0001415889-21-002359.txt : 20210507 0001415889-21-002359.hdr.sgml : 20210507 20210507174454 ACCESSION NUMBER: 0001415889-21-002359 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210506 FILED AS OF DATE: 20210507 DATE AS OF CHANGE: 20210507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ETTINGER JEFFREY M CENTRAL INDEX KEY: 0001192933 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 21904252 MAIL ADDRESS: STREET 1: 1 HORMEL PLACE CITY: AUSTINE STATE: MN ZIP: 55912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 form4-05072021_020536.xml X0306 4 2021-05-06 0000031462 ECOLAB INC. ECL 0001192933 ETTINGER JEFFREY M C/O ECOLAB INC. 1 ECOLAB PLACE ST. PAUL MN 55102 true false false false Common Stock 13497.44 D Non-Employee Director Stock Option (Right to Buy) 228.060 2021-05-06 4 A 0 1158 0 A 2021-08-06 2031-05-06 Common Stock 1158 1158 D The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. /s/ David F. Duvick, as Attorney-in-Fact for Jeffrey M. Ettinger 2021-05-07