0001415889-21-004395.txt : 20210915
0001415889-21-004395.hdr.sgml : 20210915
20210915164729
ACCESSION NUMBER: 0001415889-21-004395
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210914
FILED AS OF DATE: 20210915
DATE AS OF CHANGE: 20210915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAKER DOUGLAS M JR
CENTRAL INDEX KEY: 0001198753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 211255824
MAIL ADDRESS:
STREET 1: 370 WBASHA ST NORTH
CITY: ST PAUL
STATE: MN
ZIP: 55102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC.
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 18002326522
MAIL ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECOLAB INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
4
1
form4-09152021_010920.xml
X0306
4
2021-09-14
0000031462
ECOLAB INC.
ECL
0001198753
BAKER DOUGLAS M JR
1 ECOLAB PLACE
ST. PAUL
MN
55102
true
true
false
false
EXEC CHAIRMAN OF THE BOARD
Common Stock
2021-09-14
4
M
0
173036
119.12
A
796963
D
Common Stock
2021-09-14
4
S
0
172892
223.537
D
624071
D
Common Stock
2021-09-14
4
S
0
144
224.232
D
623927
D
Common Stock
7050
I
By Spouse
Common Stock
72850
I
By Julie M. Baker 2012 Revocable Trust
Common Stock
72500
I
By Douglas M. Baker, Jr. 2012 Irrevocable Trust
Common Stock
5731.786
I
By Ecolab Savings Plan
Employee Stock Option (Right to Buy)
119.120
2021-09-14
4
M
0
173036
0
D
2016-12-02
2025-12-02
Common Stock
173036
0
D
This transaction was executed in multiple trades at prices ranging from $223.215 to $224.210, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $224.215 to $224.240, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of August 31, 2021. Includes 24.986 UNITS acquired since the reporting person's last report. (The 5,731.786 UNITS are the equivalent of approximately 10,506 SHARES of the issuer's Common Stock.)
The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant.
/s/ David F. Duvick, Attorney-in-Fact for Douglas M. Baker, Jr.
2021-09-15