-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uzzq2mlgXMREiI9LxEHiJxL4dEMkGFWz5xIWT9Pbw+13t47GY4GgsxIghg6v0CGL kXfKticRjHzq6mg3KMqegg== 0001191638-06-002754.txt : 20061116 0001191638-06-002754.hdr.sgml : 20061116 20061116070226 ACCESSION NUMBER: 0001191638-06-002754 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061116 FILED AS OF DATE: 20061116 DATE AS OF CHANGE: 20061116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SONY CORP CENTRAL INDEX KEY: 0000313838 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-06439 FILM NUMBER: 061221568 BUSINESS ADDRESS: STREET 1: 7-35 KITASHINAGAWA STREET 2: 6-CHOME SHINAGAWA-KU CITY: TOKYO 141 JAPAN STATE: M0 BUSINESS PHONE: 0354482180 MAIL ADDRESS: STREET 1: 7-35 KITASHINAGAWA STREET 2: 6-CHOME, SHINAGAWA-KU CITY: TOKYO 141 JAPAN STATE: M0 6-K 1 son200611166k.txt STOCK ACQUISTION RIGHTS Form 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November, 2006 Commission File Number: 001-06439 SONY CORPORATION (Translation of registrant's name into English) 7-35 KITASHINAGAWA 6-CHOME, SHINAGAWA-KU, TOKYO, JAPAN (Address of principal executive offices) The registrant files annual reports under cover of Form 20-F. Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F, Form 20-F X Form 40-F __ Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934, Yes No X If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82-______ SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. SONY CORPORATION (Registrant) By: /s/ Nobuyuki Oneda (Signature) Nobuyuki Oneda Executive Vice President and Chief Financial Officer Date: November 16, 2006 List of materials Documents attached hereto: i) Press release announcing Determination of Final Terms of Stock Acquisition Rights for the Purpose of Granting Stock Options Sony Corporation 6-7-35 Kitashinagawa, Shinagawa-ku Tokyo, 141-0001 Japan November 16, 2006 Determination of Final Terms of Stock Acquisition Rights for the Purpose of Granting Stock Options Sony Corporation (the "Corporation") announced today that the final terms of Stock Acquisition Rights for the purpose of granting stock options, which issues were resolved at the meeting of its Board of Directors held on October 25, 2006, have been determined as set forth below. I. The Twelfth Series of Stock Acquisition Rights ___________________________________________________ 1. Amount to be paid in per share to be issued or transferred upon exercise of Stock Acquisition Rights 4,756 yen 2. Aggregate amount of the assets to be contributed upon exercise of Stock Acquisition Rights 5,086,542,000 yen II. The Thirteenth Series of Stock Acquisition Rights ______________________________________________________ 1. Amount to be paid in per share to be issued or transferred upon exercise of Stock Acquisition Rights 40.05 US dollars 2. Aggregate amount of the assets to be contributed upon exercise of Stock Acquisition Rights 58,064,490 US dollars Notes: 1. Date of Ordinary General Meeting of Shareholders June 22, 2006 2. Allotment date of Stock Acquisition Rights November 16, 2006 3. Aggregate number of Stock Acquisition Rights The Twelfth Series of Stock Acquisition Rights: 10,695 The Thirteenth Series of Stock Acquisition Rights: 14,498 4. Payment in exchange for Stock Acquisition Rights The Stock Acquisition Rights are issued without payment of any consideration to the Corporation. 5. Class and number of shares to be issued or transferred upon exercise of Stock Acquisition Rights The Twelfth Series of Stock Acquisition Rights: 1,069,500 shares of common stock* The Thirteenth Series of Stock Acquisition Rights: 1,449,800 shares of common stock* *The number of shares to be issued or transferred upon exercise of each Stock Acquisition Right shall be 100 shares. 6. Period during which Stock Acquisition Rights may be exercised The Twelfth Series of Stock Acquisition Rights: From and including November 16, 2006, up to and including November 15, 2016* The Thirteenth Series of Stock Acquisition Rights: From and including November 17, 2006, up to and including November 16, 2016* *If the last day of such period falls on a holiday of the Corporation, the immediately preceding business day shall be the last day of such period. 7. Conditions for exercise of Stock Acquisition Rights (1) No Stock Acquisition Right may be exercised in part. (2) In the event of a resolution being passed at a general meeting of shareholders of the Corporation for an agreement for any consolidation, amalgamation or merger (other than a consolidation, amalgamation or merger in which the Corporation is the continuing corporation), or in the event of a resolution being passed at a general meeting of shareholders of the Corporation (or, where a resolution of a general meeting of shareholders is not necessary, at a meeting of the Board of Directors of the Corporation) for any agreement for share exchange (kabushiki-kokan) or any plan for share transfer (kabushiki-iten) pursuant to which the Corporation is to become a wholly-owned subsidiary of another corporation, the Stock Acquisition Rights may not be exercised on and after the effective date of such consolidation, amalgamation, merger, share exchange (kabushiki-kokan) or share transfer (kabushiki-iten). 8. Persons to whom Stock Acquisition Rights will be allocated The Twelfth Series of Stock Acquisition Rights: Directors, corporate executive officers and employees of the Corporation and its subsidiaries (total: 591) The Thirteenth Series of Stock Acquisition Rights: Directors, corporate executive officers and employees of the Corporation and its subsidiaries (total: 511) ________________________________________________________________________________ -----END PRIVACY-ENHANCED MESSAGE-----