0001179110-20-007037.txt : 20200605 0001179110-20-007037.hdr.sgml : 20200605 20200605170336 ACCESSION NUMBER: 0001179110-20-007037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200603 FILED AS OF DATE: 20200605 DATE AS OF CHANGE: 20200605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKER DOUGLAS M JR CENTRAL INDEX KEY: 0001198753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 20947107 MAIL ADDRESS: STREET 1: 370 WBASHA ST NORTH CITY: ST PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 edgar.xml FORM 4 - X0306 4 2020-06-03 0 0000031462 ECOLAB INC. ECL 0001198753 BAKER DOUGLAS M JR 1 ECOLAB PLACE SAINT PAUL MN 55102 1 1 0 0 Chairman and CEO Common Stock 2020-03-04 5 G 0 E 19576 0 D 581152 D Common Stock 2020-06-03 4 S 0 2353 D 578799 D Common Stock 7050 I By Wife Common Stock 72850 I By Julie M. Baker 2012 Irrevocable Trust Common Stock 72500 I By Douglas M. Baker, Jr. 2012 Irrevocable Trust Common Stock 5668.227 I By Ecolab Savings Plan The foregoing transaction relates to the reporting person's participation in an exchange offer whereby Ecolab Inc. ("Ecolab") offered to its stockholders the ability to exchange all or a portion of their shares of Ecolab common stock for shares of ChampionX Holding Inc. ("ChampionX") common stock, which shares were immediately exchanged for Apergy Corporation ("Apergy") common stock in connection with the merger of ChampionX into a merger subsidiary of Apergy, with ChampionX surviving the merger as a wholly-owned subsidiary of Apergy. Pursuant to the terms of the exchange offer, the reporting person received 24.6667 shares of ChampionX common stock for each share of Ecolab common stock accepted in the exchange offer. The amount represents the number of shares of Ecolab common stock that the reporting person elected to exchange multiplied by the final proration factor of 4.7060% and represents a preliminary calculation. If the number of shares of Ecolab common stock that were actually disposed of by the reporting person in connection with the exchange offer differs from this calculation, the reporting person will file an amendment to this report, including an adjustment to the end of period holdings. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of May 31, 2020. Includes 15.076 UNITS acquired since the reporting person's last report. (The 5,668.227 UNITS are the equivalent of approximately 10,391 SHARES of the issuer's Common Stock.) /s/ David F. Duvick, as Attorney-in-Fact for Douglas M. Baker, Jr. 2020-06-05