0001179110-20-009693.txt : 20200911 0001179110-20-009693.hdr.sgml : 20200911 20200911172803 ACCESSION NUMBER: 0001179110-20-009693 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200909 FILED AS OF DATE: 20200911 DATE AS OF CHANGE: 20200911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wyant Jill S CENTRAL INDEX KEY: 0001559370 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 201171816 MAIL ADDRESS: STREET 1: 370 WABASHA STREET NORTH CITY: SAINT PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 edgar.xml FORM 4 - X0306 4 2020-09-09 0 0000031462 ECOLAB INC. ECL 0001559370 Wyant Jill S 1 ECOLAB PLACE SAINT PAUL MN 55102 0 1 0 0 EVP - Innovation & Transformat Common Stock 2020-09-09 4 M 0 13519 137.087 A 24827 D Common Stock 2020-09-09 4 S 0 12619 203.418 D 12208 D Common Stock 2020-09-09 4 S 0 900 204.096 D 11308 D Common Stock 2020-09-10 4 M 0 300 137.087 A 11608 D Common Stock 2020-09-10 4 M 0 5429 158.515 A 17037 D Common Stock 2020-09-10 4 S 0 4306 203.862 D 12731 D Common Stock 2020-09-10 4 S 0 1423 204.65 D 11308 D Employee Stock Option (Right to Buy) 137.087 2020-09-09 4 M 0 13519 0 D 2018-12-06 2027-12-06 Common Stock 13519 7210 D Employee Stock Option (Right to Buy) 137.087 2020-09-10 4 M 0 300 0 D 2018-12-06 2027-12-06 Common Stock 300 6910 D Employee Stock Option (Right to Buy) 158.515 2020-09-10 4 M 0 5429 0 D 2019-12-04 2028-12-04 Common Stock 5429 10858 D This transaction was executed in multiple trades at prices ranging from $203.00 to $203.99, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $204.09 to $204.10, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $203.372 to $204.36, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $204.48 to $204.92, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option became exercisable, on a cumulative basis, as to one third of the option shares (excluding any fractional portion less than one share) on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary of the date of grant. /s/ David F. Duvick, as Attorney-in-Fact for Jill S. Wyant 2020-09-11