13F-HR 1 bpplc13f2q01.txt BP P.L.C. 13F 2Q 2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BP p.l.c. Address: Britannic House 1 Finsbury Circus London EC2m 7BA England Form 13F File Number: 28-05353 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dr. J. G. S. Buchanan Title: Group Chief Financial Officer and Executive Director Phone: 020 7496 4157 Signature, Place, and Date of Signing: J. Buchanan London 13-08-2001 --------------------- -------------------- -------------- [Signature] [City,State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-________________ _______________ Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 ---------- Form 13F Information Table Entry Total: 344 ---------- Form 13F Information Table Value Total: $1,511,185 ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-05357 BP Investment Management Limited 02 28-00312 BP Corporation North America Inc. BP p.l.c. FORM 13F Information Table June 30, 2001
TITLE Market OF Value SHARES/ SH/ INVESTMENT Voting authority ---------------- ISSUER CLASS CUSIP ($000) PRN AMT PRN DISCRETION MANAGERS SOLE SHARED NONE ABBOTT LABORATORIES COM NPV COM 002824100 7,440 155,000 SH DEFINED 01 155,000 ADC TELECOMMS COM 000886101 495 75,000 SH DEFINED 01 75,000 ADOBE SYSTEMS COM NPV COM 00724F101 940 20,000 SH DEFINED 01 20,000 ADVANCED MICRO DEV COM $US0.01 COM 007903107 1,156 40,000 SH DEFINED 01 40,000 AES COM $US0.01 COM 00130H105 2,798 65,000 SH DEFINED 01 65,000 AFLAC COM $US0.10 COM 001055102 1,889 60,000 SH DEFINED 01 60,000 AGILENT TECHNOLOGIES COM 00846U101 1,240 38,140 SH DEFINED 01 38,140 AIR PRODUCTS & CHEMS COM $US1 COM 009158106 1,830 40,000 SH DEFINED 01 40,000 ALCAN ALUMINUM COM NPV ($US) COM 013716105 1,891 45,000 SH DEFINED 01 45,000 ALCOA COM $US1 COM 013817101 4,000 100,000 SH DEFINED 01 100,000 ALLERGAN COM 018490102 1,260 15,000 SH DEFINED 01 15,000 ALLOS THERAPEUTICS INC COM COM 019777101 292 64,172 SH DEFINED 02 64,172 ALLSTATE COM $US0.01 COM 020002101 3,079 70,000 SH DEFINED 01 70,000 ALLTEL COM $US1 COM 020039103 1,838 30,000 SH DEFINED 01 30,000 ALTERA COM 021441100 1,160 40,000 SH DEFINED 01 40,000 AMBAC FINANCIAL GRP COM 023139108 582 10,000 SH DEFINED 01 10,000 AMER ELEC POWER COM $US6.50 COM 025537101 1,847 40,000 SH DEFINED 01 40,000 AMER HOME PRODUCTS COM $US0.333 COM 026609107 7,050 120,000 SH DEFINED 01 120,000 AMERICA MOVIL A ADR ADR 02364W204 2,060 100,000 SH DEFINED 01 100,000 AMERICAN EXPRESS COM $US0.60 COM 025816109 5,432 140,000 SH DEFINED 01 140,000 AMERICAN GENERAL COM $US0.50 COM 026351106 3,693 79,500 SH DEFINED 01 79,500 AMERICAN INTL GROUP COM $US2.50 COM 026874107 18,224 214,375 SH DEFINED 01 214,375 AMGEN COM $US0.0001 COM 031162100 6,371 105,000 SH DEFINED 01 105,000 AMR CORP COM $US1 COM 001765106 506 14,000 SH DEFINED 01 14,000 ANADARKO PETROLEUM COM $US0.10 COM 032511107 1,348 25,000 SH DEFINED 01 25,000 ANALOG DEVICES COM $US0.1667 COM 032654105 1,730 40,000 SH DEFINED 01 40,000 ANHEUSER BUSCH COM $US1 COM 035229103 4,483 108,800 SH DEFINED 01 108,800 AOL TIME WARNER COM 00184A105 23,320 440,000 SH DEFINED 01 440,000 APACHE COM $US1.25 COM 037411105 1,522 30,000 SH DEFINED 01 30,000 APPLE COMPUTER COM NPV COM 037833100 465 20,000 SH DEFINED 01 20,000 APPLIED IMAGING CORP COM COM 03820G106 99 45,500 SH DEFINED 02 45,500 APPLIED MATERIALS COM NPV COM 038222105 3,879 79,000 SH DEFINED 01 79,000 ASPECT MED SYS INC COM COM 045235108 1,542 119,036 SH DEFINED 02 119,036 AT & T CORP $US1 COM 001957109 6,150 279,547 SH DEFINED 01 279,547 AT & T WIRELESS COM $US1 (TRACK) COM 001957406 1,154 70,560 SH DEFINED 01 70,560 AT&T - LIBERTY MEDIA CL A $US1 COM 001957208 1,049 60,000 SH DEFINED 01 60,000 AUTO DATA PROCESS COM $US0.10 COM 053015103 2,485 50,000 SH DEFINED 01 50,000 AVANEX CORP COM COM 05348W109 360 37,126 SH DEFINED 02 37,126 AVAYA COM COM 053499109 348 25,416 SH DEFINED 01 25,416 AVICI SYS INC COM COM 05367L109 958 111,840 SH DEFINED 02 111,840 BAKER HUGHES COM $US1 COM 057224107 1,005 30,000 SH DEFINED 01 30,000 BANK OF AMERICA COM $US0.01 COM 060505104 9,605 160,000 SH DEFINED 01 160,000 BANK OF NEW YORK COM $US7.50 COM 064057102 3,840 80,000 SH DEFINED 01 80,000 BANK ONE COM $US0.01 COM 06423A103 3,580 100,000 SH DEFINED 01 100,000 BAXTER INTERNATIONAL COM $US1 COM 071813109 3,535 70,000 SH DEFINED 01 70,000 BB&T COM 054937107 2,202 60,000 SH DEFINED 01 60,000 BE FREE INC COM COM 073308108 406 333,088 SH DEFINED 02 333,088 BECTON DICKINSON COM $US1 COM 075887109 895 25,000 SH DEFINED 01 25,000 BELL ATLANTIC COM $US0.10 COM 077853109 10,689 199,800 SH DEFINED 01 199,800 BELLSOUTH COM $US1 COM 079860102 6,846 170,000 SH DEFINED 01 170,000 BEST BUY COM 086516101 635 10,000 SH DEFINED 01 10,000 BIOGEN COM $US0.01 COM 090597105 761 14,000 SH DEFINED 01 14,000 BLACK & DECKER COM $US0.50 COM 091797100 395 10,000 SH DEFINED 01 10,000 BMC SOFTWARE COM $US0.01 COM 055921100 563 25,000 SH DEFINED 01 25,000 BOEING COM $US5 COM 097023105 5,004 90,000 SH DEFINED 01 90,000 BRISTOL MYERS SQUIBB COM $US0.10 COM 110122108 9,152 175,000 SH DEFINED 01 175,000 BROADCOM CL A COM 111320107 898 21,000 SH DEFINED 01 21,000 BROADVISION COM 111412102 325 65,000 SH DEFINED 01 65,000 BURLINGTON NTH SANTA COM $US0.01 COM 12189T104 1,818 60,000 SH DEFINED 01 60,000 BURLINGTON RESOURCES COM $US0.01 COM 122014103 990 24,900 SH DEFINED 01 24,900 CARDINAL HEALTH COM 14149Y108 2,588 37,500 SH DEFINED 01 37,500 CARNIVAL CORP CL A $US0.01 COM 143658102 2,149 70,000 SH DEFINED 01 70,000 CARSO GLOBAL TELECOM ADR (2 ORD) ADR 14574P107 1,526 320,000 SH DEFINED 01 320,000 CATERPILLAR COM $US1 COM 149123101 1,476 29,500 SH DEFINED 01 29,500 CEMEX ADR PART CER(5 CPO) ADR 151290889 1,387 52,358 SH DEFINED 01 52,358 CENDANT COM $US0.01 COM 151313103 3,120 160,000 SH DEFINED 01 160,000 CENTURYTEL COM $US1 COM 156700106 606 20,000 SH DEFINED 01 20,000 CHASE MANHATTAN COM 16161A108 15,854 356,507 SH DEFINED 01 356,507 CHASE MANHATTAN COM $US1.00 COM 16161A108 8,694 195,500 SH DEFINED 01 195,500 CHEVRON COM $US1.50 COM 166751107 4,977 55,000 SH DEFINED 01 55,000 CHORDIANT SOFTWARE INC COM COM 170404107 248 79,975 SH DEFINED 02 79,975 CHUBB COM 171232101 2,323 30,000 SH DEFINED 01 30,000 CIGNA COM $US1 COM 125509109 2,875 30,000 SH DEFINED 01 30,000 CISCO SYS INC COM COM 17275R102 2,383 130,918 SH DEFINED 02 130,918 CISCO SYSTEMS COM $US0.001 COM 17275R102 12,740 700,000 SH DEFINED 01 700,000 CITIGROUP COM $US0.01 COM 172967101 26,931 509,669 SH DEFINED 01 509,669 CLEAR CHANNEL COMM COM $US0.10 COM 184502102 4,389 70,000 SH DEFINED 01 70,000 CMGI INC COM COM 125750109 378 125,869 SH DEFINED 02 125,869 COCA COLA $US0.25 COM 191216100 9,900 220,000 SH DEFINED 01 220,000 COLGATE-PALMOLIVE COM $US1 COM 194162103 4,129 70,000 SH DEFINED 01 70,000 COMCAST A SPECIAL COM $US1 COM 200300200 4,774 110,000 SH DEFINED 01 110,000 COMMERCE ONE COM 200693109 234 40,000 SH DEFINED 01 40,000 COMPAQ COMPUTER COM $US0.01 COM 204493100 2,451 160,000 SH DEFINED 01 160,000 COMPUTER ASSOC INTL COM $US0.10 COM 204912109 2,340 65,000 SH DEFINED 01 65,000 COMPUTER SCIENCES COM $US1 COM 205363104 1,038 30,000 SH DEFINED 01 30,000 COMPUWARE COM $US0.01 COM 205638109 560 40,000 SH DEFINED 01 40,000 COMVERSE TECHNOLOGY COM $US0.1 COM 205862402 1,142 20,000 SH DEFINED 01 20,000 CONCORD COMMUNICATIONS INC COM COM 206186108 651 72,363 SH DEFINED 02 72,363 CONEXANT SYS INC COM COM 207142100 749 83,659 SH DEFINED 02 83,659 CONEXANT SYSTEMS COM $US0.01 COM 207142100 161 18,000 SH DEFINED 01 18,000 CONOCO CL B COM 208251405 1,445 50,000 SH DEFINED 01 50,000 CONS EDISON NY COM $US0.10 COM 209115104 2,388 60,000 SH DEFINED 01 60,000 CONVERGYS COM 212485106 454 15,000 SH DEFINED 01 15,000 CORNING COM $US0.5 COM 219350105 1,462 87,500 SH DEFINED 01 87,500 COSTCO WHOLESALE COM $US0.10 COM 22160K105 1,725 42,000 SH DEFINED 01 42,000 CP&L ENERGY COM NPV COM 144141108 1,797 40,000 SH DEFINED 01 40,000 CREATIVE TECHNOLOGY COM $S0.25 COM 225290402 1,904 225,000 SH DEFINED 01 225,000 CVS COM $US0.01 COM 126650100 1,930 50,000 SH DEFINED 01 50,000 DAYTON HUDSON COM $US0.1667 COM 239753106 5,024 145,200 SH DEFINED 01 145,200 DEERE & CO COM $US1 COM 244199105 757 20,000 SH DEFINED 01 20,000 DELL COMPUTERS COM $US0.01 COM 247025109 6,276 240,000 SH DEFINED 01 240,000 DELPHI AUTO SYSTEMS COM $US0.01 COM 247126105 1,839 115,430 SH DEFINED 01 115,430 DEVON ENERGY (NEW) COM 25179M103 1,050 20,000 SH DEFINED 01 20,000 DIAMOND OFFSHORE DRILL COM 25271C102 661 20,000 SH DEFINED 01 20,000 DIGITAL IS INC DEL COM COM 25385N101 443 129,643 SH DEFINED 02 129,643 DISNEY(WALT) COM $US0.01 COM 254687106 5,489 190,000 SH DEFINED 01 190,000 DOLLAR GENERAL COM $US0.50 COM 256669102 1,292 66,250 SH DEFINED 01 66,250 DOW CHEMICAL COM $US2.50 COM 260543103 3,824 115,000 SH DEFINED 01 115,000 DTE ENERGY COM NPV COM 233331107 1,393 30,000 SH DEFINED 01 30,000 DU PONT (EI) DE NEMOURS $US0.30 COM 263534109 5,548 115,000 SH DEFINED 01 115,000 DUKE ENERGY COM NPV COM 264399106 3,511 90,000 SH DEFINED 01 90,000 DYNEGY (NEW) COM 26816L102 1,138 25,000 SH DEFINED 01 25,000 ECI TELECOM COM 268258100 600 120,000 SH DEFINED 01 120,000 EL PASO ENERGY COM $US3 COM 28368B102 4,040 76,900 SH DEFINED 01 76,900 ELECTRONIC DATA SYST COM $US0.01 COM 285661104 3,281 52,500 SH DEFINED 01 52,500 E-LOAN INC COM COM 26861P107 17 15,850 SH DEFINED 02 15,850 EMC COM $US0.01 COM 268648102 6,728 230,000 SH DEFINED 01 230,000 EMERSON ELECTRIC COM $US1 COM 291011104 3,025 50,000 SH DEFINED 01 50,000 ENRON COM $US0.10 COM 293561106 3,830 78,000 SH DEFINED 01 78,000 EXULT INC. COM 302284104 146,757 8,607,465 SH SOLE 8,607,465 EXXON MOBIL COM NPV COM 30231G102 28,651 328,000 SH DEFINED 01 328,000 FANNIE MAE COM NPV COM 313586109 8,503 100,000 SH DEFINED 01 100,000 FDX COM $US0.10 COM 31428X106 1,206 30,000 SH DEFINED 01 30,000 FEDERATED DEPT STORES $US0.01 COM 31410H101 1,275 30,000 SH DEFINED 01 30,000 FIFTH THIRD BANCORP COM NPV COM 316773100 4,504 75,000 SH DEFINED 01 75,000 FIRST DATA COM $US0.01 COM 319963104 2,574 40,000 SH DEFINED 01 40,000 FIRST UNION COM $US3.333 COM 337358105 2,795 80,000 SH DEFINED 01 80,000 FLEET BOSTON FINANCE COM $US0.01 COM 339030108 4,695 119,000 SH DEFINED 01 119,000 FLEXTRONICS INTL LTD ORD SHS COM Y2573F102 251 9,620 SH DEFINED 02 9,620 FLOWARE WIRELESS SYSTEMS LTD SHS COM M45919103 408 122,662 SH DEFINED 02 122,662 FLUOR COM 343861100 903 20,000 SH DEFINED 01 20,000 FOMENTO ECO MEX ADR (1B/2DB/2DL) ADR 344419106 2,021 47,200 SH DEFINED 01 47,200 FORD MOTOR (NEW) COM 345370860 4,716 192,097 SH DEFINED 01 192,097 FOUNDRY NETWORKS INC COM COM 35063R100 554 27,720 SH DEFINED 02 27,720 FPL GROUP COM $US0.01 COM 302571104 1,024 17,000 SH DEFINED 01 17,000 FREDDIE MAC COM $US0.21 COM 313400301 4,219 62,000 SH SOLE 62,000 GANNETT COM 364730101 2,965 45,000 SH DEFINED 01 45,000 GAP COM $US0.05 COM 364760108 2,465 85,000 SH DEFINED 01 85,000 GATEWAY COM $US0.01 COM 367626108 329 20,000 SH DEFINED 01 20,000 GEDEON RICHTER GDR GDR 368467304 5,106 92,000 SH DEFINED 01 92,000 GENERAL ELECTRIC COM $US0.16 COM 369604103 46,060 940,000 SH DEFINED 01 940,000 GENERAL MILLS COM 370334104 2,627 60,000 SH DEFINED 01 60,000 GENERAL MOTORS COM $US1.67 COM 370442105 3,388 52,647 SH DEFINED 01 52,647 GILLETTE COM $US1 COM 375766102 2,899 100,000 SH DEFINED 01 100,000 GLOBAL CROSSING COM $US0.01 COM 37931K309 734 85,000 SH DEFINED 01 85,000 GOLDEN WEST FINL COM 381317106 1,927 30,000 SH DEFINED 01 30,000 GPO CARSO ADR (2 A1) ADR 400485207 385 65,000 SH DEFINED 02 65,000 GPO ELEKTRA GDR (10 CPO) GDR 40050A102 571 60,000 SH DEFINED 01 60,000 GPO TELEVISA GDR (2 PTG CERT) GDR 40049J206 1,200 30,000 SH DEFINED 01 30,000 GUIDANT SHS NPV COM 401698105 1,008 28,000 SH DEFINED 01 28,000 HALLIBURTON COM $US2.50 COM 406216101 1,958 55,000 SH DEFINED 01 55,000 HARLEY DAVIDSON COM 412822108 1,177 25,000 SH DEFINED 01 25,000 HARRAHS ENTERTAINMENT COM 413619107 353 10,000 SH DEFINED 01 10,000 HARTFORD FINL SERV COM $US0.01 COM 416515104 3,728 54,500 SH DEFINED 01 54,500 HCA - THE HEALTHCARE COM $US0.01 COM 404119109 2,711 60,000 SH DEFINED 01 60,000 HEINZ (HJ) COM $US0.25 COM 423074103 1,840 45,000 SH DEFINED 01 45,000 HELLENIC TELECOM ADR (OTE) ADR 423325307 178 27,778 SH DEFINED 01 27,778 HEWLETT PACKARD COM $US0.01 COM 428236103 5,491 192,000 SH DEFINED 01 192,000 HILTON HOTELS COM 432848109 464 40,000 SH DEFINED 01 40,000 HOME DEPOT COM $US0.05 COM 437076102 10,393 220,000 SH DEFINED 01 220,000 HONEYWELL INTL COM $US1 COM 438516106 2,727 78,125 SH DEFINED 01 78,125 HOUSEHOLD INTERNATIONAL COM $US1 COM 441815107 4,335 65,000 SH DEFINED 01 65,000 HYBRID NETWORKS INC COM COM 44860K102 36 63,945 SH DEFINED 02 63,945 IBASIS INC COM COM 450732102 1,186 237,264 SH DEFINED 02 237,264 ILLINOIS TOOL WKS COM NPV COM 452308109 1,741 27,500 SH DEFINED 01 27,500 ILOG ADR (1 FRF400) ADR 452360100 738 50,000 SH DEFINED 01 50,000 INDOSAT ADR (10 B) ADR 715680104 2,685 300,000 SH DEFINED 02 300,000 INDUSTRIE NATUZZI ADR (1 ORD) ADR 456478106 2,539 181,340 SH DEFINED 01 181,340 INFONET SERVICES COM $US0.01 COM 45666T106 2,618 308,000 SH DEFINED 01 308,000 INGERSOLL RAND AM COM $US2 COM 456866102 906 22,000 SH DEFINED 01 22,000 INKTOMI CORP COM COM 457277101 162 16,888 SH DEFINED 02 16,888 INTEL COM $US0.001 COM 458140100 18,720 640,000 SH DEFINED 01 640,000 INTERNATIONAL PAPER COM $US1 COM 460146103 2,216 62,073 SH DEFINED 01 62,073 INTERPUBLIC COM $US0.10 COM 460690100 881 30,000 SH DEFINED 01 30,000 INTL BUSINESS MACHN COM $US0.20 COM 459200101 18,274 161,000 SH DEFINED 01 161,000 INTL FLAVORS COM $US0.125 COM 459506101 503 20,000 SH DEFINED 01 20,000 IONA TECH ADR (1 ORD) ADR 46206P109 2,503 65,000 SH DEFINED 02 65,000 JDS UNIPHASE COM 46612J101 1,346 107,700 SH DEFINED 02 107,700 JOHN HANCOCK FIN SVS COM $US0.01 COM 410145106 1,610 40,000 SH DEFINED 01 40,000 JOHNSON & JOHNSON COM $US1 COM 478160104 13,719 274,600 SH DEFINED 01 274,600 KELLOGG COM 487836108 1,450 50,000 SH DEFINED 01 50,000 KERR MCGEE COM $US1 COM 492386107 663 10,000 SH DEFINED 01 10,000 KIMBERLY CLARK ADR (5A) ADR 494368204 744 50,000 SH DEFINED 01 50,000 KIMBERLY CLARK COM $US1.25 COM 494368103 2,795 50,000 SH DEFINED 01 50,000 KLA TENCOR COM $US0.001 COM 482480100 994 17,000 SH DEFINED 01 17,000 KOHLS COM 500255104 1,882 30,000 SH DEFINED 02 30,000 KROGER COM $US1 COM 501044101 2,250 90,000 SH DEFINED 01 90,000 LEHMAN BROS HDG COM 524908100 1,545 20,000 SH DEFINED 01 20,000 LILLY(ELI) & CO COM NPV COM 532457108 6,660 90,000 SH DEFINED 02 90,000 LIMITED COM $US0.50 COM 532716107 1,652 100,000 SH DEFINED 01 100,000 LINCOLN NATIONAL COM COM 534187109 1,552 30,000 SH DEFINED 01 30,000 LINEAR TECHNOLOGY COM 535678106 1,327 30,000 SH DEFINED 01 30,000 LOCKHEED MARTIN COM COM 539830109 1,482 40,000 SH DEFINED 01 40,000 LOWES COM $US0.50 COM 548661107 2,539 35,000 SH DEFINED 01 35,000 LSI LOGIC COM $US0.01 COM 502161102 658 35,000 SH DEFINED 01 35,000 LUCENT TECHNOLOGIES COM $US0.01 COM 549463107 1,863 300,000 SH DEFINED 01 300,000 MANULIFE FINL CORP COM COM 56501R106 6,103 218,665 SH DEFINED 02 218,665 MANULIFE FINL CORP COM (ARCO) COM 56501R106 67,233 2,408,906 SH SOLE 2,408,906 MARSH & MCLENNAN COM $US1 COM 571748102 3,535 35,000 SH DEFINED 01 35,000 MASCO COM $US1 COM 574599106 1,498 60,000 SH DEFINED 01 60,000 MATAV RT ADR (5B) ADR 576561104 748 50,000 SH DEFINED 01 50,000 MAXIM INTEGRATED COM 57772K101 1,194 27,000 SH DEFINED 01 27,000 MBNA COM 55262L100 2,970 90,000 SH DEFINED 01 90,000 MCDONALDS COM $US0.01 COM 580135101 4,059 150,000 SH DEFINED 01 150,000 MCGRAW HILL COM 580645109 2,448 37,000 SH DEFINED 01 37,000 MCI WORLDCOM COM $US0.01 COM 55268B106 3,834 270,000 SH DEFINED 01 270,000 MCKESSON HBOC COM $US0.01 COM 58155Q103 1,485 40,000 SH DEFINED 01 40,000 MEAD COM NPV COM 582834107 1,221 45,000 SH DEFINED 01 45,000 MEDIMMUNE SYSTEMS COM 584699102 944 20,000 SH DEFINED 01 20,000 MEDTRONIC COM $US0.10 COM 585055106 6,211 135,000 SH DEFINED 02 135,000 MELLON FINANCIAL COM $US0.5 COM 58551A108 2,890 64,500 SH DEFINED 01 64,500 MERANT GROUP ADR (5 ORD) ADR 587336108 594 99,000 SH DEFINED 01 99,000 MERCK COM NPV COM 589331107 12,782 200,000 SH DEFINED 01 200,000 MERRILL LYNCH COM $US1.333 COM 590188108 4,148 70,000 SH DEFINED 01 70,000 MICRON TECHNOLOGY COM $US0.10 COM 595112103 2,466 60,000 SH DEFINED 01 60,000 MICROSOFT COM $US0.000012 COM 594918104 38,690 530,000 SH DEFINED 01 530,000 MINNESOTA MINING COM NPV COM 604059105 3,993 35,000 SH DEFINED 02 35,000 MIRANT COM 604675108 1,231 35,785 SH SOLE 35,785 MOLEX COM $US0.05 COM 608554101 548 15,000 SH DEFINED 01 15,000 MOODY'S COM COM 615369105 670 20,000 SH DEFINED 01 20,000 MORGAN ST DEAN WIT COM $US0.01 COM 617446448 7,065 110,000 SH DEFINED 01 110,000 MOTOROLA COM $US3 COM 620076109 3,138 189,500 SH DEFINED 01 189,500 MOTOROLA INC COM COM 620076109 1,410 85,163 SH DEFINED 02 85,163 NATL SEMICONDUCTOR COM $US0.50 COM 637640103 582 20,000 SH DEFINED 01 20,000 NEOFORMA COM INC COM COM 640475109 17 20,136 SH DEFINED 02 20,136 NETRO CORP COM COM 64114R109 367 86,557 SH DEFINED 02 86,557 NETWORK APPLIANCE COM NPV COM 64120L104 384 28,000 SH DEFINED 01 28,000 NEW YORK TIMES A COM $US0.10 COM 650111107 1,470 35,000 SH DEFINED 01 35,000 NEWELL RUBBERMAID COM $US1 COM 651229106 753 30,000 SH DEFINED 01 30,000 NEXTEL COMMS CL A $US0.001 COM 65332V103 1,225 70,000 SH DEFINED 01 70,000 NICE SYSADR (1 ORD) ADR 653656108 458 35,500 SH DEFINED 01 35,500 NIKE B COM NPV COM 654106103 1,050 25,000 SH DEFINED 01 25,000 NORFOLK SOUTHERN COM 655844108 1,037 50,000 SH DEFINED 01 50,000 NORTEL NETWORKS ($US) COM 656569100 2,754 305,000 SH DEFINED 01 305,000 NORTEL NETWORKS CORP NEW COM COM 656568102 718 79,568 SH DEFINED 02 79,568 NORTH FORK BANCORP COM $US2.50 COM 659424105 2,961 95,500 SH DEFINED 01 95,500 NORTHERN TRUST COM 665859104 1,406 22,500 SH DEFINED 01 22,500 NORTHROP GRUMMAN COM $US1.00 COM 666807102 1,682 21,000 SH DEFINED 01 21,000 OMNICOM GRP COM 681919106 1,858 21,600 SH DEFINED 01 21,600 ORACLE COM $US0.01 COM 68389X105 11,685 615,000 SH DEFINED 01 615,000 ORBOTECH COM COM M75253100 4,234 122,500 SH DEFINED 01 122,500 PALM COM 696642107 315 51,912 SH DEFINED 01 51,912 PARAMETRIC TECHNOLOGY CORP COM COM 699173100 405 28,931 SH DEFINED 02 28,931 PARKER HANNIFIN COM $US0.50 COM 701094104 955 22,500 SH DEFINED 01 22,500 PAYCHEX COM 704326107 1,800 45,000 SH DEFINED 01 45,000 PE CORP-PE BIOSYSTEMS GRP $US1 COM 693325102 535 20,000 SH DEFINED 02 20,000 PEPSICO CAP $US0.016666 COM 713448108 6,851 155,000 SH DEFINED 01 155,000 PFIZER COM $US0.05 COM 717081103 25,432 635,000 SH DEFINED 02 635,000 PHARMACIA COM 71713U102 6,945 151,150 SH DEFINED 02 151,150 PHARMACIA COM $US0.01 COM 71713U102 5,128 111,600 SH DEFINED 01 111,600 PHELPS DODGE COM $US6.25 COM 717265102 622 15,000 SH DEFINED 01 15,000 PHILIP MORRIS COM $US0.33 COM 718154107 10,890 220,000 SH DEFINED 01 220,000 PHILLIPS PETROLEUM COM $US1.25 COM 718507106 1,995 35,000 SH DEFINED 01 35,000 PPG INDUSTRIES COM $US1.6667 COM 693506107 1,051 20,000 SH DEFINED 01 20,000 PPL COM 69351T106 688 12,500 SH DEFINED 01 12,500 PRAXAIR COM $US0.01 COM 74005P104 705 15,000 SH DEFINED 01 15,000 PROCTER & GAMBLE COM NPV COM 742718109 8,741 137,000 SH DEFINED 01 137,000 PROKOM SOFTWARE GDR (1/2) REG S GDR 743394207 436 35,000 SH DEFINED 02 35,000 PROVIDIAN FINANCIAL COM 74406A102 1,480 25,000 SH DEFINED 01 25,000 PUBLIC SERVICE ENT COM NPV COM 744573106 3,423 70,000 SH DEFINED 01 70,000 QUAKER OATS COM 747402105 1,186 13,000 SH DEFINED 01 13,000 QUALCOMM COM $US0.0001 COM 747525103 4,094 70,000 SH DEFINED 01 70,000 QWEST COMMS INTL COM 749121109 5,219 163,759 SH DEFINED 01 163,759 RADIOSHACK COM 750438103 610 20,000 SH DEFINED 01 20,000 RALSTON-RAL PURINA COM $US0.10 COM 751277302 901 30,000 SH DEFINED 01 30,000 RAYTHEON COM 755111408 1,460 55,000 SH DEFINED 02 55,000 RELIANT ENERGY COM NPV COM 75952J108 1,933 60,000 SH DEFINED 01 60,000 ROC TAIWAN FUND SBI NPV COM 749651105 1,018 220,284 SH DEFINED 01 220,284 ROCKWELL INTL COM 773903109 1,144 30,000 SH DEFINED 01 30,000 ROHM & HAAS COM 775371107 987 30,000 SH DEFINED 01 30,000 ROYAL DUTCH PETROL NYS ( 1 ORD ) COM 780257804 12,178 209,000 SH DEFINED 01 209,000 SABA SOFTWARE INC COM COM 784932105 615 37,500 SH DEFINED 02 37,500 SAFEWAY COM 786514208 960 20,000 SH DEFINED 01 20,000 SANMINA COM 800907107 1,171 50,000 SH DEFINED 01 50,000 SARA LEE COM $US1.3333 COM 803111103 2,178 115,000 SH DEFINED 01 115,000 SBC COMMUNICATIONS COM $US1 COM 78387G103 13,620 340,000 SH DEFINED 01 340,000 SCHERING PLOUGH COM $US0.50 COM 806605101 4,892 135,000 SH DEFINED 01 135,000 SCHLUMBERGER COM $US0.01 COM 806857108 2,896 55,000 SH DEFINED 01 55,000 SCHWAB (CHARLES) COM $US0.01 COM 808513105 2,048 130,000 SH DEFINED 01 130,000 SCIENT CORP COM COM 80864H109 33 35,607 SH DEFINED 02 35,607 SCIENTIFIC ATLANTA COM $US0.50 COM 808655104 812 20,000 SH DEFINED 01 20,000 SEARS ROEBUCK COM 812387108 1,269 30,000 SH DEFINED 01 30,000 SIEBEL SYSCOM COM 826170102 2,345 50,000 SH DEFINED 01 50,000 SOLECTRON COM $US0.001 COM 834182107 2,013 110,000 SH DEFINED 01 110,000 SONUS NETWORKS INC COM COM 835916107 13,884 594,366 SH DEFINED 02 594,366 SOUTHERN CO COM $US5 COM 842587107 2,092 90,000 SH DEFINED 01 90,000 SOUTHWEST AIRLINES COM 844741108 1,664 90,000 SH DEFINED 01 90,000 SPDR TR UNIT SER 1 COM 78462F103 11,034 90,000 SH DEFINED 02 90,000 SPEECHWORKS INTL INC COM COM 84764M101 2,978 189,699 SH DEFINED 02 189,699 SPRINT (PCS GRP) COM $US1.00 COM 852061506 1,932 80,000 SH DEFINED 01 80,000 SPRINT COM (FON GROUP) $US2.50 COM 852061100 1,709 80,000 SH DEFINED 01 80,000 ST PAULS COM 792860108 1,521 30,000 SH DEFINED 01 30,000 STAPLES COM $US0.0006 COM 855030102 800 50,000 SH DEFINED 01 50,000 STARWOOD HOTEL & RES CLB COM 85590A203 2,050 55,000 SH DEFINED 01 55,000 STATE STREET COM 857477103 990 20,000 SH DEFINED 01 20,000 STET HELLAS TELECOM ADR ADR 859823106 450 57,737 SH DEFINED 02 57,737 STILWELL FINANCIAL COM 860831106 1,678 50,000 SH DEFINED 01 50,000 SUN MICROSYSTEMS COM $US0.0006 COM 866810104 5,235 33,000 SH DEFINED 01 333,000 SYNOVUS FINANCIAL COM 87161C105 784 25,000 SH DEFINED 01 25,000 SYSCO COM $US1 COM 871829107 1,901 70,000 SH DEFINED 01 70,000 TELEFONOS DE MEXI ADR(1O) ADR 879403707 4,674 35,000 SH DEFINED 02 135,000 TELLABS COM $US0.01 COM 879664100 969 50,000 SH DEFINED 01 50,000 TEMPLE INLAND COM $US1 COM 879868107 533 10,000 SH DEFINED 01 10,000 TENET HEALTHCARE COM $US0.15 COM 88033G103 2,064 40,000 SH DEFINED 01 40,000 TERADYNE COM $US0.125 COM 880770102 700 20,000 SH DEFINED 01 20,000 TEXACO COM $US3.125 COM 881694103 4,333 65,000 SH DEFINED 01 65,000 TEXAS INSTRUMENTS COM $US1 COM 882508104 6,061 90,000 SH DEFINED 01 190,000 TEXTRON COM 883203101 1,651 30,000 SH DEFINED 01 30,000 TIFFANY COM 886547108 543 15,000 SH DEFINED 01 15,000 TJX COM $US1 COM 872540109 1,115 35,000 SH DEFINED 02 35,000 TOPPS INC COM COM 890786106 1,615 38,164 SH DEFINED 02 138,164 TOTAL ACCESS COMMS THB10 ($S) COM 891490108 4,950 2,200,000 SH DEFINED 01 2,200,000 TOYS R US HOLDINGS COM 892335100 495 20,000 SH DEFINED 02 20,000 TRANSOCEAN SEDCO FOREX $US0.01 COM G90078109 1,237 30,000 SH DEFINED 01 30,000 TUBOS DE ACERO ADR (1 ORD) ADR 898592501 670 53,000 SH DEFINED 01 53,000 TXU COM 873168108 1,928 40,000 SH DEFINED 02 40,000 TYCO INTL COM $US0.2 COM 902124106 10,902 200,000 SH DEFINED 02 200,000 UNILEVER NV NYS (1 ORD) COM 904784704 3,395 57,000 SH DEFINED 01 57,000 UNISYS COM $US0.01 COM 909214108 441 30,000 SH DEFINED 01 30,000 UNITED HEALTHCARE COM $US0.01 COM 910581107 3,087 50,000 SH DEFINED 02 50,000 UNITED TECHNOLOGIES COM $US1 COM 913017109 4,029 55,000 SH DEFINED 01 55,000 US BANCORP COM 917292104 4,525 198,550 SH DEFINED 01 198,550 USX-MARATHON GROUP COM $US1 COM 902905827 885 30,000 SH DEFINED 01 30,000 VA LINUX SYS INC COM COM 91819B105 204 58,270 SH DEFINED 02 58,270 VERITAS SOFTWARE CO $US0.001 COM 923436109 3,588 53,930 SH DEFINED 02 53,930 VERSATA INC COM COM 925298101 88 132,019 SH DEFINED 02 132,019 VIACOM CL B N/VTG COM $US0.01 COM 925524308 7,633 147,500 SH DEFINED 01 147,500 VIGNETTE CORP COM COM 926734104 275 30,974 SH DEFINED 02 30,974 VINA TECHNOLOGIES INC COM COM 92719D100 23 16,267 SH DEFINED 02 16,267 VISTEON COM $US1 COM 92839U107 735 40,000 SH DEFINED 01 40,000 VITRIA TECHNOLOGY INC COM COM 92849Q104 1,487 432,159 SH DEFINED 02 432,159 VIVENDI UNIVERSAL ADR ADR 92851S204 650 11,200 SH DEFINED 01 11,200 VYSIS INC. COM 928961101 167,900 6,662,682 SH DEFINED 02 6,662,682 WACHOVIA CORP COM $US5 COM 929771103 1,423 20,000 SH DEFINED 01 20,000 WAL MART STORES COM $US0.10 COM 931142103 20,008 410,000 SH DEFINED 01 410,000 WALGREEN COM 931422109 2,750 79,800 SH DEFINED 01 79,800 WASHINGTON MUTUAL COM NPV COM 939322103 3,661 97,500 SH DEFINED 01 97,500 WASTE MANAGEMENT COM $US0.01 COM 94106L109 1,541 50,000 SH DEFINED 01 50,000 WELLS FARGO COM $US1.6667 COM 949746101 8,357 180,000 SH DEFINED 01 180,000 WEYERHAEUSER COM $US1.25 COM 962166104 2,043 37,168 SH DEFINED 01 37,168 WILLIAMS COM $US1 COM 969457100 1,993 60,500 SH DEFINED 01 60,500 WYNDHAM INTL INC CL A COM 983101106 31 17,014 SH DEFINED 02 17,014 XILINX COM 983919101 1,237 30,000 SH DEFINED 01 30,000 YAHOO COM $US0.00017 COM 984332106 1,059 53,000 SH DEFINED 01 53,000 TOTAL 1,511,185