0001157523-19-002239.txt : 20191108 0001157523-19-002239.hdr.sgml : 20191108 20191108060113 ACCESSION NUMBER: 0001157523-19-002239 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191108 FILED AS OF DATE: 20191108 DATE AS OF CHANGE: 20191108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SONY CORP CENTRAL INDEX KEY: 0000313838 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-06439 FILM NUMBER: 191201957 BUSINESS ADDRESS: STREET 1: 1-7-1, KONAN STREET 2: MINATO-KU CITY: TOKYO STATE: M0 ZIP: 108-0075 BUSINESS PHONE: 81-3-6748-2111 MAIL ADDRESS: STREET 1: 1-7-1, KONAN STREET 2: MINATO-KU CITY: TOKYO STATE: M0 ZIP: 108-0075 6-K 1 a52125240.htm SONY CORPORATION 6-K

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934

For the month of November 2019
Commission File Number: 001-06439

SONY CORPORATION
(Translation of registrant's name into English)

1-7-1 KONAN, MINATO-KU, TOKYO, 108-0075, JAPAN
(Address of principal executive offices)

The registrant files annual reports under cover of Form 20-F.

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F,
 
Form 20-F  X
Form 40-F __
 
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934, Yes No X
 
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82-______
 
SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
SONY CORPORATION
 
(Registrant)
   
   
 
By:  /s/  Hiroki Totoki
 
                (Signature)
 
Hiroki Totoki
 
Senior Executive Vice President and
 
Chief Financial Officer
 
Date: November 8, 2019

List of materials

Documents attached hereto:
 
i) Share Buyback Report for the period from October 1, 2019 to October 31, 2019, filed with the Director General of the Kanto Finance Bureau by SONY CORPORATION on November 8, 2019

 

[This is a translation of the Share Buyback Report for the period from October 1, 2019 to October 31, 2019, filed with the Director General of the Kanto Finance Bureau by SONY CORPORATION on November 8, 2019]

Class of Shares: Common Stock

1.
Status of Repurchase
(1) Status of a repurchase pursuant to a resolution approved at a General Meeting of Shareholders
          Not applicable



(2) Status of a repurchase pursuant to a resolution approved at a meeting of the Board of Directors

(as of October 31, 2019)
 
Number of Shares
Total Amount (Yen)
     
Resolution approved at the meeting of the Board of Directors held on May 16, 2019
(Period of Repurchase: May 17, 2019 to March 31, 2020
 
60,000,000
(Maximum)
200,000,000,000
(Maximum)
Repurchases during the reporting month
October 1
112,000
711,894,200
(Date of repurchase)
October 2
151,100
939,437,100
 
October 3
106,800
654,762,300
 
October 4
90,400
560,396,300
 
October 7
74,100
460,653,000
 
October 8
94,900
588,460,600
 
October 9
81,700
504,388,300
 
October 10
100,800
617,645,100
 
October 11
114,800
714,319,600
 
October 15
115,600
727,657,400
 
October 16
99,200
631,376,400
 
October 17
161,900
1,049,371,400
 
October 18
115,400
747,353,700
 
October 21
62,900
405,420,400
 
October 23
118,200
749,640,400
 
October 24
78,600
498,899,400
 
October 25
113,800
720,889,900
 
October 28
99,300
634,440,100
 
October 29
125,000
806,938,300
Total
2,016,500
12,723,943,900
Total number of shares repurchased as of the end of the reporting month
 
23,426,100
137,723,318,100
Progress of the repurchase (%)
 
39.04
68.86
Note 1:  The dates identified above for the “Period of Repurchase” as well as the individual dates of repurchase are trade dates and the numbers of shares repurchased are the number of shares repurchased on such trade dates.
Note 2:  It was resolved at the meeting of the Board of Directors held on May 16, 2019 that the method of repurchase is expected to be an open market purchase through the Tokyo Stock Exchange based on a discretionary trading contract.

2.
Status of Disposition
Not applicable

3.
Status of Shares Held in Treasury
(as of October 31, 2019)
Status as of the end of the reporting month
Number of Shares
Total number of shares issued
1,272,290,543
Number of treasury stock
43,941,489


EOF