-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OprRx1qF0L0QvVVd1cWLptXNGSyeRI7i74LSfNXSUVydMjtL5wQM5L6+h5+7wSNr z9Ap8axhlMBG2xCkUEY3Zg== 0001191638-05-002339.txt : 20051117 0001191638-05-002339.hdr.sgml : 20051117 20051117124855 ACCESSION NUMBER: 0001191638-05-002339 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051117 FILED AS OF DATE: 20051117 DATE AS OF CHANGE: 20051117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SONY CORP CENTRAL INDEX KEY: 0000313838 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-06439 FILM NUMBER: 051211931 BUSINESS ADDRESS: STREET 1: 7-35 KITASHINAGAWA STREET 2: 6-CHOME SHINAGAWA-KU CITY: TOKYO 141 JAPAN STATE: M0 BUSINESS PHONE: 0354482180 MAIL ADDRESS: STREET 1: 7-35 KITASHINAGAWA STREET 2: 6-CHOME, SHINAGAWA-KU CITY: TOKYO 141 JAPAN STATE: M0 6-K 1 son200511176k2.txt STOCK OPTIONS Form 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2005 Commission File Number: 001-06439 SONY CORPORATION (Translation of registrant's name into English) 7-35 KITASHINAGAWA 6-CHOME, SHINAGAWA-KU, TOKYO, JAPAN (Address of principal executive offices) The registrant files annual reports under cover of Form 20-F. Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F, Form 20-F X Form 40-F __ Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934, Yes No X If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82-______ SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. SONY CORPORATION (Registrant) By: /s/ Nobuyuki Oneda (Signature) Nobuyuki Oneda Executive Vice President and Chief Financial Officer Date: November 17, 2005 List of materials Documents attached hereto: i) Press release announcing Determination of Final Terms of Stock Acquisition Rights for the Purpose of Granting Stock Options Sony Corporation 6-7-35 Kitashinagawa, Shinagawa-ku Tokyo, 141-0001 Japan No. 05-074E November 17, 2005 Determination of Final Terms of Stock Acquisition Rights for the Purpose of Granting Stock Options Sony Corporation (the "Corporation") announced today that the final terms of Stock Acquisition Rights for shares of common stock of the Corporation for the purpose of granting stock options, which issues were resolved at the meeting of its Board of Directors held on October 26, 2005, have been determined as set forth below. I. The Tenth Series of Stock Acquisition Rights for Shares of Common Stock of the Corporation 1. Amount to be paid in per share to be issued or transferred upon exercise of Stock Acquisition Rights 4,060 yen 2. Aggregate amount of issue price of shares to be issued upon exercise of Stock Acquisition Rights 4,563,846,000 yen 3. The amount to be accounted for as stated capital in respect of shares to be issued upon exercise of Stock Acquisition Rights 2,030 yen per share II. The Eleventh Series of Stock Acquisition Rights for Shares of Common Stock 1. Amount to be paid in per share to be issued or transferred upon exercise of Stock Acquisition Rights 34.14 US dollars 2. Aggregate amount of issue price of shares to be issued upon exercise of Stock Acquisition Rights 46,686,450 US dollars 3. The amount to be accounted for as stated capital in respect of shares to be issued upon exercise of Stock Acquisition Rights 17.07 US dollars per share Notes: 1. Date of Ordinary General Meeting of Shareholders June 22, 2005 2. Issue date of Stock Acquisition Rights November 17, 2005 3. Aggregate number of Stock Acquisition Rights The Tenth Series of Stock Acquisition Rights for Shares of Common Stock of the Corporation: 11,241 The Eleventh Series of Stock Acquisition Rights for Shares of Common Stock of the Corporation: 13,675 4. Issue price of Stock Acquisition Rights The Stock Acquisition Rights are issued without the payment to the Corporation of any consideration. 5. Class and number of shares to be issued or transferred upon exercise of Stock Acquisition Rights The Tenth Series of Stock Acquisition Rights for Shares of Common Stock of the Corporation: 1,124,100 shares of common stock of the Corporation* The Eleventh Series of Stock Acquisition Rights for Shares of Common Stock of the Corporation: 1,367,500 shares of common stock of the Corporation* *The number of shares to be issued or transferred upon exercise of each Stock Acquisition Right shall be 100 shares of common stock of the Corporation. 6. Period during which Stock Acquisition Rights may be exercised The Tenth Series of Stock Acquisition Rights for Shares of Common Stock of the Corporation: From and including November 17, 2006, up to and including November 16, 2015* The Eleventh Series of Stock Acquisition Rights for Shares of Common Stock of the Corporation: From and including November 18, 2005, up to and including November 17, 2015* *If the last day of such period falls on a holiday of the Corporation, the immediately preceding business day shall be the last day of such period. 7. Conditions for exercise of Stock Acquisition Rights (1) No Stock Acquisition Right may be exercised in part. (2) If a share exchange or a share transfer by which the Corporation becomes a wholly-owned subsidiary of another company is approved at the General Meeting of Shareholders of the Corporation, the holders of the Stock Acquisition Rights may not exercise the Stock Acquisition Rights on and after the effective date of such share exchange or share transfer. 8. Persons to whom Stock Acquisition Rights will be allocated The Tenth Series of Stock Acquisition Rights for Shares of Common Stock of the Corporation: Directors, corporate executive officers and employees of the Corporation and its subsidiaries (total: 623) The Eleventh Series of Stock Acquisition Rights for Shares of Common Stock of the Corporation: Directors, corporate executive officers and employees of the Corporation and its subsidiaries (total: 501) -----END PRIVACY-ENHANCED MESSAGE-----