-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qfh5X/0BBsNiFNJ4FZAVmHt7m7tKjSoJPIDFw1SSEPdrGBcQ7dxsWjhxgNr1WoGy AbiuWVk/kDGSV16dtnORiA== 0001181431-07-052114.txt : 20070813 0001181431-07-052114.hdr.sgml : 20070813 20070813190206 ACCESSION NUMBER: 0001181431-07-052114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070809 FILED AS OF DATE: 20070813 DATE AS OF CHANGE: 20070813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECHELON CORP CENTRAL INDEX KEY: 0000031347 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770203595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 MERIDIAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95126 BUSINESS PHONE: 4089385200 MAIL ADDRESS: STREET 1: 550 MERIDIAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLOCH KATHLEEN B CENTRAL INDEX KEY: 0001227358 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29748 FILM NUMBER: 071050758 BUSINESS ADDRESS: STREET 1: C/O ECHELON CORP STREET 2: 550 MERIDIAN AVE CITY: SAN JOSE STATE: CA ZIP: 95126 BUSINESS PHONE: 4089385200 4 1 rrd169126.xml NET EXERCISE AND SALE 8/9/07 X0202 4 2007-08-09 0 0000031347 ECHELON CORP ELON 0001227358 BLOCH KATHLEEN B 550 MERIDIAN AVE SAN JOSE CA 95126 0 1 0 0 Sr. VP, Gen Counsl & Secretary Common Stock 2007-08-09 4 M 0 9556 8.52 A 19402 D Common Stock 2007-08-09 4 F 0 5053 31.95 D 14349 D Common Stock 2007-08-09 4 M 0 5217 10.89 A 19566 D Common Stock 2007-08-09 4 F 0 3007 31.95 D 16559 D Common Stock 2007-08-09 4 M 0 54783 8.52 A 71342 D Common Stock 2007-08-09 4 F 0 28971 31.95 D 42371 D Common Stock 2007-08-09 4 S 0 200 31.61 D 42171 D Common Stock 2007-08-09 4 S 0 25325 31.60 D 16846 D Employee Stock Option (Right to buy) 8.52 2007-08-09 4 M 0 9556 0 D 2008-05-21 Common Stock 9556 0 D Employee Stock Option (Right to buy) 10.89 2007-08-09 4 M 0 5217 0 D 2009-03-17 Common Stock 5217 0 D Employee Stock Option (Right to buy) 8.52 2007-08-09 4 M 0 54783 0 D 2009-03-17 Common Stock 54783 0 D The Reporting Person exercised 9,556 of the 9,556 share option grant dated April 22, 2005. Previous vesting was such that this 9,556 share option vested as to 7,778 shares on April 22, 2006 and the remaining 1,778 shares vested monthly thereafter through December 22, 2006; however, on November 18, 2005 vesting was accelerated in full. The Reporting Person exercised 5,217 of the 60,000 share option grant dated March 17, 2004. Previous vesting was such that this 60,000 share option vested as to 1/4th of the shares on March 17, 2005 and as to 1/48th of the shares on the last day of each one month anniversary thereafter; however, on November 18, 2005 vesting was accelerated in full. The Reporting Person exercised 54,783 of the 54,783 share option grant dated April 22, 2005. Previous vesting was such that this 54,783 share option vested as to 31,250 shares on April 22, 2006 and the remaining 23,533 shares were to vest and become exercisable monthly thereafter through December 22, 2007; however, on November 18, 2005 vesting was accelerated in full. /s/ Oliver R. Stanfield, attorney-in-fact for Kathleen B. Bloch 2007-08-13 -----END PRIVACY-ENHANCED MESSAGE-----