EX-99.77O RULE 10F-3 4 nmf_770.txt 770 For the fiscal period ended (a) 6/30/01 File number (c) 811-2992 SUB-ITEM 77 0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 1. Name of Issuer New York City Transitional Finance Authority 2. Date of Purchase 10/25/00 3. Number of Securities Purchased 100,000 4. Dollar Amount of Purchase $10,351,900 5. Price Per Unit $103.519 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Lehman Brothers 7. Other Members of the Underwriting Syndicate Morgan Stanley Dean Witter Saloman Smith Barney Lehman Brothers Prudential Securities, Inc. Merrill Lynch & Co. Goldman, Sachs & Co. Dain Rauscher, Inc. J.P. Morgan & Co. William E. Simon & Sons Municipal Securities, Inc. Bear, Stearns & Co., Inc,. PaineWebber Inc. Fleet Securities, Inc. M.R. Beal & Company Siebert Brandford Shank & Co., LLC Advest, Inc. CIBC Oppenheimer First Albany Corporation Apex Pryor Securities Lebenthal & Co., Inc. Roosevelt & Cross Incorporated David Lerner Associates, Inc. For the fiscal period ended (a) 6/30/01 File number (c) 811-2992 SUB-ITEM 77 0 EXHIBITS Transactions Effected Pursuant to Rule 10f-3 1. Name of Issuer Broward Cnty Fla Resource Recover Wheelabrator 2. Date of Purchase 2/13/01 3. Number of Securities Purchased 50,000 4. Dollar Amount of Purchase $4,899,500 5. Price Per Unit $97.990 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Raymond James 7. Other Members of the Underwriting Syndicate Prudential Securities, Inc. PaineWebber Inc. Raymond James & Associates Inc.