0001062993-23-022439.txt : 20231212
0001062993-23-022439.hdr.sgml : 20231212
20231212163306
ACCESSION NUMBER: 0001062993-23-022439
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231209
FILED AS OF DATE: 20231212
DATE AS OF CHANGE: 20231212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONTINENZA JAMES V
CENTRAL INDEX KEY: 0001197594
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 231481640
MAIL ADDRESS:
STREET 1: C/O ARCH WIRELESS INC
STREET 2: 1800 WEST PARK DR #250
CITY: WESTBOROUGH
STATE: MA
ZIP: 01581
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 5857244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-12-09
0000031235
EASTMAN KODAK CO
KODK
0001197594
CONTINENZA JAMES V
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
1
1
0
0
Executive Chairman and CEO
0
Common Stock, par value $.01
1064369
D
Restricted Stock Units
0
Common Stock, par value $.01
589006
589006
D
Restricted Stock Units
0
Common Stock, par value $.01
100000
100000
D
Restricted Stock Units
0
Common stock, par value $.01
200000
200000
D
Restricted Stock Units
0
Common stock, par value $.01
300000
300000
D
Phantom Stock
0
Common Stock, par value $.01
241589
241589
D
Stock Option (Right to Buy)
3.03
2023-12-09
4
D
0
981707
D
2029-02-19
Common Stock, par value $.01
981707
0
D
Stock Option (Right to Buy)
3.03
2023-12-09
4
A
0
981707
A
2026-02-19
Common Stock, par value $.01
981707
981707
D
Stock Option (Right to Buy)
4.53
2029-02-19
Common Stock, par value $.01
298780
298780
D
Stock Option (Right to Buy)
6.03
2029-02-19
Common Stock, par value $.01
298780
298780
D
Stock Option (Right to Buy)
12
2029-02-19
Common Stock, par value $.01
170733
170733
D
Stock Option (Right to Buy)
3.03
2023-12-09
4
D
0
1150000
D
2029-02-19
Common Stock, par value $.01
1150000
0
D
Stock Option (Right to Buy)
3.03
2023-12-09
4
A
0
1150000
A
2026-02-19
Common Stock, par value $.01
1150000
1150000
D
Stock Option (Right to Buy)
4.53
2029-02-19
Common Stock, par value $.01
350000
350000
D
Stock Option (Right to Buy)
6.03
2029-02-19
Common Stock, par value $.01
350000
350000
D
Stock Option (Right to Buy)
12.00
2029-02-19
Common Stock, par value $.01
200000
200000
D
These restricted stock units convert into common stock on a one-for-one basis.
These restricted stock units will vest in substantially equal installments on each of 11/29/2024, 11/29/2025 and 11/29/2026, except as otherwise provided in the award notice.
These restricted stock units will vest on 2/26/2024, except as otherwise provided in the award notice.
These restricted stock units will vest in substantially equal installments on each of 2/26/2024 and 2/26/2025, except as otherwise provided in the award notice.
These restricted stock units will vest in substantially equal installments on each of 2/26/2024, 2/26/2025 and 2/26/2026, except as otherwise provided in the award notice.
Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.
This option is fully vested as of the date of this report.
The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.
/s/ Roger W. Byrd, Attorney-in-Fact for James V. Continenza
2023-12-12