0001179110-19-004107.txt : 20190320
0001179110-19-004107.hdr.sgml : 20190320
20190320171652
ACCESSION NUMBER: 0001179110-19-004107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190318
FILED AS OF DATE: 20190320
DATE AS OF CHANGE: 20190320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HANDLEY THOMAS W
CENTRAL INDEX KEY: 0001275967
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 19695292
MAIL ADDRESS:
STREET 1: 370 WABASHA ST N
CITY: ST PAUL
STATE: MN
ZIP: 55102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC.
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 18002326522
MAIL ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECOLAB INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
4
1
edgar.xml
FORM 4 -
X0306
4
2019-03-18
0
0000031462
ECOLAB INC.
ECL
0001275967
HANDLEY THOMAS W
1 ECOLAB PLACE
SAINT PAUL
MN
55102
0
1
0
0
President and COO
Common Stock
2019-03-18
4
M
0
52200
71.54
A
184793.819
D
Common Stock
2019-03-18
4
S
0
2750
174.847
D
182043.819
D
Common Stock
2019-03-18
4
S
0
69776
174.158
D
112267.819
D
Common Stock
7403
I
By child #1 trust
Common Stock
7403
I
By child #2 trust
Common Stock
569.258
I
By Ecolab Savings Plan
Employee Stock Option (Right to Buy)
71.54
2019-03-18
4
M
0
52200
0
D
2013-12-05
2022-12-05
Common Stock
52200
0
D
This transaction was executed in multiple trades at prices ranging from $174.72 to $175.00, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $173.72 to $174.66, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of February 28, 2019. (The 569.258 UNITS are the equivalent of approximately 1,045 SHARES of the issuer's Common Stock.)
The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.
/s/ David F. Duvick, as Attorney-in-Fact for Thomas W. Handley
2019-03-20