-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AVDSmAUPDJE8e+h04gAscGNxilsHQhHiXP5L9OsgPTx1rnemIshOcsLADO+MUNAY iI2zLTkoDcwlpgEOQgwLlg== 0001181431-03-014098.txt : 20030715 0001181431-03-014098.hdr.sgml : 20030715 20030715163744 ACCESSION NUMBER: 0001181431-03-014098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030711 FILED AS OF DATE: 20030715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARKKULA ARMAS CLIFFORD CENTRAL INDEX KEY: 0000918983 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29748 FILM NUMBER: 03787566 BUSINESS ADDRESS: STREET 1: C/O ACM INVESTMENTS STREET 2: 187 KINGS MOUNTAIN ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 BUSINESS PHONE: 6508514425 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECHELON CORP CENTRAL INDEX KEY: 0000031347 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770203595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4015 MIRANDA AVE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6508557400 MAIL ADDRESS: STREET 1: 4015 MIRANDA AVE CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 rrd13209.xml X0101 4 2003-07-11 0 0000031347 ECHELON CORP elon 0000918983 MARKKULA ARMAS CLIFFORD 1 0 0 0 Common Stock 2003-07-11 4 M 0 7500 7.00 A 1787038 I see footnote Director stock option (right to buy) 7.00 2003-07-11 4 M 0 7500 0.00 D 1999-07-27 2003-07-27 common stock 7500 0 D 1,635,110 shares are held by the Restated Arlin Trust dated 12/12/90, of which the Reporting Person and his spouse serve as co-trustees; and 151,928 shares re held by Markkula Family Limited Partnership (the "Partnership"). The Reporting Person disclaims beneficial ownership of all but 27,500 shares held by the Partnership. The Reporting Person exercised 7,500 of the 10,000 share option granted on July 27, 1998 under the Echelon Corporation 1998 Director Option Plan. The option became exercisable at the rate of 1/4th of the shares on July 27, 1999 and each one-year anniversary thereafter. Gibson Anderson 2003-07-15 -----END PRIVACY-ENHANCED MESSAGE-----