0001179110-20-005893.txt : 20200513 0001179110-20-005893.hdr.sgml : 20200513 20200513170600 ACCESSION NUMBER: 0001179110-20-005893 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200511 FILED AS OF DATE: 20200513 DATE AS OF CHANGE: 20200513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Busch Angela M CENTRAL INDEX KEY: 0001740094 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 20874082 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 edgar.xml FORM 4 - X0306 4 2020-05-11 0 0000031462 ECOLAB INC. ECL 0001740094 Busch Angela M 1 ECOLAB PLACE SAINT PAUL MN 55102 0 1 0 0 EVP - Corp Strat & Bus Dev Common Stock 2020-05-11 4 M 0 3000 55.595 A 15712 D Common Stock 2020-05-11 4 S 0 3000 195.041 D 12712 D Common Stock 2020-05-12 4 M 0 1800 55.595 A 14512 D Common Stock 2020-05-12 4 S 0 1800 197.025 D 12712 D Common Stock 1357.629 I By Ecolab Savings Plan Employee Stock Option (Right to Buy) 55.595 2020-05-11 4 M 0 3000 0 D 2012-12-01 2021-12-01 Common Stock 3000 10400 D Common Stock 55.595 2020-05-12 4 M 0 1800 0 D 2012-12-01 2021-12-01 Common Stock 1800 8600 D This transaction was executed in multiple trades at prices ranging from $195.00 to $195.13, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $197.00 to $197.15, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of April 30, 2020. Includes 22.292 UNITS acquired since the reporting person's last report.(The 1,357.629 UNITS are the equivalent of approximately 2,490 SHARES of the issuer's Common Stock.) The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant. /s/ David F. Duvick, as Attorney-in-Fact for Angela M. Busch 2020-05-13