0000313716-18-000050.txt : 20180530 0000313716-18-000050.hdr.sgml : 20180530 20180530153112 ACCESSION NUMBER: 0000313716-18-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180525 FILED AS OF DATE: 20180530 DATE AS OF CHANGE: 20180530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baumgartner Urs CENTRAL INDEX KEY: 0001678923 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34639 FILM NUMBER: 18867909 MAIL ADDRESS: STREET 1: ONE HARDINGE DRIVE CITY: ELMIRA STATE: NY ZIP: 14903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARDINGE INC CENTRAL INDEX KEY: 0000313716 STANDARD INDUSTRIAL CLASSIFICATION: MACHINE TOOLS, METAL CUTTING TYPES [3541] IRS NUMBER: 160470200 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARDINGE DRIVE CITY: ELMIRA STATE: NY ZIP: 14902 BUSINESS PHONE: 6077342281 MAIL ADDRESS: STREET 1: ONE HARDINGE DRIVE CITY: ELMIRA STATE: NY ZIP: 14902 FORMER COMPANY: FORMER CONFORMED NAME: HARDINGE BROTHERS INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-05-25 1 0000313716 HARDINGE INC HDNG 0001678923 Baumgartner Urs C/O HARDINGE INC. ONE HARDINGE DRIVE ELMIRA NY 14903 0 1 0 0 Vice President - Grinding Common Stock 2018-05-25 4 A 0 6450 A 17712.02 D Common Stock 2018-05-25 4 D 0 17712.02 18.5 D 0 D Shares reported as acquired are performance shares which were to vest upon the completion of certain milestones associated with the economic performance of the issuer. On May 25, 2018, the reporting person became the beneficial owner of the shares upon their vesting pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement"). Shares disposed of for cash consideration pursuant to the Merger Agreement. John R. Alexander, as Attorney-in-Fact, pursuant to a Power of Attorney dated July 1, 2016 2018-05-30