-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DOY2IAgZSS6joYkbReGCK7ANpbmZ4B3r1FGRxDwIzXR4/GmZVfe7Q+sYXLV8dR0/ mbUjoMWJh0gLdkgoyY4QvA== 0001181431-07-074927.txt : 20071212 0001181431-07-074927.hdr.sgml : 20071212 20071212125839 ACCESSION NUMBER: 0001181431-07-074927 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071205 FILED AS OF DATE: 20071212 DATE AS OF CHANGE: 20071212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O S VENTURES CENTRAL INDEX KEY: 0001274143 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29748 FILM NUMBER: 071301175 MAIL ADDRESS: STREET 1: C/O ECHELONCORP STREET 2: 550 MERIDIAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSHMAN TRUST DATED 7 10 1979 CENTRAL INDEX KEY: 0001274140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29748 FILM NUMBER: 071301176 MAIL ADDRESS: STREET 1: C/O ECHELONCORP STREET 2: 550 MERIDIAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSHMAN M KENNETH CENTRAL INDEX KEY: 0001078519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29748 FILM NUMBER: 071301177 BUSINESS ADDRESS: BUSINESS PHONE: 6508557400 MAIL ADDRESS: STREET 1: C/O ECHELON CORP STREET 2: 4015 MIRANDA AVE CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECHELON CORP CENTRAL INDEX KEY: 0000031347 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770203595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 MERIDIAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95126 BUSINESS PHONE: 4089385200 MAIL ADDRESS: STREET 1: 550 MERIDIAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95126 4 1 rrd181224.xml GIFTS - 12/5/07 X0202 4 2007-12-05 0 0000031347 ECHELON CORP ELON 0001078519 OSHMAN M KENNETH 550 MERIDIAN AVE SAN JOSE CA 95126 1 1 1 0 Chairman of the Board & CEO 0001274140 OSHMAN TRUST DATED 7 10 1979 C/O M KENNETH OSHMAN ECHELON CORP., 550 MERIDIAN AVE SAN JOSE CA 95126 0 0 1 0 0001274143 O S VENTURES C/O M KENNETH OSHMAN ECHELON CORP., 550 MERIDIAN AVE SAN JOSE CA 95126 0 0 1 0 Common Stock 2007-12-05 5 G 0 23200 0.00 D 3522535 I See footnote Common Stock 333661 I See footnote Common Stock 266339 I See footnote Common Stock 333661 I See footnote Common Stock 266339 I See footnote Common Stock 488428 I See footnote The shares are held by the Oshman Trust dated July 10, 1979 (the "Oshman Trust"), of which the Reporting Person and his spouse, Barbara S. Oshman, serve as co-trustees. The shares are held by the M. Kenneth Oshman Annuity Trust dated February 14, 2006. The shares are held by the M. Kenneth Oshman Annuity Trust II dated February 15, 2007. The shares are held by the Barbara S. Oshman Annuity Trust dated February 14, 2006. The shares are held by the Barbara S. Oshman Annuity Trust II dated February 15, 2007. The shares are held by O-S Ventures, a general partnership, of which the Reporting Person is general partner. /s/ Oliver R. Stanfield, attorney-in-fact for M. Kenneth Oshman 2007-12-12 -----END PRIVACY-ENHANCED MESSAGE-----