0001157523-18-002466.txt : 20181120 0001157523-18-002466.hdr.sgml : 20181120 20181120131705 ACCESSION NUMBER: 0001157523-18-002466 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181120 FILED AS OF DATE: 20181120 DATE AS OF CHANGE: 20181120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SONY CORP CENTRAL INDEX KEY: 0000313838 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-06439 FILM NUMBER: 181195009 BUSINESS ADDRESS: STREET 1: 1-7-1, KONAN STREET 2: MINATO-KU CITY: TOKYO STATE: M0 ZIP: 108-0075 BUSINESS PHONE: 81-3-6748-2111 MAIL ADDRESS: STREET 1: 1-7-1, KONAN STREET 2: MINATO-KU CITY: TOKYO STATE: M0 ZIP: 108-0075 6-K 1 a51902758.htm SONY CORPORATION 6-K

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934

For the month of November 2018
Commission File Number: 001-06439

SONY CORPORATION
(Translation of registrant's name into English)

1-7-1 KONAN, MINATO-KU, TOKYO, 108-0075, JAPAN
(Address of principal executive offices)

The registrant files annual reports under cover of Form 20-F.

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F,
 
Form 20-F  X
Form 40-F __
 
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934, Yes No X
 
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82-______
 
SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
SONY CORPORATION
 
(Registrant)
   
   
 
By:  /s/  Hiroki Totoki
 
                (Signature)
 
Hiroki Totoki
 
Senior Executive Vice President and
 
Chief Financial Officer
 
Date: November 20, 2018

List of materials

Documents attached hereto:
 
i) Press release: Determination of Final Terms of Stock Acquisition Rights for the Purpose of Granting Stock Options

 
 
 
 
News & Information
1-7-1 Konan, Minato-ku
Tokyo, 108-0075 Japan
 
 

                                      November 20, 2018


 
 
Determination of Final Terms of Stock Acquisition Rights
for the Purpose of Granting Stock Options


Sony Corporation (the “Corporation”) announced today that the final terms of stock acquisition rights (“Stock Acquisition Rights”) for the purpose of granting stock options, which issues were resolved at the meeting of its Board of Directors held on October 30, 2018, have been fixed as set forth below.


The Thirty-Eighth Series of Stock Acquisition Rights

1. Aggregate number of Stock Acquisition Rights:
 
15,054

2. Persons to whom Stock Acquisition Rights will be allocated and number of Stock Acquisition Rights to be allocated:
 
 
 
Number of persons
 
 
(Number of Stock Acquisition Rights)
 
Corporate executive officers of the Corporation 
 5  
 (2,300)
 
Employees of the Corporation
176  
 (2,011)
 
Directors of the subsidiaries of the Corporation 66    (2,434)
 
Officers/Employees of the subsidiaries of the Corporation
982  
 (8,309)
 
 
Total: 1,229  
 (Total: 15,054)
 
3. Payment in exchange for Stock Acquisition Rights:
 
Stock Acquisition Rights are issued without payment of any consideration to the Corporation.
              
4. Class and number of shares to be issued or transferred upon exercise of Stock Acquisition Rights:
 
1,505,400 shares of common stock of the Corporation
 
The number of shares to be issued or transferred upon exercise of each Stock Acquisition Right shall be 100 shares.
 
5. Amount of assets to be contributed upon exercise of Stock Acquisition Rights:
 
644,000 yen per Stock Acquisition Right
 
(6,440 yen per share) (Exercise Price)
 

1/2


The Thirty-Ninth Series of Stock Acquisition Rights

1. Aggregate number of Stock Acquisition Rights:
 
14,019

2. Persons to whom Stock Acquisition Rights will be allocated and number of Stock Acquisition Rights to be allocated:
 
 
 
Number of persons
 
 
(Number of Stock Acquisition Rights)
 
Employees of the Corporation
 (     44)
 
Directors of the subsidiaries of the Corporation
23   (2,377)
 
Officers/Employees of the subsidiaries of the Corporation  821   (11,598)
 
 
Total: 846   (Total: 14,019)

3. Payment in exchange for Stock Acquisition Rights:
 
Stock Acquisition Rights are issued without payment of any consideration to the Corporation.
       
4. Class and number of shares to be issued or transferred upon exercise of Stock Acquisition Rights:
 
1,401,900 shares of common stock of the Corporation
 
The number of shares to be issued or transferred upon exercise of each Stock Acquisition Right shall be 100 shares.
 
5. Amount of assets to be contributed upon exercise of Stock Acquisition Rights:
 
5,622.00 U.S. dollars per Stock Acquisition Right
 
(56.22 U.S. dollars per share) (Exercise Price)




 
 
EOF
 
 
 
 


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