0001209191-12-011275.txt : 20120217 0001209191-12-011275.hdr.sgml : 20120217 20120217164446 ACCESSION NUMBER: 0001209191-12-011275 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120216 FILED AS OF DATE: 20120217 DATE AS OF CHANGE: 20120217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGill James W CENTRAL INDEX KEY: 0001299345 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 12623219 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-02-16 0 0000031277 EATON CORP ETN 0001299345 McGill James W EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 0 1 0 0 EVP - Human Resources Common Shares 2012-02-16 4 M 0 16000 29.535 A 88900 D Common Shares 2012-02-16 4 F 0 1991 50.695 D 86909 D Common Shares 2012-02-16 4 S 0 32582 50.7414 D 54327 D Common Shares 8787.866 I by trustee of ESP Stock Option 29.535 2012-02-16 4 M 0 16000 0.00 D 2005-02-24 2014-02-24 Common Shares 16000 0 D These shares were delivered to the issuer to pay for the applicable option exercise price and withholding tax. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $50.750 - $50.845. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. These shares are held in the Eaton Savings Plan. /s/Kathleen S. O'Connor, as Attorney-in-Fact 2012-02-17