0001179110-19-011623.txt : 20191112 0001179110-19-011623.hdr.sgml : 20191112 20191112165052 ACCESSION NUMBER: 0001179110-19-011623 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191108 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marsh Laurie M CENTRAL INDEX KEY: 0001479289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 191210406 MAIL ADDRESS: STREET 1: 1601 W. DIEHL ROAD CITY: NAPERVILLE STATE: IL ZIP: 60563 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 edgar.xml FORM 4 - X0306 4 2019-11-08 0 0000031462 ECOLAB INC. ECL 0001479289 Marsh Laurie M 1 ECOLAB PLACE SAINT PAUL MN 55102 0 1 0 0 EVP - Human Resources Common Stock 2019-11-08 4 M 0 5400 71.54 A 16683 D Common Stock 2019-11-08 4 M 0 8610 103.265 A 25293 D Common Stock 2019-11-08 4 S 0 8010 191.249 D 17283 D Common Stock 2019-11-08 4 S 0 6000 191.969 D 11283 D Employee Stock Option (Right to Buy) 71.54 2019-11-08 4 M 0 5400 0 D 2013-12-05 2022-12-05 Common Stock 5400 0 D Employee Stock Option (Right to Buy) 103.265 2019-11-08 4 M 0 8610 0 D 2014-12-04 2023-12-04 Common Stock 8610 0 D This transaction was executed in multiple trades at prices ranging from $190.575 to $191.570, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $191.670 to $192.095, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the Date Exercisable column is the first anniversary of the date of grant. /s/ David F. Duvick, as Attorney-in-Fact for Laurie M. Marsh 2019-11-12