-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DZeUksJvY5FhRt3FZTvh9+za1mTZ7wDEE/qAcXPc3ZmCdelSnXogG9kAb+smT0O6 kegg4YT0untbv9Fy5delrQ== 0000912057-02-042367.txt : 20021114 0000912057-02-042367.hdr.sgml : 20021114 20021114143058 ACCESSION NUMBER: 0000912057-02-042367 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20021114 ITEM INFORMATION: FILED AS OF DATE: 20021114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MESA ROYALTY TRUST/TX CENTRAL INDEX KEY: 0000313364 STANDARD INDUSTRIAL CLASSIFICATION: OIL ROYALTY TRADERS [6792] IRS NUMBER: 746284806 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-07884 FILM NUMBER: 02824268 BUSINESS ADDRESS: STREET 1: 712 MAIN STREET CITY: HOUSTON STATE: TX ZIP: 77210 BUSINESS PHONE: 7132165100 MAIL ADDRESS: STREET 1: P O BOX 4717 CITY: HOUSTON STATE: TX ZIP: 77210 8-K 1 a2093882z8-k.txt FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------- FORM 8-K ------------------------- CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): NOVEMBER 14, 2002 MESA ROYALTY TRUST (Exact name of Registrant as specified in its charter) TEXAS 1-7884 76-6284806 (State or other jurisdiction of (Commission (I.R.S. Employer incorporation or organization) File Number) Identification No.) JPMORGAN CHASE BANK, TRUSTEE INSTITUTIONAL TRUST SERVICES 700 LAVACA STREET AUSTIN, TEXAS 78701 (Address of principal executive offices) (Zip Code) Registrant's Telephone Number, including area code: (512) 479-2562 NOT APPLICABLE (Former name, former address and former fiscal year, if changed since last report) 1 ITEM 9. REGULATION FD DISCLOSURE. Attached as Exhibit 99.1 is the certification of JPMorgan Chase Bank, not in its individual capacity, but solely as trustee of the Registrant, under Section 906 of the Sarbanes-Oxley Act of 2002 (the "Certification"). In connection with the filing of the Registrant's Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2002, the Trustee furnished as correspondence the Certification attached hereto as Exhibit 99.1. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. MESA ROYALTY TRUST By: JPMorgan Chase Bank, as Trustee By: /s/ Mike Ulrich --------------------------------- Mike Ulrich Vice President and Trust Officer Date: November 14, 2002 Exhibit Index
Exhibit Number Description - -------------- ----------------------- 99.1 Certification by JPMorgan Chase Bank, as Trustee of the Registrant furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
3 EX-99.1 3 a2093882zex-99_1.txt EXHIBIT 99.1 EXHIBIT 99.1 November 14, 2002 Via EDGAR Securities and Exchange Commission Judiciary Plaza 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Ladies and Gentlemen: In connection with the Quarterly Report of Mesa Royalty Trust (the "Trust") on Form 10-Q for the quarterly period ended September 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), the undersigned, not in its individual capacity but solely as the trustee of the Trust, certifies pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to its knowledge: (1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Trust. The above certification is furnished solely pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350) and is not being filed as part of the Form 10-Q or as a separate disclosure document. JPMorgan Chase Bank, Trustee for Mesa Royalty Trust By: /s/ Mike Ulrich -------------------------------- Mike Ulrich Vice President and Trust Officer 4 -----END PRIVACY-ENHANCED MESSAGE-----