0001181431-14-019218.txt : 20140512 0001181431-14-019218.hdr.sgml : 20140512 20140512180713 ACCESSION NUMBER: 0001181431-14-019218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140510 FILED AS OF DATE: 20140512 DATE AS OF CHANGE: 20140512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECHELON CORP CENTRAL INDEX KEY: 0000031347 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770203595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 MERIDIAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95126 BUSINESS PHONE: 4089385200 MAIL ADDRESS: STREET 1: 550 MERIDIAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nagaraj Varun CENTRAL INDEX KEY: 0001519936 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29748 FILM NUMBER: 14834758 MAIL ADDRESS: STREET 1: 550 MERIDIAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95126 4 1 rrd409075.xml MAY 10 2014 RELEASE X0306 4 2014-05-10 0 0000031347 ECHELON CORP ELON 0001519936 Nagaraj Varun 550 MERIDIAN AVENUE SAN JOSE CA 95126 0 1 0 0 Sen. VP & GM, IoT Common Stock 2014-05-10 4 M 0 8750 A 36042 D Common Stock 2014-05-10 4 F 0 3288 2.55 D 32754 D Performance Shares 2014-05-10 4 M 0 8750 0 D 2015-05-10 Common Stock 8750 8750 D Each performance share represents the right to receive one share of the Issuer's Common Stock. 8,750 of the 35,000 shares granted to the Reporting Person under the Issuer's 1997 Stock Plan were vested and released to the Reporting Person effective May 10, 2014. Such 35,000 share grant vests at the following rate: 1/4th of such shares on May 10, 2012 and on each one year anniversary thereafter. /s/ Rebecca Baybrook, attorney-in-fact for Varun Nagaraj 2014-05-12