0001062993-24-007382.txt : 20240328 0001062993-24-007382.hdr.sgml : 20240328 20240328182715 ACCESSION NUMBER: 0001062993-24-007382 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240326 FILED AS OF DATE: 20240328 DATE AS OF CHANGE: 20240328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Byrd Roger W. CENTRAL INDEX KEY: 0001764007 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 24801097 MAIL ADDRESS: STREET 1: C/O EASTMAN KODAK COMPANY STREET 2: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 5857244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-03-26 0000031235 EASTMAN KODAK CO KODK 0001764007 Byrd Roger W. C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 General Counsel, Sec., SVP 0 Common Stock, par value $.01 2024-03-26 4 A 0 10474 0 A 49766 D Common Stock, par value $.01 2024-03-26 4 F 0 3106 4.57 D 46660 D Restricted Stock Units 0 Common Stock, par value $.01 25000 25000 D Performance Stock Units 0 Common Stock, par value $.01 25000 25000 D Stock Option (Right to Buy) 4.28 2030-05-17 Common Stock, par value $.01 25000 25000 D Stock Option (Right to Buy) 4.28 2030-05-17 Common Stock, par value $.01 25000 25000 D Stock Option (Right to Buy) 3.03 2026-02-19 Common Stock, par value $.01 15000 15000 D Stock Option (Right to Buy) 4.53 2029-02-19 Common Stock, par value $.01 10000 10000 D Stock Option (Right to Buy) 6.03 2029-02-19 Common Stock, par value $.01 10000 10000 D Stock Option (Right to Buy) 12.0 2029-02-19 Common Stock, par value $.01 10000 10000 D Stock Option (Right to Buy) 3.09 2026-01-15 Common Stock, par value $.01 89744 89744 D Stock Option (Right to Buy) 12.5 2027-09-13 Common Stock, par value $.01 30457 30457 D Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. These restricted stock units, which convert into common stock on a one-for-one basis, will vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026, except as otherwise provided in the award notice. These performance stock units, which convert into common stock on a one-for-one basis, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price, except as otherwise provided in the award notice. This option will vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026, except as otherwise provided in the award notice. This option will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price, except as otherwise provided in the award notice. This option is fully vested as of the date of this report. /s/ Roger W. Byrd 2024-03-28