0001062993-23-021834.txt : 20231204
0001062993-23-021834.hdr.sgml : 20231204
20231204163930
ACCESSION NUMBER: 0001062993-23-021834
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231128
FILED AS OF DATE: 20231204
DATE AS OF CHANGE: 20231204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Byrd Roger W.
CENTRAL INDEX KEY: 0001764007
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 231463766
MAIL ADDRESS:
STREET 1: C/O EASTMAN KODAK COMPANY
STREET 2: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 5857244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-11-28
0000031235
EASTMAN KODAK CO
KODK
0001764007
Byrd Roger W.
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
0
1
0
0
General Counsel, Sec., SVP
0
Common Stock, par value $.01
39292
D
Restricted Stock Units
0
Common Stock, par value $.01
25000
25000
D
Performance Stock Units
0
Common Stock, par value $.01
25000
25000
D
Stock Option (Right to Buy)
4.28
2030-05-17
Common Stock, par value $.01
25000
25000
D
Stock Option (Right to Buy)
4.28
2030-05-17
Common Stock, par value $.01
25000
25000
D
Stock Option (Right to Buy)
3.03
2023-11-28
4
D
0
15000
D
2029-02-19
Common Stock, par value $.01
15000
0
D
Stock Option (Right to Buy)
3.03
2023-11-28
4
A
0
15000
A
2026-02-19
Common Stock, par value $.01
15000
15000
D
Stock Option (Right to Buy)
4.53
2029-02-19
Common Stock, par value $.01
10000
10000
D
Stock Option (Right to Buy)
6.03
2029-02-19
Common Stock, par value $.01
10000
10000
D
Stock Option (Right to Buy)
12.0
2029-02-19
Common Stock, par value $.01
10000
10000
D
Stock Option (Right to Buy)
3.09
2023-11-28
4
D
0
89744
D
2029-01-15
Common Stock, par value $.01
89744
0
D
Stock Option (Right to Buy)
3.09
2023-11-28
4
A
0
89744
A
2026-01-15
Common Stock, par value $.01
89744
89744
D
Stock Option (Right to Buy)
12.5
2027-09-13
Common Stock, par value $.01
30457
30457
D
These restricted stock units, which convert into common stock on a one-for-one basis, will vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026, except as otherwise provided in the award notice.
These performance stock units, which convert into common stock on a one-for-one basis, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price, except as otherwise provided in the award notice.
This option will vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026, except as otherwise provided in the award notice.
This option will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price, except as otherwise provided in the award notice.
The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.
This option is fully vested as of the date of this report.
The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.
/s/ Roger W. Byrd
2023-12-04