0001157523-19-002036.txt : 20191007 0001157523-19-002036.hdr.sgml : 20191007 20191007094455 ACCESSION NUMBER: 0001157523-19-002036 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191007 FILED AS OF DATE: 20191007 DATE AS OF CHANGE: 20191007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SONY CORP CENTRAL INDEX KEY: 0000313838 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-06439 FILM NUMBER: 191140039 BUSINESS ADDRESS: STREET 1: 1-7-1, KONAN STREET 2: MINATO-KU CITY: TOKYO STATE: M0 ZIP: 108-0075 BUSINESS PHONE: 81-3-6748-2111 MAIL ADDRESS: STREET 1: 1-7-1, KONAN STREET 2: MINATO-KU CITY: TOKYO STATE: M0 ZIP: 108-0075 6-K 1 a52106331.htm SONY CORPORATION 6-K

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934

For the month of October 2019
Commission File Number: 001-06439

SONY CORPORATION
(Translation of registrant's name into English)

1-7-1 KONAN, MINATO-KU, TOKYO, 108-0075, JAPAN
(Address of principal executive offices)

The registrant files annual reports under cover of Form 20-F.

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F,
 
Form 20-F  X
Form 40-F __
 
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934, Yes No X
 
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82-______
 
SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
SONY CORPORATION
 
(Registrant)
   
   
 
By:  /s/  Hiroki Totoki
 
                (Signature)
 
Hiroki Totoki
 
Senior Executive Vice President and
 
Chief Financial Officer
 
Date: October 7, 2019

List of materials

Documents attached hereto:
 
i) Press release: Translation of the Share Buyback Report for the period from September 1, 2019 to September 30, 2019, filed with the Director General of the Kanto Finance Bureau by SONY CORPORATION on October 7, 2019

 
[This is a translation of the Share Buyback Report for the period from September 1, 2019 to September 30, 2019, filed with the Director General of the Kanto Finance Bureau by SONY CORPORATION on October 7, 2019]

Class of Shares: Common Stock

1.
Status of Repurchase
 (1) Status of a repurchase pursuant to a resolution approved at a General Meeting of Shareholders
 Not applicable

 (2) Status of a repurchase pursuant to a resolution approved at a meeting of the Board of Directors
(as of September 30, 2019)
 
Number of Shares
Total Amount (Yen)
     
Resolution approved at the meeting of the Board of Directors held on May 16, 2019
(Period of Repurchase: May 17, 2019 to March 31, 2020)
 
60,000,000
(Maximum)
200,000,000,000
(Maximum)
Repurchases during the reporting month
September 2
230,900
1,394,457,900
(Date of repurchase)
September 3
257,600
1,572,183,100
 
September 4
241,300
1,480,280,400
 
September 5
237,100
1,501,763,100
 
September 6
268,700
1,702,879,400
 
September 9
241,800
1,561,887,200
 
September 10
344,000
2,200,818,500
 
September 11
297,400
1,912,096,700
 
September 12
310,700
2,026,337,100
 
September 13
323,700
2,116,835,900
 
September 17
313,500
2,054,168,800
 
September 18
316,800
2,023,804,500
 
September 19
323,000
2,061,290,600
 
September 20
306,600
1,965,231,600
Total
4,013,100
25,574,034,800
Total number of shares repurchased as of the end of the reporting month
 
21,409,600
124,999,374,200
Progress of the repurchase (%)
 
35.68
62.50
Note 1:  The dates identified above for the “Period of Repurchase” as well as the individual dates of repurchase are trade dates and the numbers of shares repurchased are the number of shares repurchased on such trade dates.
Note 2:  It was resolved at the meeting of the Board of Directors held on May 16, 2019 that the method of repurchase is expected to be an open market purchase through the Tokyo Stock Exchange based on a discretionary trading contract.
1



2.
Status of Disposition
Not applicable

3.
Status of Shares Held in Treasury
(as of September 30, 2019)
Status as of the end of the reporting month
Number of Shares
Total number of shares issued
1,272,266,343
Number of treasury stock
41,923,475






2




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