-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B1o8qAZKToCmnCkPfLqX3FZoepZMXCT0ZmGB78vVX67BLxPu+42LKXSO9znUevP2 PzR5QtLgZyJrLkzef0SmBQ== 0001181431-07-056912.txt : 20070911 0001181431-07-056912.hdr.sgml : 20070911 20070911163754 ACCESSION NUMBER: 0001181431-07-056912 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070910 FILED AS OF DATE: 20070911 DATE AS OF CHANGE: 20070911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSHMAN TRUST DATED 7 10 1979 CENTRAL INDEX KEY: 0001274140 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-29748 FILM NUMBER: 071111330 MAIL ADDRESS: STREET 1: C/O ECHELONCORP STREET 2: 550 MERIDIAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O S VENTURES CENTRAL INDEX KEY: 0001274143 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-29748 FILM NUMBER: 071111329 MAIL ADDRESS: STREET 1: C/O ECHELONCORP STREET 2: 550 MERIDIAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSHMAN M KENNETH CENTRAL INDEX KEY: 0001078519 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-29748 FILM NUMBER: 071111331 BUSINESS ADDRESS: BUSINESS PHONE: 6508557400 MAIL ADDRESS: STREET 1: C/O ECHELON CORP STREET 2: 4015 MIRANDA AVE CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECHELON CORP CENTRAL INDEX KEY: 0000031347 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770203595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 MERIDIAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95126 BUSINESS PHONE: 4089385200 MAIL ADDRESS: STREET 1: 550 MERIDIAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95126 4/A 1 rrd172242.xml 9/10/07 GRANTS - AMENDED X0202 4/A 2007-09-10 2007-09-11 0 0000031347 ECHELON CORP ELON 0001078519 OSHMAN M KENNETH 550 MERIDIAN AVE SAN JOSE CA 95126 1 1 1 0 Chairman of the Board & CEO 0001274140 OSHMAN TRUST DATED 7 10 1979 C/O M KENNETH OSHMAN ECHELON CORP., 550 MERIDIAN AVE SAN JOSE CA 95126 0 0 1 0 0001274143 O S VENTURES C/O M KENNETH OSHMAN ECHELON CORP., 550 MERIDIAN AVE SAN JOSE CA 95126 0 0 1 0 Performance Shares 2007-09-10 4 A 0 18750 0 A 2012-09-10 Common Stock 18750 18750 D StockAppreciation Right 27.80 2007-09-10 4 A 0 56250 0 A 2012-09-10 Common Stock 56250 56250 D Each performance share represents the right to receive one share of the Issuer's Common Stock. Pursuant to the Issuer's 1997 Stock Plan (the "Plan") the Reporting Person was granted 18,750 performance shares. 1/4th of such shares will vest on September 10, 2008 and on each one year anniversary thereafter. Pursuant to the Plan the Reporting Person was granted stock appreciation rights with respect to 56,250 shares. 1/4th of such shares will vest on September 10, 2008 and on each one year anniversary thereafter. The original Form 4 erroneously omitted The Oshman Trust and O-S Ventures as Reporting Persons. /s/ Oliver R. Stanfield, attorney-in-fact for Kenneth O. Oshman 2007-09-11 -----END PRIVACY-ENHANCED MESSAGE-----