0000732812-19-000027.txt : 20190515
0000732812-19-000027.hdr.sgml : 20190515
20190515153923
ACCESSION NUMBER: 0000732812-19-000027
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190515
DATE AS OF CHANGE: 20190515
EFFECTIVENESS DATE: 20190515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL GUARDIAN TRUST CO
CENTRAL INDEX KEY: 0000314965
IRS NUMBER: 953939997
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00096
FILM NUMBER: 19827659
BUSINESS ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2134869200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000314965
XXXXXXXX
03-31-2019
03-31-2019
CAPITAL GUARDIAN TRUST CO
333 SOUTH HOPE ST
55TH FL
LOS ANGELES
CA
90071
13F HOLDINGS REPORT
028-00096
N
Peter C. Kelly
President
213-486-9200
Peter C. Kelly
Los Angeles
CA
05-15-2019
3
306
7525738
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000949308
028-05044
CAPITAL GROUP INTERNATIONAL INC
3
0000017283
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
44-cgtc.xml
ABBOTT LABORATORIES
COMMON STOCK
002824100
14647
171055SH
DFND
1,2
15156600
ABBVIE INC
COMMON STOCK
00287Y109
11778
142337SH
DFND
1,2
13590000
ACCENTURE PLC CL A
COMMON STOCK
G1151C101
58610
331969SH
DFND
1,2
13889500
ACTIVISION BLIZZARD INC
COMMON STOCK
00507V109
87154
1901001SH
DFND
1,2
95288000
ADOBE INC
COMMON STOCK
00724F101
2691
10113SH
DFND
1,2
993500
AECOM
COMMON STOCK
00766T100
1035
32404SH
DFND
1,2
000
AES CORP (THE)
COMMON STOCK
00130H105
51699
2839559SH
DFND
1,2
130087300
AGIOS PHARMACEUTICALS INC
COMMON STOCK
00847X104
44125
647360SH
DFND
1,2
24652800
AIR PRODUCTS AND CHEMICALS INC
COMMON STOCK
009158106
718
2661SH
DFND
1,2
208600
ALIBABA GROUP HOLDING LTD ADR
COMMON STOCK
01609W102
123654
677741SH
DFND
1,2
55464100
ALLEGHENY TECHNOLOGIES INC
COMMON STOCK
01741R102
28255
1077832SH
DFND
1,2
49623200
ALPHABET INC CL A
COMMON STOCK
02079K305
27032
22769SH
DFND
1,2
1350000
ALPHABET INC CL C
COMMON STOCK
02079K107
91457
77797SH
DFND
1,2
3819100
ALTRIA GROUP INC
COMMON STOCK
02209S103
2269
37308SH
DFND
1,2
2575500
AMAZON.COM INC
COMMON STOCK
023135106
96918
54405SH
DFND
1,2
2833100
AMERICA MOVIL SAB DE CV L ADR
COMMON STOCK
02364W105
53850
3771030SH
DFND
1,2
324647200
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
96853
491654SH
DFND
1,2
23057100
AMETEK INC
COMMON STOCK
031100100
503
915SH
DFND
1,2
91500
AMGEN INC
COMMON STOCK
031162100
1306
83SH
DFND
1,2
3000
AMPHENOL CORP CL A
COMMON STOCK
032095101
203
660SH
DFND
1,2
66000
ANADARKO PETROLEUM CORP
COMMON STOCK
032511107
340
4460SH
DFND
1,2
446000
ANALOG DEVICES INC
COMMON STOCK
032654105
2170
20652SH
DFND
1,2
2046300
ANTHEM INC
COMMON STOCK
036752103
5
16SH
DFND
1,2
000
AON PLC CL A
COMMON STOCK
G0408V102
91458
536145SH
DFND
1,2
21157200
APPLE INC
COMMON STOCK
037833100
149947
789567SH
DFND
1,2
35437000
ARCH CAPITAL GROUP LTD
COMMON STOCK
G0450A105
26
817SH
DFND
1,2
81700
ASML HOLDING NV (USD)
COMMON STOCK
N07059210
128887
689734SH
DFND
1,2
34834100
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
35711
835945SH
DFND
1,2
83549500
AVON PRODUCTS INC
COMMON STOCK
054303102
1863
633600SH
DFND
1,2
63360000
BAKER HUGHES (A GE CO CL A)
COMMON STOCK
05722G100
3
100SH
DFND
1,2
000
BANCO BILBAO VIZCAYA ARGENTARIA SA ADR
COMMON STOCK
05946K101
5
929SH
DFND
1,2
000
BANK OF MONTREAL
COMMON STOCK
063671101
322
4300SH
DFND
1,2
430000
BANK OF NEW YORK MELLON CORP
COMMON STOCK
064058100
37596
745568SH
DFND
1,2
40269600
BARRICK GOLD CORP
COMMON STOCK
067901108
6071
442800SH
DFND
1,2
44280000
BEIGENE LTD ADR
COMMON STOCK
07725L102
93787
713047SH
DFND
1,2
57799200
BERKSHIRE HATHAWAY INC CL A
COMMON STOCK
084670108
7832
26SH
DFND
1,2
000
BERKSHIRE HATHAWAY INC CL B
COMMON STOCK
084670702
1603
7981SH
DFND
1,2
17000
BIOGEN INC
COMMON STOCK
09062X103
19
80SH
DFND
1,2
000
BIOMARIN PHARMACEUTICAL INC
COMMON STOCK
09061G101
5
54SH
DFND
1,2
5400
BLACKROCK INC
COMMON STOCK
09247X101
24
56SH
DFND
1,2
5600
BLACKSTONE GROUP LP (THE)
COMMON STOCK
09253U108
108
3085SH
DFND
1,2
000
BLUEBIRD BIO INC
COMMON STOCK
09609G100
55232
351061SH
DFND
1,2
15987600
BOEING CO
COMMON STOCK
097023105
73720
193440SH
DFND
1,2
9041600
BOOKING HOLDINGS INC
COMMON STOCK
09857L108
4654
2667SH
DFND
1,2
266300
BP PLC ADR
COMMON STOCK
055622104
49
1119SH
DFND
1,2
100000
BRITISH AMERICAN TOBACCO PLC ADR
COMMON STOCK
110448107
3634
87915SH
DFND
1,2
5842200
BROADCOM INC
COMMON STOCK
11135F101
109381
364005SH
DFND
1,2
22458100
BROOKFIELD ASSET MANAGEMENT INC CL A LTD VTG
COMMON STOCK
112585104
545
11700SH
DFND
1,2
1170000
CABLE ONE INC
COMMON STOCK
12685J105
2714
2766SH
DFND
1,2
275700
CANADIAN NATIONAL RAILWAY CO
COMMON STOCK
136375102
15377
172179SH
DFND
1,2
9999800
CANADIAN NATURAL RESOURCES LTD
COMMON STOCK
136385101
2255
82151SH
DFND
1,2
8210000
CARMAX INC
COMMON STOCK
143130102
43
610SH
DFND
1,2
61000
CARNIVAL CORP COMMON PAIRED STOCK
UNITS
143658300
2662
52481SH
DFND
1,2
5248100
CBRE GROUP INC CL A
COMMON STOCK
12504L109
319
6442SH
DFND
1,2
000
CBS CORP CL B N/V
COMMON STOCK
124857202
285
6000SH
DFND
1,2
000
CELANESE CORP
COMMON STOCK
150870103
48
484SH
DFND
1,2
48400
CENTENE CORP
COMMON STOCK
15135B101
10
180SH
DFND
1,2
11400
CHARLES SCHWAB CORP
COMMON STOCK
808513105
38
900SH
DFND
1,2
000
CHARTER COMMUNICATIONS INC CL A
COMMON STOCK
16119P108
99412
286437SH
DFND
1,2
12282200
CHECK POINT SOFTWARE TECHNOLOGIES LTD
COMMON STOCK
M22465104
106
835SH
DFND
1,2
83500
CHEVRON CORP
COMMON STOCK
166764100
43118
350114SH
DFND
1,2
19079700
CHIPOTLE MEXICAN GRILL INC
COMMON STOCK
169656105
67582
95154SH
DFND
1,2
3351600
CHUBB LTD
COMMON STOCK
H1467J104
55419
395655SH
DFND
1,2
19631000
CHURCH AND DWIGHT CO INC
COMMON STOCK
171340102
61541
863975SH
DFND
1,2
35839000
CIGNA CORP
COMMON STOCK
125523100
1940
12070SH
DFND
1,2
1189900
CISCO SYSTEMS INC
COMMON STOCK
17275R102
25
463SH
DFND
1,2
000
CLOROX CO (THE)
COMMON STOCK
189054109
1795
11142SH
DFND
1,2
744600
CME GROUP INC CL A
COMMON STOCK
12572Q105
71124
433050SH
DFND
1,2
29536800
CMS ENERGY CORP
COMMON STOCK
125896100
2357
42643SH
DFND
1,2
2773100
COCA-COLA CO
COMMON STOCK
191216100
10916
233366SH
DFND
1,2
20687700
COMCAST CORP CL A
COMMON STOCK
20030N101
38713
967369SH
DFND
1,2
50357300
CONCHO RESOURCES INC
COMMON STOCK
20605P101
32037
288730SH
DFND
1,2
9473000
CONOCOPHILLIPS
COMMON STOCK
20825C104
20130
301567SH
DFND
1,2
13740600
CORE LABORATORIES
COMMON STOCK
N22717107
2
33SH
DFND
1,2
3300
COSTCO WHOLESALE CORP
COMMON STOCK
22160K105
68231
281827SH
DFND
1,2
14768000
CREDICORP LTD
COMMON STOCK
G2519Y108
18493
77072SH
DFND
1,2
7707200
CROWN CASTLE INTL CORP (REIT)
COMMON STOCK
22822V101
88729
693746SH
DFND
1,2
34911400
CROWN CASTLE INTL CORP CV PFD SER A 6.875 PERCENT 08-01-20 (REIT)
CONV PREFRD STCK
22822V309
692
584SH
DFND
1,2
58400
CSX CORP
COMMON STOCK
126408103
70480
942300SH
DFND
1,2
47722500
CNOOC LTD ADR
COMMON STOCK
126132109
6808
36650SH
DFND
1,2
2675000
CVS HEALTH CORP
COMMON STOCK
126650100
27
493SH
DFND
1,2
41400
DANAHER CORP
COMMON STOCK
235851102
78752
597000SH
DFND
1,2
31975000
DAVITA INC
COMMON STOCK
23918K108
7
131SH
DFND
1,2
000
DEERE AND CO
COMMON STOCK
244199105
54952
344149SH
DFND
1,2
18996000
DEUTSCHE BANK AG NAMEN
COMMON STOCK
D18190898
1812
222497SH
DFND
1,2
22249700
DIAGEO PLC ADR
COMMON STOCK
25243Q205
44834
273748SH
DFND
1,2
14228900
DIGITAL REALTY TRUST INC (REIT)
COMMON STOCK
253868103
2118
17738SH
DFND
1,2
1319600
DOLLAR TREE INC
COMMON STOCK
256746108
395
3761SH
DFND
1,2
000
DOWDUPONT INC
COMMON STOCK
26078J100
1021
19326SH
DFND
1,2
1257100
EATON CORP PLC
COMMON STOCK
G29183103
2676
33262SH
DFND
1,2
3313400
ECOLAB INC
COMMON STOCK
278865100
88
500SH
DFND
1,2
000
EDISON INTERNATIONAL
COMMON STOCK
281020107
27587
445379SH
DFND
1,2
16483200
ELANCO ANIMAL HEALTH INC
COMMON STOCK
28414H103
39411
1228900SH
DFND
1,2
57010000
ELECTRONIC ARTS
COMMON STOCK
285512109
3796
37355SH
DFND
1,2
3674800
ELI LILLY AND CO
COMMON STOCK
532457108
74578
574870SH
DFND
1,2
27426100
CTRIP.COM INTL ADR
COMMON STOCK
22943F100
196515
3291224SH
DFND
1,2
275643000
ENEL AMERICAS SA ADR
COMMON STOCK
29274F104
7715
863973SH
DFND
1,2
86397300
ENBRIDGE INC
COMMON STOCK
29250N105
194251
5351901SH
DFND
1,2
379496100
EOG RESOURCES INC
COMMON STOCK
26875P101
66493
698587SH
DFND
1,2
38933300
EQUIFAX INC
COMMON STOCK
294429105
54426
459572SH
DFND
1,2
23710000
EQUINIX INC (REIT)
COMMON STOCK
29444U700
54376
120005SH
DFND
1,2
5426000
EQUITRANS MIDSTREAM CORP
COMMON STOCK
294600101
27042
1241600SH
DFND
1,2
40939500
ESTEE LAUDER COMPANIES INC (THE) CL A
COMMON STOCK
518439104
30879
186526SH
DFND
1,2
6495600
ESTRE AMBIENTAL INC 144A (DRS)
COMMON STOCK
G3206V100
535
413160SH
DFND
1,2
41316000
EURONET WORLDWIDE INC
COMMON STOCK
298736109
77502
543530SH
DFND
1,2
18203000
EXXON MOBIL CORP
COMMON STOCK
30231G102
269
3332SH
DFND
1,2
296800
FACEBOOK INC CL A
COMMON STOCK
30303M102
104073
624437SH
DFND
1,2
27980900
FASTENAL CO
COMMON STOCK
311900104
90
1400SH
DFND
1,2
140000
FIRST REPUBLIC BANK
COMMON STOCK
33616C100
921
9165SH
DFND
1,2
900600
FISERV INC
COMMON STOCK
337738108
58662
664500SH
DFND
1,2
21250000
FOMENTO ECONOMICO MEXICANO SAB DE CV ADR
COMMON STOCK
344419106
3
31SH
DFND
1,2
000
FORTIS INC
COMMON STOCK
349553107
462
12500SH
DFND
1,2
1250000
FORTIVE CORP
COMMON STOCK
34959J108
63
750SH
DFND
1,2
75000
FOX CORP CL B
COMMON STOCK
35137L204
1
20SH
DFND
1,2
000
GARTNER INC
COMMON STOCK
366651107
77
505SH
DFND
1,2
50500
GENERAL ELECTRIC CO
COMMON STOCK
369604103
24572
2459703SH
DFND
1,2
78940000
GENPACT LTD
COMMON STOCK
G3922B107
3825
108725SH
DFND
1,2
10872500
GENTEX CORP
COMMON STOCK
371901109
41
2000SH
DFND
1,2
200000
GERDAU SA PN ADR
COMMON STOCK
373737105
2046
527200SH
DFND
1,2
52720000
GILEAD SCIENCES INC
COMMON STOCK
375558103
14504
224470SH
DFND
1,2
17395400
GLOBAL PAYMENTS INC
COMMON STOCK
37940X102
73016
534886SH
DFND
1,2
28094100
GODADDY INC CL A
COMMON STOCK
380237107
106860
1421274SH
DFND
1,2
72769500
GOL LINHAS AEREAS INTELIGENTES SA PN ADR
COMMON STOCK
38045R206
5716
438000SH
DFND
1,2
43800000
ENSCO ROWAN PLC CL A
COMMON STOCK
G3166L100
57786
14674048SH
DFND
1,2
1029659000
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
45
233SH
DFND
1,2
000
GRIFOLS SA B ADR
COMMON STOCK
398438408
8328
436454SH
DFND
1,2
18419900
HALLIBURTON CO
COMMON STOCK
406216101
15375
524739SH
DFND
1,2
18612400
HASBRO INC
COMMON STOCK
418056107
5
59SH
DFND
1,2
5900
GOLAR LNG LTD (USD)
COMMON STOCK
G9456A100
20311
963030SH
DFND
1,2
84672000
HELMERICH AND PAYNE
COMMON STOCK
423452101
4185
74933SH
DFND
1,2
6949800
HEXCEL CORPORATION
COMMON STOCK
428291108
3602
52098SH
DFND
1,2
5142300
HILTON GRAND VACATIONS INC
COMMON STOCK
43283X105
2
49SH
DFND
1,2
4900
HILTON WORLDWIDE HOLDINGS INC
COMMON STOCK
43300A203
91445
1100219SH
DFND
1,2
60363500
HOME DEPOT INC
COMMON STOCK
437076102
128
668SH
DFND
1,2
16500
HORMEL FOODS CORP
COMMON STOCK
440452100
19458
434715SH
DFND
1,2
15073000
HP INC
COMMON STOCK
40434L105
70385
3624424SH
DFND
1,2
112960200
HUAZHU GROUP LTD ADR
COMMON STOCK
44332N106
48690
1166458SH
DFND
1,2
95735800
HUMANA INC
COMMON STOCK
444859102
3105
11703SH
DFND
1,2
1161900
HUNTINGTON BANCSHARES INC
COMMON STOCK
446150104
4139
325403SH
DFND
1,2
27336100
HDFC BANK LTD ADR
COMMON STOCK
40415F101
128555
1113606SH
DFND
1,2
84172700
HUTCHISON CHINA MEDITECH LTD ADR
COMMON STOCK
44842L103
58359
1911064SH
DFND
1,2
155779700
HUYA INC ADR
COMMON STOCK
44852D108
23670
841464SH
DFND
1,2
56104900
IDEX CORP
COMMON STOCK
45167R104
24301
160154SH
DFND
1,2
7450100
IDEXX LABORATORIES INC
COMMON STOCK
45168D104
129
575SH
DFND
1,2
57500
ILLUMINA INC
COMMON STOCK
452327109
6
18SH
DFND
1,2
1800
IMAX CORP (USD)
COMMON STOCK
45245E109
122
5400SH
DFND
1,2
540000
INCYTE CORP
COMMON STOCK
45337C102
38435
446869SH
DFND
1,2
18836900
INTEGRA LIFESCIENCES HOLDING
COMMON STOCK
457985208
10038
180150SH
DFND
1,2
17965000
INTEL CORP
COMMON STOCK
458140100
16479
307869SH
DFND
1,2
24726800
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
77117
1013730SH
DFND
1,2
56271300
INTERCONTINENTAL HOTELS GROUP PLC ADR
COMMON STOCK
45857P806
12536
206972SH
DFND
1,2
9073000
INTERNATIONAL BUSINESS MACHINES CORP
COMMON STOCK
459200101
220
1559SH
DFND
1,2
90900
INVESCO LTD
COMMON STOCK
G491BT108
1838
95200SH
DFND
1,2
9520000
IRON MOUNTAIN INC (REIT)
COMMON STOCK
46284V101
2040
57310SH
DFND
1,2
3625100
ISHARES CORE SANDP MIDCAP ETF
FUNDS - EQUITY
464287507
102
540SH
DFND
1,2
54000
ISHARES MSCI EAFE ETF
FUNDS - EQUITY
464287465
94
1450SH
DFND
1,2
145000
ISHARES RUSSELL 2000 ETF
FUNDS - EQUITY
464287655
47
305SH
DFND
1,2
30500
ITAU UNIBANCO HOLDING SA PN ADR
COMMON STOCK
465562106
5574
632667SH
DFND
1,2
28106300
JACK HENRY AND ASSOCIATES INC
COMMON STOCK
426281101
50731
365748SH
DFND
1,2
18757800
JD.COM INC A ADR
COMMON STOCK
47215P106
282
9348SH
DFND
1,2
934800
JOHNSON AND JOHNSON
COMMON STOCK
478160104
2125
15221SH
DFND
1,2
1493800
JPMORGAN CHASE AND CO
COMMON STOCK
46625H100
80913
799695SH
DFND
1,2
42540000
KONINKLIJKE PHILIPS NV (USD)
COMMON STOCK
500472303
5622
138141SH
DFND
1,2
10746900
KT CORP ADR
COMMON STOCK
48268K101
2509
201700SH
DFND
1,2
20170000
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
24620
405229SH
DFND
1,2
32472600
LINDE PLC
COMMON STOCK
G5494J103
28752
163465SH
DFND
1,2
7602600
LLOYDS BANKING GROUP PLC ADR
COMMON STOCK
539439109
842
261368SH
DFND
1,2
14869000
LOCKHEED MARTIN CORP
COMMON STOCK
539830109
798
2657SH
DFND
1,2
263200
ICICI BANK LTD ADR
COMMON STOCK
45104G104
45652
3983594SH
DFND
1,2
318180500
LOWES COMPANIES INC
COMMON STOCK
548661107
63
572SH
DFND
1,2
55500
MACY'S INC
COMMON STOCK
55616P104
48
2000SH
DFND
1,2
000
MAGNA INTERNATIONAL INC
COMMON STOCK
559222401
146
3000SH
DFND
1,2
300000
MANULIFE FINANCIAL CORP
COMMON STOCK
56501R106
1573
93015SH
DFND
1,2
9301500
MARKETAXESS HOLDINGS INC
COMMON STOCK
57060D108
10
42SH
DFND
1,2
4200
MARRIOTT INTERNATIONAL INC CL A
COMMON STOCK
571903202
1
7SH
DFND
1,2
000
MARSH AND MCLENNAN COMPANIES INC
COMMON STOCK
571748102
68547
730127SH
DFND
1,2
38637800
MASTERCARD INC CL A
COMMON STOCK
57636Q104
79
334SH
DFND
1,2
30100
MCDONALDS CORP
COMMON STOCK
580135101
33
176SH
DFND
1,2
000
MEDTRONIC PLC
COMMON STOCK
G5960L103
1289
14154SH
DFND
1,2
1415400
LOMA NEGRA CIA ADR
COMMON STOCK
54150E104
14357
1311090SH
DFND
1,2
115159000
MERCK AND CO INC
COMMON STOCK
58933Y105
8532
102628SH
DFND
1,2
10204700
METHANEX CORP
COMMON STOCK
59151K108
76
1340SH
DFND
1,2
134000
METTLER-TOLEDO INTERNATIONAL INC
COMMON STOCK
592688105
13
18SH
DFND
1,2
000
MICRO FOCUS INTERNATIONAL PLC ADR
COMMON STOCK
594837403
42153
1634412SH
DFND
1,2
65850500
MICROSOFT CORP
COMMON STOCK
594918104
114383
970568SH
DFND
1,2
55149800
MOLSON COORS BREWING COMPANY CL B (LIMITED VOTING)
COMMON STOCK
60871R209
42
698SH
DFND
1,2
000
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
58827
1179215SH
DFND
1,2
65428200
MOODYS CORP
COMMON STOCK
615369105
56976
314859SH
DFND
1,2
17044100
MOSAIC COMPANY (THE)
COMMON STOCK
61945C103
1
22SH
DFND
1,2
000
MSCI INC
COMMON STOCK
55354G100
398
2004SH
DFND
1,2
198700
NASDAQ INC
COMMON STOCK
631103108
29128
332953SH
DFND
1,2
12689800
NATIONAL GRID PLC ADR
COMMON STOCK
636274409
2780
49471SH
DFND
1,2
2816300
NETAPP INC
COMMON STOCK
64110D104
58489
843517SH
DFND
1,2
34241000
NETEASE INC ADR
COMMON STOCK
64110W102
14866
61571SH
DFND
1,2
3975700
NETFLIX INC
COMMON STOCK
64110L106
29312
82207SH
DFND
1,2
2690700
NEUROCRINE BIOSCIENCES INC
COMMON STOCK
64125C109
47299
536880SH
DFND
1,2
21541700
NEWELL BRANDS INC
COMMON STOCK
651229106
1424
92840SH
DFND
1,2
9284000
NEWMONT GOLDCORP CORP
COMMON STOCK
651639106
1849
51690SH
DFND
1,2
5169000
NEXA RESOURCES SA
COMMON STOCK
L67359106
8201
658751SH
DFND
1,2
65875100
NEXTERA ENERGY INC
COMMON STOCK
65339F101
634
3277SH
DFND
1,2
325100
NIELSEN HOLDINGS PLC
COMMON STOCK
G6518L108
5
208SH
DFND
1,2
20800
NIKE INC CL B
COMMON STOCK
654106103
46936
557380SH
DFND
1,2
23875600
MERCADOLIBRE INC
COMMON STOCK
58733R102
89493
176955SH
DFND
1,2
13061000
NOBLE ENERGY INC
COMMON STOCK
655044105
2
92SH
DFND
1,2
000
NORFOLK SOUTHERN CORP
COMMON STOCK
655844108
1987
10637SH
DFND
1,2
931400
NORTHROP GRUMMAN CORP
COMMON STOCK
666807102
58166
215847SH
DFND
1,2
12983900
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
G66721104
6443
117227SH
DFND
1,2
11722700
NOVARTIS AG NAMEN ADR
COMMON STOCK
66987V109
13191
137940SH
DFND
1,2
6135500
NOVO NORDISK A/S CL B ADR
COMMON STOCK
670100205
60088
1154367SH
DFND
1,2
48157700
NUTRIEN LTD (USD)
COMMON STOCK
67077M108
14335
272704SH
DFND
1,2
22447400
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
23598
356365SH
DFND
1,2
16723000
OLD DOMINION FREIGHT LINE INC
COMMON STOCK
679580100
15
104SH
DFND
1,2
10400
ON SEMICONDUCTOR CORP
COMMON STOCK
682189105
34742
1688961SH
DFND
1,2
68076100
PAYPAL HOLDINGS INC
COMMON STOCK
70450Y103
17
160SH
DFND
1,2
000
PEMBINA PIPELINE CORP
COMMON STOCK
706327103
917
24950SH
DFND
1,2
2495000
PEPSICO INC
COMMON STOCK
713448108
1520
12405SH
DFND
1,2
1070000
PETROLEO BRASILEIRO ON ADR (PETROBRAS)
COMMON STOCK
71654V408
1387
87100SH
DFND
1,2
8710000
PETROLEO BRASILEIRO PN ADR (PETROBRAS)
COMMON STOCK
71654V101
5832
407800SH
DFND
1,2
40780000
PFIZER INC
COMMON STOCK
717081103
3729
88061SH
DFND
1,2
6215900
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
81406
921818SH
DFND
1,2
40998000
PINDUODUO INC ADR
COMMON STOCK
722304102
2900
116921SH
DFND
1,2
11692100
PNC FINANCIAL SERVICES GROUP INC
COMMON STOCK
693475105
369
3010SH
DFND
1,2
301000
PROCTER AND GAMBLE CO
COMMON STOCK
742718109
7182
69147SH
DFND
1,2
5929900
PROLOGIS INC (REIT)
COMMON STOCK
74340W103
396
5500SH
DFND
1,2
000
PRUDENTIAL PLC ADR
COMMON STOCK
74435K204
20046
497660SH
DFND
1,2
21401700
PUBLIC SERVICE ENTERPRISE GROUP INC
COMMON STOCK
744573106
76
1286SH
DFND
1,2
10500
QUALCOMM INC
COMMON STOCK
747525103
4901
86209SH
DFND
1,2
7171600
RED HAT INC
COMMON STOCK
756577102
141
770SH
DFND
1,2
77000
REGENERON PHARMACEUTICALS
COMMON STOCK
75886F107
9
21SH
DFND
1,2
000
RELX PLC ADR
COMMON STOCK
759530108
53130
2477573SH
DFND
1,2
96198100
RENAISSANCERE HOLDINGS LTD
COMMON STOCK
G7496G103
36479
254209SH
DFND
1,2
11179800
RIO TINTO PLC ADR
COMMON STOCK
767204100
11342
195472SH
DFND
1,2
8463000
ROSS STORES INC
COMMON STOCK
778296103
38278
411153SH
DFND
1,2
13375300
ROYAL BANK OF CANADA
COMMON STOCK
780087102
773
10250SH
DFND
1,2
1025000
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
V7780T103
1834
16004SH
DFND
1,2
1600400
ROYAL DUTCH SHELL PLC A ADR
COMMON STOCK
780259206
11
180SH
DFND
1,2
12600
ROYAL DUTCH SHELL PLC B ADR
COMMON STOCK
780259107
44956
704361SH
DFND
1,2
44930500
RPM INTERNATIONAL INC
COMMON STOCK
749685103
9
150SH
DFND
1,2
000
NOAH HOLDINGS LTD CL A ADR
COMMON STOCK
65487X102
28393
585900SH
DFND
1,2
48350000
SANDP GLOBAL INC
COMMON STOCK
78409V104
12
58SH
DFND
1,2
5800
SAP SE ADR
COMMON STOCK
803054204
40845
357621SH
DFND
1,2
15016300
SCHLUMBERGER LTD
COMMON STOCK
806857108
60529
1389139SH
DFND
1,2
83655400
SEATTLE GENETICS INC
COMMON STOCK
812578102
99415
1358254SH
DFND
1,2
67059600
SEMPRA ENERGY
COMMON STOCK
816851109
22136
176204SH
DFND
1,2
15726100
SEMPRA ENERGY CV PFD SER A 6.0 PERCENT 01-15-21
CONV PREFRD STCK
816851406
577
5455SH
DFND
1,2
545500
SERVICENOW INC
COMMON STOCK
81762P102
15
60SH
DFND
1,2
6000
SHAW COMMUNICATIONS INC CL B N/V
COMMON STOCK
82028K200
862
41400SH
DFND
1,2
4140000
SHERWIN-WILLIAMS CO
COMMON STOCK
824348106
910
2112SH
DFND
1,2
209300
SPOTIFY TECHNOLOGY SA
COMMON STOCK
L8681T102
3503
25237SH
DFND
1,2
2523700
STARBUCKS CORP
COMMON STOCK
855244109
40
541SH
DFND
1,2
35300
STATE STREET CORP
COMMON STOCK
857477103
34552
524818SH
DFND
1,2
23602600
SUMITOMO MITSUI FINANCIAL GROUP ADR
COMMON STOCK
86562M209
7
984SH
DFND
1,2
38000
SUN LIFE FINANCIAL INC
COMMON STOCK
866796105
1056
27500SH
DFND
1,2
2750000
SUNCOR ENERGY INC
COMMON STOCK
867224107
901
27813SH
DFND
1,2
2446300
SUNTRUST BANKS INC
COMMON STOCK
867914103
2471
41823SH
DFND
1,2
3013800
SVB FINANCIAL GROUP
COMMON STOCK
78486Q101
43076
193719SH
DFND
1,2
9634700
TABLEAU SOFTWARE INC CL A
COMMON STOCK
87336U105
4660
36616SH
DFND
1,2
3661600
RYANAIR HOLDINGS PLC ADR
COMMON STOCK
783513203
51409
686115SH
DFND
1,2
53213400
TARGET CORP
COMMON STOCK
87612E106
36
450SH
DFND
1,2
000
TE CONNECTIVITY LTD
COMMON STOCK
H84989104
57
700SH
DFND
1,2
000
TELUS CORP
COMMON STOCK
87971M103
737
19900SH
DFND
1,2
1990000
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
9209
87081SH
DFND
1,2
7898300
THERMO FISHER SCIENTIFIC INC
COMMON STOCK
883556102
57
210SH
DFND
1,2
21000
THOMSON REUTERS CORP
COMMON STOCK
884903709
491
8300SH
DFND
1,2
830000
TORONTO DOMINION BANK (THE)
COMMON STOCK
891160509
3956
72862SH
DFND
1,2
7235000
TOTAL SA ADR
COMMON STOCK
89151E109
10213
183782SH
DFND
1,2
7746200
TRANSDIGM GROUP INC
COMMON STOCK
893641100
83594
184193SH
DFND
1,2
9197900
TRIMBLE INC
COMMON STOCK
896239100
44321
1097057SH
DFND
1,2
48417700
UBS GROUP AG (USD)
COMMON STOCK
H42097107
1
50SH
DFND
1,2
5000
ULTA BEAUTY INC
COMMON STOCK
90384S303
150
430SH
DFND
1,2
43000
ULTRAGENYX PHARMACEUTICAL INC
COMMON STOCK
90400D108
32654
470847SH
DFND
1,2
22953900
UNDER ARMOUR INC CL A
COMMON STOCK
904311107
37
1760SH
DFND
1,2
000
UNDER ARMOUR INC CL C (NON-VOTING)
COMMON STOCK
904311206
33
1771SH
DFND
1,2
000
UNILEVER PLC ADR
COMMON STOCK
904767704
3734
64676SH
DFND
1,2
3680900
UNION PACIFIC CORP
COMMON STOCK
907818108
149
891SH
DFND
1,2
44600
UNITED PARCEL SERVICE INC CL B
COMMON STOCK
911312106
38
343SH
DFND
1,2
000
UNITED TECHNOLOGIES CORP
COMMON STOCK
913017109
30108
233591SH
DFND
1,2
8353500
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
75791
306830SH
DFND
1,2
17340200
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
181134
4440432SH
DFND
1,2
306272000
VANGUARD MID-CAP ETF
FUNDS - EQUITY
922908629
161
1000SH
DFND
1,2
100000
VANGUARD TOTAL WORLD STOCK ETF
FUNDS - EQUITY
922042742
12
167SH
DFND
1,2
16700
VENTAS INC (REIT)
COMMON STOCK
92276F100
3790
59400SH
DFND
1,2
5940000
VERISIGN INC
COMMON STOCK
92343E102
8
45SH
DFND
1,2
4500
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
9479
160354SH
DFND
1,2
14010100
VERTEX PHARMACEUTICALS INC
COMMON STOCK
92532F100
1
7SH
DFND
1,2
700
VIACOM INC CL B
COMMON STOCK
92553P201
70
2500SH
DFND
1,2
250000
VISA INC CL A
COMMON STOCK
92826C839
136131
872126SH
DFND
1,2
51123500
VODAFONE GROUP PLC ADR
COMMON STOCK
92857W308
9656
532617SH
DFND
1,2
24546500
WALGREENS BOOTS ALLIANCE INC
COMMON STOCK
931427108
6346
100471SH
DFND
1,2
9309300
WALT DISNEY COMPANY (THE)
COMMON STOCK
254687106
119
1073SH
DFND
1,2
52000
WASTE CONNECTIONS INC (USD)
COMMON STOCK
94106B101
76724
866030SH
DFND
1,2
39718100
WASTE MANAGEMENT INC
COMMON STOCK
94106L109
1776
17107SH
DFND
1,2
1697700
WEATHERFORD INTERNATIONAL PLC
COMMON STOCK
G48833100
787
1127100SH
DFND
1,2
112710000
WELLS FARGO AND CO
COMMON STOCK
949746101
2753
56880SH
DFND
1,2
5662300
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP (DBA WABTEC CORP)
COMMON STOCK
929740108
53464
725535SH
DFND
1,2
39300300
WHIRLPOOL CORP
COMMON STOCK
963320106
2591
19500SH
DFND
1,2
1950000
WILLIAMS COMPANIES INC (THE)
COMMON STOCK
969457100
46670
1625114SH
DFND
1,2
60680500
WYNDHAM HOTELS AND RESORTS INC
COMMON STOCK
98311A105
1
24SH
DFND
1,2
000
WYNN RESORTS LTD
COMMON STOCK
983134107
37743
316320SH
DFND
1,2
8872000
XYLEM INC
COMMON STOCK
98419M100
52
655SH
DFND
1,2
65500
VALE SA ON ADR
COMMON STOCK
91912E105
125242
9589701SH
DFND
1,2
735690800
YUM! BRANDS INC
COMMON STOCK
988498101
51548
516606SH
DFND
1,2
21665700
ZAYO GROUP HOLDINGS INC
COMMON STOCK
98919V105
80
2823SH
DFND
1,2
000
ZOETIS INC CL A
COMMON STOCK
98978V103
126
1250SH
DFND
1,2
125000
YANDEX NV A
COMMON STOCK
N97284108
46259
1347106SH
DFND
1,2
104336800
CELLECTIS SA ADR
COMMON STOCK
15117K103
4469
243691SH
DFND
1,2
23939100