Form 20-F X
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Form 40-F __
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SONY CORPORATION
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(Registrant)
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By: /s/ Hiroki Totoki
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(Signature)
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Hiroki Totoki
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Executive Deputy President and
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Chief Financial Officer
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1.
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Status of Repurchase
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Number of Shares
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Total Amount (Yen)
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Resolution approved at the meeting of the Board of Directors held on August 4, 2020
(Period of Repurchase: August 5, 2020 to March 31, 2021)
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20,000,000
(Maximum)
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100,000,000,000
(Maximum) |
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Repurchases during the reporting month
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(Date of repurchase)
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―
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―
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Total
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―
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―
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―
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Total number of shares repurchased as of the end of the reporting month
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―
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―
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Progress of the repurchase (%)
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―
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―
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Note 1:
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The dates identified above for the “Period of Repurchase” as well as the individual dates of repurchase are trade dates and the numbers of shares repurchased are the number of shares repurchased on
such trade dates.
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Note 2:
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It was resolved at the meeting of the Board of Directors held on August 4, 2020 that the method of repurchase is expected to be an open market purchase through the Tokyo Stock Exchange based on a
discretionary trading contract.
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2.
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Status of Disposition
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Number of Shares Disposed during the Reporting Month
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Total Amount of Disposition (Yen)
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Acquired treasury stock offered to subscribers
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―
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―
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―
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Total
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―
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―
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―
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Acquired treasury stock which was canceled
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―
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―
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―
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Total
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―
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―
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―
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Acquired treasury stock transferred as a result of a merger, share exchange or company split
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―
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―
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―
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Total
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―
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―
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―
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Other (Exercise of stock acquisition rights (including the exercise of stock acquisition rights of the 130% callable unsecured convertible bonds with stock acquisition rights (6th series)))
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(Date of disposition)
September 1
September 2
September 3
September 4
September 7
September 9
September 10
September 11
September 14
September 15
September 16
September 17
September 18
September 23
September 24
September 25
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190,666
5,207
3,408
420,911
20,370
201,702
7,900
369,597
1,000
2,558,650
649,447
406,518
1,487,094
462,091
180,732
1,503
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1,084,052,516
29,604,971
19,376,559
2,393,135,791
115,815,876
1,146,798,908
44,916,319
2,101,384,399
5,685,610
14,547,486,027
3,692,502,358
2,311,302,806
8,455,036,517
2,627,269,211
1,027,571,667
8,545,471
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Total
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―
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6,966,796
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39,610,485,006
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Other (Treasury stock sold due to requests for sale from shareholders holding fractional shares)
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(Date of disposition)
September 2
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26
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147,826
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Total
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―
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26
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147,826
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Total amount
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6,966,822
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39,610,632,832
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3.
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Status of Shares Held in Treasury
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Status as of the end of the reporting month
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Number of Shares
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Total number of shares issued
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1,261,058,781
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Number of treasury stock
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27,501,719
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