOTALS 151,251,799
Union Pacific Corp COMMON 907818108 230,622 4,200 4,200 1. 2,650 1,550 Union Pacific Corp COMMON 907818108 32,946 600 600 None 600 United Parcel Service COMMON 911312106 241,041,241 4,170,264 4,170,264 1. 3,358,594 811,670 United Parcel Service COMMON 911312106 29,314,344 507,169 507,169 1., 2. 444,810 62,359 United Parcel Service COMMON 911312106 15,148,513 262,085 262,085 1., 3. 71,000 191,085 United Technologies Corp COMMON 913017109 715,604 9,768 9,768 1. 5,143 4,625 United Technologies Corp COMMON 913017109 3,201,462 43,700 43,700 1., 2. 43,700 Unitrin Inc COMMON 913275103 74,963,443 1,952,173 1,952,173 1. 1,659,751 292,422 Unitrin Inc COMMON 913275103 18,530,304 482,560 482,560 1., 2. 476,700 5,860 Unitrin Inc COMMON 913275103 28,400,256 739,590 739,590 1., 3. 725,020 14,570 Unitrin Inc COMMON 913275103 393,907 10,258 10,258 None 10,258 Verizon Communications COMMON 92343V104 175,126,735 3,273,397 3,273,397 1. 2,685,744 587,653 Verizon Communications COMMON 92343V104 45,815,298 856,361 856,361 1., 2. 786,999 69,362 Verizon Communications COMMON 92343V104 5,119,950 95,700 95,700 1., 3. 1,500 94,200 Viacom Inc Class B common COMMON 925524308 36,359,188 702,593 702,593 1. 656,650 45,943 (non-voting) Viacom Inc Class B common COMMON 925524308 348,019 6,725 6,725 1., 2. 6,000 725 (non-voting) Viacom Inc Class B common COMMON 925524308 6,685,841 129,195 129,195 1., 3. 1,200 127,995 (non-voting) Vignette Corp COMMON 926734104 106,440 12,000 12,000 1. 12,000 Visteon Corp COMMON 92839U107 737,783 40,141 40,141 1. 29,259 10,882 Visteon Corp COMMON 92839U107 18,619 1,013 1,013 1., 2. 102 911 Visteon Corp COMMON 92839U107 755,915 41,127 41,127 1., 3. 41,115 12 Visteon Corp COMMON 92839U107 570 31 31 None 31 Vivendi Universal ADS COMMON 92851S204 1,951,584 33,648 33,648 1. 15,288 18,360 ----------- COLUMN TOTALS 684,998,584
Page 25 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Vivendi Universal ADS COMMON 92851S204 92,800 1,600 1,600 1., 2. 1,600 Vodafone Group PLC COMMON 92857W100 356,304 15,942 15,942 1. 4,333 11,609 Sponsored ADR Vodafone Group PLC COMMON 92857W100 26,820 1,200 1,200 1., 2. 1,200 Sponsored ADR Vodafone Group PLC COMMON 92857W100 1,931,487 86,420 86,420 1., 3. 86,420 Sponsored ADR Wachovia Corp COMMON 929771103 265,816 3,736 3,736 1. 3,736 Wal-Mart Stores Inc COMMON 931142103 560,686,962 11,489,487 11,489,487 1. 9,484,510 2,004,977
Wal-Mart Stores Inc COMMON 931142103 103,470,929 2,120,306 2,120,306 1., 2. 1,962,833 157,473 Wal-Mart Stores Inc COMMON 931142103 27,595,912 565,490 565,490 1., 3. 32,500 532,990 Wal-Mart Stores Inc COMMON 931142103 2,524,570 51,733 51,733 None 51,733 Walgreen Co COMMON 931422109 601,915,294 17,467,072 17,467,072 1. 14,036,788 3,430,284 Walgreen Co COMMON 931422109 107,363,704 3,115,604 3,115,604 1., 2. 2,858,393 257,211 Walgreen Co COMMON 931422109 44,644,653 1,295,550 1,295,550 1., 3. 382,200 913,350 Walgreen Co COMMON 931422109 1,033,800 30,000 30,000 None 30,000 Warnaco Group Inc Cl A COMMON 934390105 33,655 673,100 673,100 1. 673,100 (Filed Chapt 11 6/11/01) Washington Mutual COMMON 939322103 480,753 12,803 12,803 1. 450 12,353 Water Pik Technologies COMMON 94113U100 294,829 34,891 34,891 1., 3. 34,891 Weingarten Realty Inv COMMON 948741103 371,059 8,462 8,462 1. 5,232 3,230 Weingarten Realty Inv COMMON 948741103 61,390 1,400 1,400 1., 2. 1,400 Weingarten Realty Inv COMMON 948741103 13,155 300 300 None 300 Wells Fargo & Co COMMON 949746101 1,717,353 36,988 36,988 1. 23,092 13,896 Wells Fargo & Co COMMON 949746101 9,286 200 200 1., 2. 200 ------------- COLUMN TOTALS 1,454,890,531
Page 26 FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/29/01 - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares or Investment Discretion (Shares) Managers Voting Authority (Shares) of Number Market Principal (a)Sole (b)Shared (c)Shared- Class Value Amount Other (a)Sole (b)Shared (c)None - -------------------- ------ --------- ------------- ---------- -------------------------------- -------- --------------------------- Wells Fargo & Co COMMON 949746101 292,695 6,304 6,304 None 6,304 Westvaco Corp COMMON 961548104 24,775,800 1,020,000 1,020,000 1. 1,020,000 Westvaco Corp COMMON 961548104 10,931 450 450 1., 2. 450 Wilmington Trust Corp COMMON 971807102 524,694 8,375 8,375 1. 2,475 5,900 Worldcom Inc- WorldCom Gp COMMON 98157D106 296,326 20,868 20,868 1. 9,793 11,076 Worldcom Inc- WorldCom Gp COMMON 98157D106 30,530 2,150 2,150 1., 2. 2,150 Xilinx Inc COMMON 983919101 272,184 6,600 6,600 1. 6,600 Zions Bancorp COMMON 989701107 9,805,800 166,200 166,200 1. 87,400 78,800 Zions Bancorp COMMON 989701107 35,400 600 600 1., 2. 600 Zions Bancorp COMMON 989701107 271,400 4,600 4,600 1., 3. 1,500 3,100 Republic Geothermal Inc COMMON 99870447 5,000 100,000 100,000 1., 3. 100,000 Global Crossing Ltd COMMON G3921A100 254,197 29,421 29,421 1. 29,421 Global Crossing Ltd COMMON G3921A100 729,570 84,441 84,441 1., 3. 84,441 Transocean Sedco Forex COMMON G90078109 213,923 5,186 5,186 1. 4,997 189 Transocean Sedco Forex COMMON G90078109 37,868 918 918 None 918 ------------- COLUMN TOTALS 37,556,318 ------------- REPORT TOTALS 3 6,738,863,170 =============
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