8-K/A 1 kodk-8ka_20200520.htm 8-K/A RE ADVISORY VOTING OCTOBER 2020 kodk-8ka_20200520.htm



Washington, D.C. 20549


Form 8-K/A


Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported):  May 20, 2020


(Exact name of registrant as specified in its charter)

(State or other jurisdiction of incorporation)

(Commission File Number)

(IRS Employer

Identification No.)


343 State Street

Rochester, NY 14650
(Address of principal executive offices with zip code)


(585) 724-4000
(Registrant’s telephone number, including area code)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class


Trading Symbol


Name of each exchange

on which registered

Common Stock, $0.01 par value per share




New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 


Item 5.07Submission of Matters to a Vote of Security Holders.

As Eastman Kodak Company (the “Company”) previously reported in a Current Report on Form 8-K filed May 27, 2020, at the Company’s Annual Meeting of Shareholders held on May 20, 2020 the Company’s shareholders approved, through a non-binding advisory vote, an annual frequency for the non-binding advisory vote to approve the compensation of the Company’s Named Executive Officers.  The sole purpose of this amendment is to disclose, in accordance with item 5.07(d) of Form 8‑K, that the Company has determined it will hold future non-binding advisory votes on an annual basis until the next vote by the Company’s shareholders on the frequency of the non-binding advisory vote to approve the compensation of its Named Executive Officers.





Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.













/s/ Roger W. Byrd




Roger W. Byrd




General Counsel, Secretary and Senior Vice President


Date: October 9, 2020