0000919574-12-003006.txt : 20120502 0000919574-12-003006.hdr.sgml : 20120502 20120502172028 ACCESSION NUMBER: 0000919574-12-003006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120430 FILED AS OF DATE: 20120502 DATE AS OF CHANGE: 20120502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SALVATORE MUOIO CENTRAL INDEX KEY: 0001259267 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07923 FILM NUMBER: 12806410 MAIL ADDRESS: STREET 1: C/O S. MUOIO & CO. LLC STREET 2: 509 MADISON AVENUE SUITE 406 CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANDLEMAN CO /MI/ CENTRAL INDEX KEY: 0000314727 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DURABLE GOODS, NEC [5099] IRS NUMBER: 381242806 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 KIRTS BLVD STREET 2: PO BOX 7045 CITY: TROY STATE: MI ZIP: 48084-4142 BUSINESS PHONE: 2483624400 MAIL ADDRESS: STREET 1: 500 KIRTS BLVD STREET 2: P O BOX 7045 CITY: TROY STATE: MI ZIP: 48084-4142 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: S. MUOIO & CO. LLC CENTRAL INDEX KEY: 0001138996 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07923 FILM NUMBER: 12806411 BUSINESS ADDRESS: STREET 1: 509 MADISON AVE SUITE 406 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-297-2555 MAIL ADDRESS: STREET 1: 509 MADISON AVENUE STREET 2: SUITE 406 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: S MUOIO & CO LLC DATE OF NAME CHANGE: 20010420 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SM L/S, L.P. CENTRAL INDEX KEY: 0001231101 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07923 FILM NUMBER: 12806412 BUSINESS ADDRESS: STREET 1: 509 MADISON AVENUE, SUITE 406 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 297-2555 MAIL ADDRESS: STREET 1: 509 MADISON AVENUE, SUITE 406 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: SM L/S LP DATE OF NAME CHANGE: 20030506 4 1 p1288250.xml OWNERSHIP DOCUMENT X0305 4 2012-04-30 0 0000314727 HANDLEMAN CO /MI/ HDLM.PK 0001138996 S. MUOIO & CO. LLC 509 MADISON AVENUE SUITE 406 NEW YORK NY 10022 0 0 1 0 0001259267 SALVATORE MUOIO C/O S. MUOIO & CO. LLC 509 MADISON AVENUE, SUITE 406 NEW YORK NY 10022 0 0 1 0 0001231101 SM L/S, L.P. C/O S. MUOIO & CO. LLC 509 MADISON AVENUE, SUITE 406 NEW YORK NY 10022 0 0 1 0 Common Stock 2012-04-30 4 P 0 500 0.026 A 2999163 D Common Stock 3031523 I See footnote These securities are owned by SM L/S, L.P. ("SM L/S"), which is a reporting person. S. Muoio & Co. LLC ("SMC") serves as the general partner of SM L/S. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by SM L/S by virtue of SMC's position as general partner of SM L/S and Mr. Muoio's status as the managing member of SMC. These securities are held in the accounts of several investment partnerships and investment funds (collectively, the "Investment Vehicles") for which SMC serves as either general partner or investment manager. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by the Investment Vehicles by virtue of SMC's position as general partner or investment manager of the Investment Vehicles and Mr. Muoio's status as the managing member of SMC. + Each of the Reporting Person and the joint filer (individually, each a "Reporting Person" and collectively, the "Reporting Persons") disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. The Reporting Persons affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. S. Muoio & Co. LLC+, By: /s/ Salvatore Muoio, Managing Member 2012-05-02 By: /s/ Salvatore Muoio+ 2012-05-02 SM L/S, L.P., By: S. Muoio & Co LLC, its general partner, By: /s/ Salvatore Muoio, Managing Member 2012-05-02