0001179110-19-003348.txt : 20190305
0001179110-19-003348.hdr.sgml : 20190305
20190305191739
ACCESSION NUMBER: 0001179110-19-003348
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190304
FILED AS OF DATE: 20190305
DATE AS OF CHANGE: 20190305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Inchaustegui Roberto
CENTRAL INDEX KEY: 0001520218
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 19660641
MAIL ADDRESS:
STREET 1: 370 WABASHA STREET NORTH
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC.
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 18002326522
MAIL ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECOLAB INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
4
1
edgar.xml
FORM 4 -
X0306
4
2019-03-04
0
0000031462
ECOLAB INC.
ECL
0001520218
Inchaustegui Roberto
1 ECOLAB PLACE
SAINT PAUL
MN
55102
0
1
0
0
EVP & Pres-Global Serv & Spec
Common Stock
2019-03-04
4
M
0
14400
55.595
A
41232
D
Common Stock
2019-03-04
4
M
0
22800
71.54
A
64032
D
Common Stock
2019-03-04
4
S
0
11320
170.341
D
52712
D
Common Stock
2019-03-04
4
S
0
13125
168.851
D
39587
D
Common Stock
2019-03-04
4
S
0
12755
168.184
D
26832
D
Common Stock
1638.711
I
By Ecolab Savings Plan
Employee Stock Option (Right to Buy)
55.595
2019-03-04
4
M
0
14400
0
D
2012-12-01
2021-12-01
Common Stock
14400
0
D
Employee Stock Option (Right to Buy)
71.54
2019-03-04
4
M
0
22800
0
D
2013-12-05
2022-12-05
Common Stock
22800
0
D
This transaction was executed in multiple trades at prices ranging from $170.00 to $170.75, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $168.49 to $169.40, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $168.05 to $168.33, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of February 28, 2019. (The 1,638.711 UNITS are the equivalent of approximately 3,009 SHARES of the issuer's Common Stock.)
The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.
/s/ David F. Duvick, as Attorney-in-Fact for Roberto Inchaustegui
2019-03-05