0001415889-22-012343.txt : 20221209 0001415889-22-012343.hdr.sgml : 20221209 20221209171430 ACCESSION NUMBER: 0001415889-22-012343 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221207 FILED AS OF DATE: 20221209 DATE AS OF CHANGE: 20221209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirkland Scott D CENTRAL INDEX KEY: 0001779234 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 221455602 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: ST. PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 form4-12092022_101214.xml X0306 4 2022-12-07 0000031462 ECOLAB INC. ECL 0001779234 Kirkland Scott D 1 ECOLAB PLACE ST. PAUL MN 55102 false true false false CHIEF FINANCIAL OFFICER Common Stock 3847.819 D Common Stock 1301.051 I By Ecolab Savings Plan Employee Stock Option (Right to Buy) 148.495 2022-12-07 4 A 0 40582 0 A 2023-12-07 2032-12-07 Common Stock 40582 40582 D On February 25, 2022, the reporting person filed a Form 4 reporting the payment of minimum statutory tax obligations incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3 by withholding 254 shares of Ecolab Common Stock. It was later determined that the number of shares withheld was overcounted by 7 shares as a total of 247 shares were actually withheld. Accordingly, 7 shares have been added to the reporting person's end of period holdings. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of November 30, 2022. Includes 39.372 UNITS acquired since the reporting person's last report. (The 1,301.051 UNITS are the equivalent of approximately 2,398 SHARES of the issuer's Common Stock.) The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant. /s/ David F. Duvick, as Attorney-in-Fact for Scott D. Kirkland 2022-12-09