0000919574-12-005895.txt : 20121105
0000919574-12-005895.hdr.sgml : 20121105
20121105185503
ACCESSION NUMBER: 0000919574-12-005895
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121026
FILED AS OF DATE: 20121105
DATE AS OF CHANGE: 20121105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SALVATORE MUOIO
CENTRAL INDEX KEY: 0001259267
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07923
FILM NUMBER: 121181384
MAIL ADDRESS:
STREET 1: C/O S. MUOIO & CO. LLC
STREET 2: 509 MADISON AVENUE SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HANDLEMAN CO /MI/
CENTRAL INDEX KEY: 0000314727
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DURABLE GOODS, NEC [5099]
IRS NUMBER: 381242806
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 KIRTS BLVD
STREET 2: PO BOX 7045
CITY: TROY
STATE: MI
ZIP: 48084-4142
BUSINESS PHONE: 2483624400
MAIL ADDRESS:
STREET 1: 500 KIRTS BLVD
STREET 2: P O BOX 7045
CITY: TROY
STATE: MI
ZIP: 48084-4142
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: S. MUOIO & CO. LLC
CENTRAL INDEX KEY: 0001138996
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07923
FILM NUMBER: 121181385
BUSINESS ADDRESS:
STREET 1: 509 MADISON AVE SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-297-2555
MAIL ADDRESS:
STREET 1: 509 MADISON AVENUE
STREET 2: SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: S MUOIO & CO LLC
DATE OF NAME CHANGE: 20010420
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SM L/S, L.P.
CENTRAL INDEX KEY: 0001231101
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07923
FILM NUMBER: 121181383
BUSINESS ADDRESS:
STREET 1: 509 MADISON AVENUE, SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 297-2555
MAIL ADDRESS:
STREET 1: 509 MADISON AVENUE, SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: SM L/S LP
DATE OF NAME CHANGE: 20030506
4
1
p1331250.xml
S. MUOIO/HANDLEMAN
X0306
4
2012-10-26
0
0000314727
HANDLEMAN CO /MI/
HDLM
0001138996
S. MUOIO & CO. LLC
509 MADISON AVENUE
SUITE 406
NEW YORK
NY
10022
0
0
1
0
0001259267
SALVATORE MUOIO
C/O S. MUOIO & CO. LLC
509 MADISON AVENUE, SUITE 406
NEW YORK
NY
10022
0
0
1
0
0001231101
SM L/S, L.P.
C/O S. MUOIO & CO. LLC
509 MADISON AVENUE, SUITE 406
NEW YORK
NY
10022
0
0
1
0
Common Stock
2012-10-26
4
S
0
2991163
.035
D
8000
D
Common Stock
40360
I
See Footnote
Common Stock
2012-10-26
4
P
0
2991163
.035
A
3031523
I
See Footnote
These securities are owned by SM L/S, L.P. ("SM L/S"), which is a reporting person. S. Muoio & Co. LLC ("SMC") serves as the general partner of SM L/S. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by SM L/S by virtue of SMC's position as general partner of SM L/S and Mr. Muoio's status as the managing member of SMC.
These securities are held in the accounts of several investment partnerships, investment funds and other accounts (collectively, the "Investment Accounts") for which S. Muoio & Co. LLC ("SMC") serves as either general partner or investment manager. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by the Investment Accounts by virtue of SMC's position as general partner or investment manager of the Investment Accounts and Mr. Muoio's status as the managing member of SMC.
+ Each of the Reporting Person and the joint filer (individually, each a "Reporting Person" and collectively, the "Reporting Persons") disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. The Reporting Persons affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. ++ The Reporting Person is no longer subject to Section 16 following the disposition reported herein.
S. Muoio & Co. LLC(+), By: /s/ Salvatore Muoio, Managing Member
2012-11-05
By: /s/ Salvatore Muoio(+)
2012-11-05
SM L/S, L.P.(++), By: S. Muoio & Co LLC, its general partner, By: /s/ Salvatore Muoio, Managing Member
2012-11-05