0001062993-23-022439.txt : 20231212 0001062993-23-022439.hdr.sgml : 20231212 20231212163306 ACCESSION NUMBER: 0001062993-23-022439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231209 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONTINENZA JAMES V CENTRAL INDEX KEY: 0001197594 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 231481640 MAIL ADDRESS: STREET 1: C/O ARCH WIRELESS INC STREET 2: 1800 WEST PARK DR #250 CITY: WESTBOROUGH STATE: MA ZIP: 01581 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 5857244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-12-09 0000031235 EASTMAN KODAK CO KODK 0001197594 CONTINENZA JAMES V C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 1 1 0 0 Executive Chairman and CEO 0 Common Stock, par value $.01 1064369 D Restricted Stock Units 0 Common Stock, par value $.01 589006 589006 D Restricted Stock Units 0 Common Stock, par value $.01 100000 100000 D Restricted Stock Units 0 Common stock, par value $.01 200000 200000 D Restricted Stock Units 0 Common stock, par value $.01 300000 300000 D Phantom Stock 0 Common Stock, par value $.01 241589 241589 D Stock Option (Right to Buy) 3.03 2023-12-09 4 D 0 981707 D 2029-02-19 Common Stock, par value $.01 981707 0 D Stock Option (Right to Buy) 3.03 2023-12-09 4 A 0 981707 A 2026-02-19 Common Stock, par value $.01 981707 981707 D Stock Option (Right to Buy) 4.53 2029-02-19 Common Stock, par value $.01 298780 298780 D Stock Option (Right to Buy) 6.03 2029-02-19 Common Stock, par value $.01 298780 298780 D Stock Option (Right to Buy) 12 2029-02-19 Common Stock, par value $.01 170733 170733 D Stock Option (Right to Buy) 3.03 2023-12-09 4 D 0 1150000 D 2029-02-19 Common Stock, par value $.01 1150000 0 D Stock Option (Right to Buy) 3.03 2023-12-09 4 A 0 1150000 A 2026-02-19 Common Stock, par value $.01 1150000 1150000 D Stock Option (Right to Buy) 4.53 2029-02-19 Common Stock, par value $.01 350000 350000 D Stock Option (Right to Buy) 6.03 2029-02-19 Common Stock, par value $.01 350000 350000 D Stock Option (Right to Buy) 12.00 2029-02-19 Common Stock, par value $.01 200000 200000 D These restricted stock units convert into common stock on a one-for-one basis. These restricted stock units will vest in substantially equal installments on each of 11/29/2024, 11/29/2025 and 11/29/2026, except as otherwise provided in the award notice. These restricted stock units will vest on 2/26/2024, except as otherwise provided in the award notice. These restricted stock units will vest in substantially equal installments on each of 2/26/2024 and 2/26/2025, except as otherwise provided in the award notice. These restricted stock units will vest in substantially equal installments on each of 2/26/2024, 2/26/2025 and 2/26/2026, except as otherwise provided in the award notice. Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested. This option is fully vested as of the date of this report. The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested. /s/ Roger W. Byrd, Attorney-in-Fact for James V. Continenza 2023-12-12