0001415889-20-002870.txt : 20201209 0001415889-20-002870.hdr.sgml : 20201209 20201209170854 ACCESSION NUMBER: 0001415889-20-002870 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201207 FILED AS OF DATE: 20201209 DATE AS OF CHANGE: 20201209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Charton Jerome CENTRAL INDEX KEY: 0001810142 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 201378519 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 form4-12092020_021244.xml X0306 4 2020-12-07 0000031462 ECOLAB INC. ECL 0001810142 Charton Jerome 1 ECOLAB PLACE ST. PAUL MN 55102 false true false false EVP - GLOBAL REGIONS Common Stock 2020-12-07 4 M 0 1784 137.087 A 3088 D Common Stock 2020-12-07 4 S 0 1749 222.482 D 1339 D Employee Stock Option (Right to Buy) 137.087 2020-12-07 4 M 0 1784 0 D 2018-12-06 2027-12-06 Common Stock 1784 893 D This transaction was executed in multiple trades at prices ranging from $222.461 to $222.580, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant. /s/ David F. Duvick, as Attorney-in-Fact for Jerome Charton 2020-12-09