0001415889-24-012611.txt : 20240508 0001415889-24-012611.hdr.sgml : 20240508 20240508164945 ACCESSION NUMBER: 0001415889-24-012611 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240506 FILED AS OF DATE: 20240508 DATE AS OF CHANGE: 20240508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIGGINS ARTHUR J CENTRAL INDEX KEY: 0001142083 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] ORGANIZATION NAME: 03 Life Sciences STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 24927076 MAIL ADDRESS: STREET 1: C/O ZIMMER, INC. STREET 2: P.O. BOX 708 CITY: WARSAW STATE: IN ZIP: 46580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 form4-05082024_080538.xml X0508 4 2024-05-06 0000031462 ECOLAB INC. ECL 0001142083 HIGGINS ARTHUR J C/O ECOLAB INC. 1 ECOLAB PLACE ST. PAUL MN 55102 true false false false 0 Common Stock 2024-05-06 4 M 0 2200 112.745 A 27748.22 D Common Stock 2024-05-06 4 M 0 2300 115.075 A 30048.22 D Common Stock 2024-05-06 4 S 0 4500 227.523 D 25548.22 D Non-Employee Stock Option (Right to Buy) 112.745 2024-05-06 4 M 0 2200 0 D 2015-08-07 2025-05-07 Common Stock 2200 0 D Non-Employee Stock Option (Right to Buy) 115.075 2024-05-06 4 M 0 2300 0 D 2016-08-05 2026-05-05 Common Stock 2300 0 D Non-Employee Director Stock Option (Right to Buy) 228.255 2024-05-06 4 A 0 934 0 A 2024-08-06 2034-05-06 Common Stock 934 934 D This transaction was executed in multiple trades at prices ranging from $227.51 to $227.60, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option became or will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. The date listed in the Date Exercisable column represents the first vesting date. /s/ David F. Duvick, as Attorney-in-Fact for Arthur J. Higgins 2024-05-08