0001179110-17-012331.txt : 20170915
0001179110-17-012331.hdr.sgml : 20170915
20170915165616
ACCESSION NUMBER: 0001179110-17-012331
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170914
FILED AS OF DATE: 20170915
DATE AS OF CHANGE: 20170915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HANDLEY THOMAS W
CENTRAL INDEX KEY: 0001275967
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 171088471
MAIL ADDRESS:
STREET 1: 370 WABASHA ST N
CITY: ST PAUL
STATE: MN
ZIP: 55102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC.
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 18002326522
MAIL ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECOLAB INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
4
1
edgar.xml
FORM 4 -
X0306
4
2017-09-14
0
0000031462
ECOLAB INC.
ECL
0001275967
HANDLEY THOMAS W
1 ECOLAB PLACE
SAINT PAUL
MN
55102
0
1
0
0
President and COO
Common Stock
2017-08-23
5
G
0
E
2559
0
D
2559
I
By 2015 GRAT
Common Stock
2017-08-23
5
G
0
E
2559
0
A
3276
I
By child #1 trust
Common Stock
2017-08-23
5
G
0
E
2559
0
D
0
I
By 2015 GRAT
Common Stock
2017-08-23
5
G
0
E
2559
0
A
3276
I
By child #2 trust
Common Stock
40101.155
I
By 2016 GRAT
Common Stock
2017-09-14
4
S
0
7397
130.625
D
74841.664
D
Common Stock
559.669
I
By Ecolab Savings Plan
The reporting person is trustee and sole annuitant of the 2015 GRAT, a grantor retained annuity trust. On August 7, 2017, the 2015 GRAT distributed 22,557 shares of Ecolab Inc. common stock out of the 27,675 shares then held by the 2015 GRAT to the reporting person as an annuity payment.
The reporting person is trustee and sole annuitant of the 2016 GRAT, a grantor retained annuity trust. On August 23, 2017, the 2016 GRAT distributed 35,455 shares of Ecolab Inc. common stock out of the 75,566.155 shares then held by the 2016 GRAT to the reporting person as an annuity payment.
This transaction was executed in multiple trades at prices ranging from $130.60 to $130.671, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of August 31, 2017. Includes 1.586 UNITS acquired since the reporting person's last report. (The 559.669 UNITS are the equivalent of approximately 1,029 SHARES of the issuer's Common Stock.)
/s/ David F. Duvick, as Attorney-in-Fact for Thomas W. Handley
2017-09-15